Equity Capital Markets

Company · CIK 1023844

NATIONAL HOLDINGS CORP

CIK1023844 (SEC EDGAR)
Industry (SIC)6200 — Security & Commodity Brokers, Dealers, Exchanges & Services
Incorporated inDE
Business addressNY
Listedno ticker on SEC record today
First annual or quarterly report1997-12-24

Offerings

8 registrations
RegistrationLabel and statusFirst filedLast eventFilings
333-117364
ShelfFinal prospectus
2004-07-142021-03-043
333-133732
Registered companyEffective
2006-05-012021-03-044
333-187191
Registered companyEffective
2013-03-112021-03-044
333-191662
Registered companyEffective
2013-10-102021-03-045
333-214791
Registered companyEffective
2016-11-232021-03-046
333-226853
ShelfEffective
2018-08-152021-03-043
333-153859
Registered companyWithdrawn
2008-10-032010-06-093
333-103583
ShelfWithdrawn
2003-03-042003-10-102

Filings

34
FiledFilingRegistrationAccession
2021-03-04EFFECTDeclared effective 333-802479999999995-21-000850
2021-03-04EFFECTDeclared effective 333-742439999999995-21-000849
2021-03-04EFFECTDeclared effective 333-2268539999999995-21-000823
2021-03-04EFFECTDeclared effective 333-2147919999999995-21-000822
2021-03-04EFFECTDeclared effective 333-1916629999999995-21-000821
2021-03-04EFFECTDeclared effective 333-1871919999999995-21-000820
2021-03-04EFFECTDeclared effective 333-1337329999999995-21-000819
2021-03-04EFFECTDeclared effective 333-1173649999999995-21-000818
2018-09-11EFFECTDeclared effective 333-2268539999999995-18-002336
2018-08-15S-3Shelf registered 333-2268530001437749-18-015721
2017-01-13EFFECTDeclared effective 333-2147919999999995-17-000098
2017-01-11S-1/AAmendment 333-2147910001437749-17-000522
2017-01-04S-1/AAmendment 333-2147910001437749-17-000102
2016-12-20S-1/AAmendment 333-2147910001437749-16-043526
2016-11-23S-1Registration filed 333-2147910001437749-16-042596
2014-02-13EFFECTDeclared effective 333-1916629999999995-14-000443
2013-11-01EFFECTDeclared effective 333-1916629999999995-13-003147
2013-10-29S-1/AAmendment 333-1916620001437749-13-013556
2013-10-10S-1Registration filed 333-1916620001437749-13-012922
2013-08-09EFFECTDeclared effective 333-1899409999999995-13-002377
2013-03-26EFFECTDeclared effective 333-1871919999999995-13-000798
2013-03-20S-1/AAmendment 333-1871910001437749-13-003268
2013-03-11S-1Registration filed 333-1871910001437749-13-002622
2010-06-09RWWithdrawn 333-1538590001437749-10-001800
2009-08-24S-1/AAmendment 333-1538590001437749-09-001119
2008-10-03S-1Registration filed 333-1538590001144204-08-056078
2008-05-09EFFECTDeclared effective 333-1503389999999995-08-001525
2006-11-06EFFECTDeclared effective 333-1337329999999995-06-002188
2006-11-06S-1/AAmendment 333-1337320001144204-06-045418
2006-05-01S-1Registration filed 333-1337320001144204-06-017854
2004-08-11424B1Final prospectus 333-1173640001144204-04-011487
2004-07-14S-3Shelf registered 333-1173640001144204-04-010026
2003-10-10RWWithdrawn 333-1035830000950136-03-002527
2003-03-04S-3Shelf registered 333-1035830001144204-03-000850

All filings of this company · CSV