Company · CIK 1060349
GAMCO INVESTORS, INC. ET AL
| CIK | 1060349 (SEC EDGAR) |
|---|---|
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | DE |
| Business address | CT |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 1999-05-11 |
Offerings
11 registrations| Registration | Label and status | First filed | Last event | Filings |
|---|---|---|---|---|
| 333-221394 | 2017-11-07 | 2022-09-21 | 3 | |
| 333-258065 | 2021-07-21 | 2022-09-21 | 3 | |
| 333-224032 | 2018-03-29 | 2018-04-23 | 2 | |
| 333-203352 | 2015-04-10 | 2015-05-04 | 2 | |
| 333-136428 | 2006-08-09 | 2013-12-03 | 3 | |
| 333-148046 | 2007-12-13 | 2013-12-03 | 3 | |
| 333-181398 | 2012-05-14 | 2013-12-03 | 3 | |
| 333-160802 | 2009-07-27 | 2011-05-25 | 3 | |
| 333-141446 | 2007-03-20 | 2007-03-20 | 1 | |
| 333-125773 | 2005-06-13 | 2005-06-13 | 1 | |
| 333-102935 | 2003-02-03 | 2003-02-03 | 1 |
Filings
29| Filed | Filing | Registration | Accession |
|---|---|---|---|
| 2022-09-21 | EFFECTDeclared effective | 333-258065 | 9999999995-22-002772 |
| 2022-09-21 | EFFECTDeclared effective | 333-221394 | 9999999995-22-002767 |
| 2021-07-27 | EFFECTDeclared effective | 333-258065 | 9999999995-21-002946 |
| 2021-07-21 | S-3Shelf registered | 333-258065 | 0001060349-21-000056 |
| 2018-10-12 | EFFECTDeclared effective | 333-227384 | 9999999995-18-002610 |
| 2018-04-23 | EFFECTDeclared effective | 333-224032 | 9999999995-18-000887 |
| 2018-03-29 | S-3Shelf registered | 333-224032 | 0001060349-18-000012 |
| 2018-03-05 | EFFECTDeclared effective | 333-222146 | 9999999995-18-000529 |
| 2017-11-16 | EFFECTDeclared effective | 333-221394 | 9999999995-17-003000 |
| 2017-11-07 | S-3Shelf registered | 333-221394 | 0001060349-17-000039 |
| 2015-05-04 | EFFECTDeclared effective | 333-203352 | 9999999995-15-001213 |
| 2015-04-10 | S-3Shelf registered | 333-203352 | 0001047469-15-003382 |
| 2013-12-03 | EFFECTDeclared effective | 333-181398 | 9999999995-13-003421 |
| 2013-12-03 | EFFECTDeclared effective | 333-148046 | 9999999995-13-003417 |
| 2013-12-03 | EFFECTDeclared effective | 333-136428 | 9999999995-13-003416 |
| 2012-05-30 | EFFECTDeclared effective | 333-181398 | 9999999995-12-001677 |
| 2012-05-14 | S-3Shelf registered | 333-181398 | 0001060349-12-000025 |
| 2011-05-25 | 424B5Shelf takedown | 333-160802 | 0001193125-11-149847 |
| 2009-08-06 | EFFECTDeclared effective | 333-160802 | 9999999995-09-002182 |
| 2009-07-27 | S-3Shelf registered | 333-160802 | 0001060349-09-000067 |
| 2008-01-18 | EFFECTDeclared effective | 333-148046 | 9999999995-08-000196 |
| 2007-12-13 | S-3Shelf registered | 333-148046 | 0001060349-07-000049 |
| 2007-03-20 | S-3Shelf registered | 333-141446 | 0001341004-07-000955 |
| 2006-09-01 | EFFECTDeclared effective | 333-136428 | 9999999995-06-001413 |
| 2006-08-09 | S-3Shelf registered | 333-136428 | 0000950123-06-010159 |
| 2005-06-13 | S-3Shelf registered | 333-125773 | 0000950123-05-007295 |
| 2003-05-09 | 424B5Shelf takedown | 333-74676 | 0000950123-03-005643 |
| 2003-05-07 | 424B5Shelf takedown | 333-74676 | 0000950123-03-005432 |
| 2003-02-03 | S-3Shelf registered | 333-102935 | 0000950172-03-000278 |