Company · CIK 1063494
KBW, INC.
| CIK | 1063494 (SEC EDGAR) |
|---|---|
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Business address | NY |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 2006-12-18 |
Offerings
3 registrations| Registration | Label and status | First filed | Last event | Filings |
|---|---|---|---|---|
| 333-174999 | 2011-06-17 | 2013-03-05 | 3 | |
| 333-153355 | 2008-09-05 | 2008-09-05 | 1 | |
| 333-136509 | 2006-08-11 | 2006-11-09 | 7 |
Filings
11| Filed | Filing | Registration | Accession |
|---|---|---|---|
| 2013-03-05 | EFFECTDeclared effective | 333-174999 | 9999999995-13-000627 |
| 2012-03-08 | EFFECTDeclared effective | 333-174999 | 9999999995-12-000659 |
| 2011-06-17 | S-3ASRShelf registered | 333-174999 | 0000905148-11-001195 |
| 2008-09-05 | S-3ASRShelf registered | 333-153355 | 0000905148-08-003664 |
| 2006-11-09 | 424B4Final prospectus | 333-136509 | 0001047469-06-013853 |
| 2006-11-08 | EFFECTDeclared effective | 333-136509 | 9999999995-06-002235 |
| 2006-11-08 | S-1/AAmendment | 333-136509 | 0001047469-06-013703 |
| 2006-11-03 | S-1/AAmendment | 333-136509 | 0001047469-06-013522 |
| 2006-10-23 | S-1/AAmendment | 333-136509 | 0001047469-06-012993 |
| 2006-09-28 | S-1/AAmendment | 333-136509 | 0001047469-06-012150 |
| 2006-08-11 | S-1Registration filed | 333-136509 | 0001047469-06-010755 |