Company · CIK 1029730
LADENBURG THALMANN FINANCIAL SERVICES INC.
| CIK | 1029730 (SEC EDGAR) |
|---|---|
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | FL |
| Business address | FL |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 1999-11-15 |
Offerings
11 registrations| Registration | Label and status | First filed | Last event | Filings |
|---|---|---|---|---|
| 333-216733 | 2017-03-16 | 2020-02-21 | 15 | |
| 333-192712 | 2013-12-06 | 2015-05-22 | 5 | |
| 333-187322 | 2013-03-18 | 2013-06-24 | 5 | |
| 333-150851 | 2008-05-12 | 2008-09-15 | 3 | |
| 333-153373 | 2008-09-08 | 2008-09-15 | 2 | |
| 333-141517 | 2007-03-22 | 2007-06-01 | 2 | |
| 333-139244 | 2006-12-11 | 2007-02-13 | 2 | |
| 333-130026 | 2005-11-30 | 2005-11-30 | 1 | |
| 333-130028 | 2005-11-30 | 2005-11-30 | 1 | |
| 333-122240 | 2005-01-24 | 2005-01-24 | 1 | |
| 333-117952 | 2004-08-05 | 2004-08-05 | 1 |
Filings
39| Filed | Filing | Registration | Accession |
|---|---|---|---|
| 2020-02-21 | EFFECTDeclared effective | 333-216733 | 9999999995-20-000396 |
| 2019-05-23 | 424B5Shelf takedown | 333-216733 | 0001493152-19-008193 |
| 2019-05-21 | 424B5Shelf takedown | 333-216733 | 0001493152-19-007985 |
| 2018-08-13 | 424B5Shelf takedown | 333-216733 | 0001493152-18-011525 |
| 2018-08-09 | 424B5Shelf takedown | 333-216733 | 0001493152-18-011233 |
| 2018-06-22 | 424B5Shelf takedown | 333-216733 | 0001493152-18-009130 |
| 2018-06-12 | 424B5Shelf takedown | 333-216733 | 0001493152-18-008488 |
| 2018-05-24 | 424B5Shelf takedown | 333-216733 | 0001493152-18-007730 |
| 2018-05-22 | 424B5Shelf takedown | 333-216733 | 0001493152-18-007633 |
| 2018-02-16 | 424B5Shelf takedown | 333-216733 | 0001493152-18-002257 |
| 2017-11-16 | 424B5Shelf takedown | 333-216733 | 0001493152-17-013378 |
| 2017-11-13 | 424B5Shelf takedown | 333-216733 | 0001493152-17-012806 |
| 2017-05-22 | 424B5Shelf takedown | 333-216733 | 0001193125-17-178226 |
| 2017-04-27 | EFFECTDeclared effective | 333-216733 | 9999999995-17-000996 |
| 2017-03-16 | S-3Shelf registered | 333-216733 | 0001029730-17-000007 |
| 2015-05-22 | 424B5Shelf takedown | 333-192712 | 0001193125-15-198778 |
| 2014-11-21 | 424B5Shelf takedown | 333-192712 | 0001193125-14-420859 |
| 2014-06-13 | 424B5Shelf takedown | 333-192712 | 0001193125-14-236208 |
| 2013-12-20 | EFFECTDeclared effective | 333-192712 | 9999999995-13-003640 |
| 2013-12-06 | S-3Shelf registered | 333-192712 | 0001144204-13-066132 |
| 2013-06-24 | 424B5Shelf takedown | 333-187322 | 0001193125-13-269176 |
| 2013-05-22 | 424B5Shelf takedown | 333-187322 | 0001193125-13-231626 |
| 2013-05-14 | 424B5Shelf takedown | 333-187322 | 0001193125-13-217919 |
| 2013-04-19 | EFFECTDeclared effective | 333-187322 | 9999999995-13-001087 |
| 2013-03-18 | S-3Shelf registered | 333-187322 | 0001144204-13-015523 |
| 2008-09-15 | EFFECTDeclared effective | 333-153373 | 9999999995-08-002824 |
| 2008-09-15 | EFFECTDeclared effective | 333-150851 | 9999999995-08-002818 |
| 2008-09-08 | S-3Shelf registered | 333-153373 | 0000950144-08-006932 |
| 2008-05-20 | EFFECTDeclared effective | 333-150851 | 9999999995-08-001631 |
| 2008-05-12 | S-3Shelf registered | 333-150851 | 0000950144-08-004021 |
| 2007-06-01 | EFFECTDeclared effective | 333-141517 | 9999999995-07-002176 |
| 2007-03-22 | S-3Shelf registered | 333-141517 | 0000950144-07-002556 |
| 2007-02-13 | EFFECTDeclared effective | 333-139244 | 9999999995-07-000628 |
| 2006-12-11 | S-3Shelf registered | 333-139244 | 0000950144-06-011454 |
| 2005-11-30 | S-3Shelf registered | 333-130028 | 0000950144-05-012337 |
| 2005-11-30 | S-3Shelf registered | 333-130026 | 0000950144-05-012336 |
| 2005-01-24 | S-3Shelf registered | 333-122240 | 0000950144-05-000473 |
| 2004-09-20 | RWWithdrawn | 333-88866 | 0000950144-04-009184 |
| 2004-08-05 | S-3Shelf registered | 333-117952 | 0000950144-04-007776 |