Company · CIK 1060349 # GAMCO INVESTORS, INC. ET AL | CIK | [1060349](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001060349) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies | | Incorporated in | DE | | Business address | CT | | Listed | no ticker on SEC record today | | First annual or quarterly report | 1999-05-11 | ## Offerings 11 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-221394 | Shelf Effective | 2017-11-07 | 2022-09-21 | 3 | | 333-258065 | Shelf Effective | 2021-07-21 | 2022-09-21 | 3 | | 333-224032 | Shelf Effective | 2018-03-29 | 2018-04-23 | 2 | | 333-203352 | Shelf Effective | 2015-04-10 | 2015-05-04 | 2 | | 333-136428 | Shelf Effective | 2006-08-09 | 2013-12-03 | 3 | | 333-148046 | Shelf Effective | 2007-12-13 | 2013-12-03 | 3 | | 333-181398 | Shelf Effective | 2012-05-14 | 2013-12-03 | 3 | | 333-160802 | Shelf Effective | 2009-07-27 | 2011-05-25 | 3 | | 333-141446 | Shelf Dormant | 2007-03-20 | 2007-03-20 | 1 | | 333-125773 | Shelf Dormant | 2005-06-13 | 2005-06-13 | 1 | | 333-102935 | Shelf Dormant | 2003-02-03 | 2003-02-03 | 1 | ## Filings 29 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2022-09-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999522002772/9999999995-22-002772-index.htm) Declared effective | 333-258065 | 9999999995-22-002772 | | 2022-09-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999522002767/9999999995-22-002767-index.htm) Declared effective | 333-221394 | 9999999995-22-002767 | | 2021-07-27 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999521002946/9999999995-21-002946-index.htm) Declared effective | 333-258065 | 9999999995-21-002946 | | 2021-07-21 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000106034921000056/0001060349-21-000056-index.htm) Shelf registered | 333-258065 | 0001060349-21-000056 | | 2018-10-12 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999518002610/9999999995-18-002610-index.htm) Declared effective | 333-227384 | 9999999995-18-002610 | | 2018-04-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999518000887/9999999995-18-000887-index.htm) Declared effective | 333-224032 | 9999999995-18-000887 | | 2018-03-29 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000106034918000012/0001060349-18-000012-index.htm) Shelf registered | 333-224032 | 0001060349-18-000012 | | 2018-03-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999518000529/9999999995-18-000529-index.htm) Declared effective | 333-222146 | 9999999995-18-000529 | | 2017-11-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999517003000/9999999995-17-003000-index.htm) Declared effective | 333-221394 | 9999999995-17-003000 | | 2017-11-07 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000106034917000039/0001060349-17-000039-index.htm) Shelf registered | 333-221394 | 0001060349-17-000039 | | 2015-05-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999515001213/9999999995-15-001213-index.htm) Declared effective | 333-203352 | 9999999995-15-001213 | | 2015-04-10 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000104746915003382/0001047469-15-003382-index.htm) Shelf registered | 333-203352 | 0001047469-15-003382 | | 2013-12-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999513003421/9999999995-13-003421-index.htm) Declared effective | 333-181398 | 9999999995-13-003421 | | 2013-12-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999513003417/9999999995-13-003417-index.htm) Declared effective | 333-148046 | 9999999995-13-003417 | | 2013-12-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999513003416/9999999995-13-003416-index.htm) Declared effective | 333-136428 | 9999999995-13-003416 | | 2012-05-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999512001677/9999999995-12-001677-index.htm) Declared effective | 333-181398 | 9999999995-12-001677 | | 2012-05-14 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000106034912000025/0001060349-12-000025-index.htm) Shelf registered | 333-181398 | 0001060349-12-000025 | | 2011-05-25 | [424B5](https://www.sec.gov/Archives/edgar/data/1060349/000119312511149847/0001193125-11-149847-index.htm) Shelf takedown | 333-160802 | 0001193125-11-149847 | | 2009-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999509002182/9999999995-09-002182-index.htm) Declared effective | 333-160802 | 9999999995-09-002182 | | 2009-07-27 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000106034909000067/0001060349-09-000067-index.htm) Shelf registered | 333-160802 | 0001060349-09-000067 | | 2008-01-18 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999508000196/9999999995-08-000196-index.htm) Declared effective | 333-148046 | 9999999995-08-000196 | | 2007-12-13 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000106034907000049/0001060349-07-000049-index.htm) Shelf registered | 333-148046 | 0001060349-07-000049 | | 2007-03-20 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000134100407000955/0001341004-07-000955-index.htm) Shelf registered | 333-141446 | 0001341004-07-000955 | | 2006-09-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1060349/999999999506001413/9999999995-06-001413-index.htm) Declared effective | 333-136428 | 9999999995-06-001413 | | 2006-08-09 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000095012306010159/0000950123-06-010159-index.htm) Shelf registered | 333-136428 | 0000950123-06-010159 | | 2005-06-13 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000095012305007295/0000950123-05-007295-index.htm) Shelf registered | 333-125773 | 0000950123-05-007295 | | 2003-05-09 | [424B5](https://www.sec.gov/Archives/edgar/data/1060349/000095012303005643/0000950123-03-005643-index.htm) Shelf takedown | 333-74676 | 0000950123-03-005643 | | 2003-05-07 | [424B5](https://www.sec.gov/Archives/edgar/data/1060349/000095012303005432/0000950123-03-005432-index.htm) Shelf takedown | 333-74676 | 0000950123-03-005432 | | 2003-02-03 | [S-3](https://www.sec.gov/Archives/edgar/data/1060349/000095017203000278/0000950172-03-000278-index.htm) Shelf registered | 333-102935 | 0000950172-03-000278 | [All filings of this company](https://equitycapital.markets/filings?cik=1060349) · [CSV](https://equitycapital.markets/filings.csv?cik=1060349) --- Source page: https://equitycapital.markets/company/1060349 · Data: U.S. SEC EDGAR · CC BY 4.0