Company · CIK 1023844 # NATIONAL HOLDINGS CORP | CIK | [1023844](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001023844) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services | | Incorporated in | DE | | Business address | NY | | Listed | no ticker on SEC record today | | First annual or quarterly report | 1997-12-24 | ## Offerings 8 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-117364 | Shelf Final prospectus | 2004-07-14 | 2021-03-04 | 3 | | 333-133732 | Registered company Effective | 2006-05-01 | 2021-03-04 | 4 | | 333-187191 | Registered company Effective | 2013-03-11 | 2021-03-04 | 4 | | 333-191662 | Registered company Effective | 2013-10-10 | 2021-03-04 | 5 | | 333-214791 | Registered company Effective | 2016-11-23 | 2021-03-04 | 6 | | 333-226853 | Shelf Effective | 2018-08-15 | 2021-03-04 | 3 | | 333-153859 | Registered company Withdrawn | 2008-10-03 | 2010-06-09 | 3 | | 333-103583 | Shelf Withdrawn | 2003-03-04 | 2003-10-10 | 2 | ## Filings 34 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2021-03-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999521000850/9999999995-21-000850-index.htm) Declared effective | 333-80247 | 9999999995-21-000850 | | 2021-03-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999521000849/9999999995-21-000849-index.htm) Declared effective | 333-74243 | 9999999995-21-000849 | | 2021-03-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999521000823/9999999995-21-000823-index.htm) Declared effective | 333-226853 | 9999999995-21-000823 | | 2021-03-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999521000822/9999999995-21-000822-index.htm) Declared effective | 333-214791 | 9999999995-21-000822 | | 2021-03-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999521000821/9999999995-21-000821-index.htm) Declared effective | 333-191662 | 9999999995-21-000821 | | 2021-03-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999521000820/9999999995-21-000820-index.htm) Declared effective | 333-187191 | 9999999995-21-000820 | | 2021-03-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999521000819/9999999995-21-000819-index.htm) Declared effective | 333-133732 | 9999999995-21-000819 | | 2021-03-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999521000818/9999999995-21-000818-index.htm) Declared effective | 333-117364 | 9999999995-21-000818 | | 2018-09-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999518002336/9999999995-18-002336-index.htm) Declared effective | 333-226853 | 9999999995-18-002336 | | 2018-08-15 | [S-3](https://www.sec.gov/Archives/edgar/data/1023844/000143774918015721/0001437749-18-015721-index.htm) Shelf registered | 333-226853 | 0001437749-18-015721 | | 2017-01-13 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999517000098/9999999995-17-000098-index.htm) Declared effective | 333-214791 | 9999999995-17-000098 | | 2017-01-11 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1023844/000143774917000522/0001437749-17-000522-index.htm) Amendment | 333-214791 | 0001437749-17-000522 | | 2017-01-04 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1023844/000143774917000102/0001437749-17-000102-index.htm) Amendment | 333-214791 | 0001437749-17-000102 | | 2016-12-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1023844/000143774916043526/0001437749-16-043526-index.htm) Amendment | 333-214791 | 0001437749-16-043526 | | 2016-11-23 | [S-1](https://www.sec.gov/Archives/edgar/data/1023844/000143774916042596/0001437749-16-042596-index.htm) Registration filed | 333-214791 | 0001437749-16-042596 | | 2014-02-13 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999514000443/9999999995-14-000443-index.htm) Declared effective | 333-191662 | 9999999995-14-000443 | | 2013-11-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999513003147/9999999995-13-003147-index.htm) Declared effective | 333-191662 | 9999999995-13-003147 | | 2013-10-29 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1023844/000143774913013556/0001437749-13-013556-index.htm) Amendment | 333-191662 | 0001437749-13-013556 | | 2013-10-10 | [S-1](https://www.sec.gov/Archives/edgar/data/1023844/000143774913012922/0001437749-13-012922-index.htm) Registration filed | 333-191662 | 0001437749-13-012922 | | 2013-08-09 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999513002377/9999999995-13-002377-index.htm) Declared effective | 333-189940 | 9999999995-13-002377 | | 2013-03-26 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999513000798/9999999995-13-000798-index.htm) Declared effective | 333-187191 | 9999999995-13-000798 | | 2013-03-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1023844/000143774913003268/0001437749-13-003268-index.htm) Amendment | 333-187191 | 0001437749-13-003268 | | 2013-03-11 | [S-1](https://www.sec.gov/Archives/edgar/data/1023844/000143774913002622/0001437749-13-002622-index.htm) Registration filed | 333-187191 | 0001437749-13-002622 | | 2010-06-09 | [RW](https://www.sec.gov/Archives/edgar/data/1023844/000143774910001800/0001437749-10-001800-index.htm) Withdrawn | 333-153859 | 0001437749-10-001800 | | 2009-08-24 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1023844/000143774909001119/0001437749-09-001119-index.htm) Amendment | 333-153859 | 0001437749-09-001119 | | 2008-10-03 | [S-1](https://www.sec.gov/Archives/edgar/data/1023844/000114420408056078/0001144204-08-056078-index.htm) Registration filed | 333-153859 | 0001144204-08-056078 | | 2008-05-09 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999508001525/9999999995-08-001525-index.htm) Declared effective | 333-150338 | 9999999995-08-001525 | | 2006-11-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1023844/999999999506002188/9999999995-06-002188-index.htm) Declared effective | 333-133732 | 9999999995-06-002188 | | 2006-11-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1023844/000114420406045418/0001144204-06-045418-index.htm) Amendment | 333-133732 | 0001144204-06-045418 | | 2006-05-01 | [S-1](https://www.sec.gov/Archives/edgar/data/1023844/000114420406017854/0001144204-06-017854-index.htm) Registration filed | 333-133732 | 0001144204-06-017854 | | 2004-08-11 | [424B1](https://www.sec.gov/Archives/edgar/data/1023844/000114420404011487/0001144204-04-011487-index.htm) Final prospectus | 333-117364 | 0001144204-04-011487 | | 2004-07-14 | [S-3](https://www.sec.gov/Archives/edgar/data/1023844/000114420404010026/0001144204-04-010026-index.htm) Shelf registered | 333-117364 | 0001144204-04-010026 | | 2003-10-10 | [RW](https://www.sec.gov/Archives/edgar/data/1023844/000095013603002527/0000950136-03-002527-index.htm) Withdrawn | 333-103583 | 0000950136-03-002527 | | 2003-03-04 | [S-3](https://www.sec.gov/Archives/edgar/data/1023844/000114420403000850/0001144204-03-000850-index.htm) Shelf registered | 333-103583 | 0001144204-03-000850 | [All filings of this company](https://equitycapital.markets/filings?cik=1023844) · [CSV](https://equitycapital.markets/filings.csv?cik=1023844) --- Source page: https://equitycapital.markets/company/1023844 · Data: U.S. SEC EDGAR · CC BY 4.0