Company · CIK 1052100
WADDELL & REED FINANCIAL INC
| CIK | 1052100 (SEC EDGAR) |
|---|---|
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | DE |
| Business address | KS |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 1998-05-15 |
Offerings
4 registrations| Registration | Label and status | First filed | Last event | Filings |
|---|---|---|---|---|
| 333-201536 | 2015-01-16 | 2015-01-16 | 1 | |
| 333-179111 | 2012-01-20 | 2012-01-20 | 1 | |
| 333-156851 | 2009-01-22 | 2009-01-22 | 1 | |
| 333-131271 | 2006-01-25 | 2006-01-25 | 1 |
Filings
5| Filed | Filing | Registration | Accession |
|---|---|---|---|
| 2015-01-16 | S-3ASRShelf registered | 333-201536 | 0001104659-15-002799 |
| 2012-01-20 | S-3ASRShelf registered | 333-179111 | 0001104659-12-003109 |
| 2009-01-22 | S-3ASRShelf registered | 333-156851 | 0001047469-09-000321 |
| 2006-01-25 | S-3ASRShelf registered | 333-131271 | 0001104659-06-003819 |
| 2006-01-11 | 424B5Shelf takedown | 333-43862 | 0001104659-06-001672 |