Company · CIK 102109

# DeFi Capital Markets, Inc.

| CIK | [102109](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000102109) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 5065 — Wholesale-Electronic Parts & Equipment, NEC |
| Incorporated in | MD |
| Business address | MD |
| Listed | UUU (NYSE) |
| First annual or quarterly report | 1995-08-11 |

## Offerings

 3 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-297385 | Registered company Withdrawn | 2026-07-10 | 2026-10-05 | 2 |
| 333-290304 | Registered company Effective | 2025-09-16 | 2025-09-24 | 3 |
| 333-126766 | Shelf Dormant | 2005-07-21 | 2005-07-21 | 1 |

## Filings

 7

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2026-10-05 | [RW](https://www.sec.gov/Archives/edgar/data/102109/000110465926113715/0001104659-26-113715-index.htm) Withdrawn | 333-297385 | 0001104659-26-113715 |
| 2026-07-10 | [S-1](https://www.sec.gov/Archives/edgar/data/102109/000110465926082673/0001104659-26-082673-index.htm) Registration filed | 333-297385 | 0001104659-26-082673 |
| 2025-09-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/102109/999999999525003082/9999999995-25-003082-index.htm) Declared effective | 333-290304 | 9999999995-25-003082 |
| 2025-09-19 | [S-1/A](https://www.sec.gov/Archives/edgar/data/102109/000110465925091692/0001104659-25-091692-index.htm) Amendment | 333-290304 | 0001104659-25-091692 |
| 2025-09-16 | [S-1](https://www.sec.gov/Archives/edgar/data/102109/000110465925090446/0001104659-25-090446-index.htm) Registration filed | 333-290304 | 0001104659-25-090446 |
| 2022-12-13 | [RW](https://www.sec.gov/Archives/edgar/data/102109/000110465922126574/0001104659-22-126574-index.htm) Withdrawn | 333-264990 | 0001104659-22-126574 |
| 2005-07-21 | [S-3](https://www.sec.gov/Archives/edgar/data/102109/000114420405022157/0001144204-05-022157-index.htm) Shelf registered | 333-126766 | 0001144204-05-022157 |

[All filings of this company](https://equitycapital.markets/filings?cik=102109) · [CSV](https://equitycapital.markets/filings.csv?cik=102109)

---
Source page: https://equitycapital.markets/company/102109 · Data: U.S. SEC EDGAR · CC BY 4.0