Company · CIK 1052100

# WADDELL & REED FINANCIAL INC

| CIK | [1052100](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001052100) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | DE |
| Business address | KS |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 1998-05-15 |

## Offerings

 4 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-201536 | Shelf Effective | 2015-01-16 | 2015-01-16 | 1 |
| 333-179111 | Shelf Effective | 2012-01-20 | 2012-01-20 | 1 |
| 333-156851 | Shelf Effective | 2009-01-22 | 2009-01-22 | 1 |
| 333-131271 | Shelf Effective | 2006-01-25 | 2006-01-25 | 1 |

## Filings

 5

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2015-01-16 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1052100/000110465915002799/0001104659-15-002799-index.htm) Shelf registered | 333-201536 | 0001104659-15-002799 |
| 2012-01-20 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1052100/000110465912003109/0001104659-12-003109-index.htm) Shelf registered | 333-179111 | 0001104659-12-003109 |
| 2009-01-22 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1052100/000104746909000321/0001047469-09-000321-index.htm) Shelf registered | 333-156851 | 0001047469-09-000321 |
| 2006-01-25 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1052100/000110465906003819/0001104659-06-003819-index.htm) Shelf registered | 333-131271 | 0001104659-06-003819 |
| 2006-01-11 | [424B5](https://www.sec.gov/Archives/edgar/data/1052100/000110465906001672/0001104659-06-001672-index.htm) Shelf takedown | 333-43862 | 0001104659-06-001672 |

[All filings of this company](https://equitycapital.markets/filings?cik=1052100) · [CSV](https://equitycapital.markets/filings.csv?cik=1052100)

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Source page: https://equitycapital.markets/company/1052100 · Data: U.S. SEC EDGAR · CC BY 4.0