Company · CIK 1089907 # SWK Holdings Corp | CIK | [1089907](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001089907) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6159 — Miscellaneous Business Credit Institution | | Incorporated in | DE | | Business address | TX | | Listed | SWKHL (Nasdaq) | | First annual or quarterly report | 1999-11-15 | ## Offerings 8 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-236329 | Shelf Effective | 2020-02-07 | 2026-04-08 | 3 | | 333-265087 | Shelf Effective | 2022-05-19 | 2026-04-08 | 3 | | 333-274511 | Registered company Final prospectus | 2023-09-14 | 2023-09-29 | 5 | | 333-193942 | Registered company Final prospectus | 2014-02-13 | 2014-11-03 | 10 | | 333-147975 | Shelf Effective | 2007-12-10 | 2008-01-04 | 2 | | 333-145742 | Shelf Effective | 2007-08-28 | 2007-11-16 | 3 | | 333-137224 | Registered company Effective | 2006-09-11 | 2006-11-09 | 3 | | 333-113899 | Shelf Dormant | 2004-03-24 | 2004-03-24 | 1 | ## Filings 31 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2026-04-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1089907/999999999526001112/9999999995-26-001112-index.htm) Declared effective | 333-265087 | 9999999995-26-001112 | | 2026-04-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1089907/999999999526001111/9999999995-26-001111-index.htm) Declared effective | 333-236329 | 9999999995-26-001111 | | 2023-09-29 | [424B4](https://www.sec.gov/Archives/edgar/data/1089907/000155278123000394/0001552781-23-000394-index.htm) Final prospectus | 333-274511 | 0001552781-23-000394 | | 2023-09-28 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1089907/999999999523002822/9999999995-23-002822-index.htm) Declared effective | 333-274511 | 9999999995-23-002822 | | 2023-09-28 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1089907/000155278123000390/0001552781-23-000390-index.htm) Amendment | 333-274511 | 0001552781-23-000390 | | 2023-09-26 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1089907/000155278123000381/0001552781-23-000381-index.htm) Amendment | 333-274511 | 0001552781-23-000381 | | 2023-09-14 | [S-1](https://www.sec.gov/Archives/edgar/data/1089907/000155278123000378/0001552781-23-000378-index.htm) Registration filed | 333-274511 | 0001552781-23-000378 | | 2022-05-27 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1089907/999999999522001622/9999999995-22-001622-index.htm) Declared effective | 333-265087 | 9999999995-22-001622 | | 2022-05-19 | [S-3](https://www.sec.gov/Archives/edgar/data/1089907/000155278122000419/0001552781-22-000419-index.htm) Shelf registered | 333-265087 | 0001552781-22-000419 | | 2020-02-19 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1089907/999999999520000386/9999999995-20-000386-index.htm) Declared effective | 333-236329 | 9999999995-20-000386 | | 2020-02-07 | [S-3](https://www.sec.gov/Archives/edgar/data/1089907/000155278120000140/0001552781-20-000140-index.htm) Shelf registered | 333-236329 | 0001552781-20-000140 | | 2014-11-03 | [424B4](https://www.sec.gov/Archives/edgar/data/1089907/000155278114000927/0001552781-14-000927-index.htm) Final prospectus | 333-193942 | 0001552781-14-000927 | | 2014-10-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1089907/999999999514003135/9999999995-14-003135-index.htm) Declared effective | 333-193942 | 9999999995-14-003135 | | 2014-10-22 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1089907/000155278114000857/0001552781-14-000857-index.htm) Amendment | 333-193942 | 0001552781-14-000857 | | 2014-09-29 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1089907/000155278114000826/0001552781-14-000826-index.htm) Amendment | 333-193942 | 0001552781-14-000826 | | 2014-09-05 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1089907/000155278114000777/0001552781-14-000777-index.htm) Amendment | 333-193942 | 0001552781-14-000777 | | 2014-06-11 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1089907/000155278114000516/0001552781-14-000516-index.htm) Amendment | 333-193942 | 0001552781-14-000516 | | 2014-05-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1089907/000155278114000482/0001552781-14-000482-index.htm) Amendment | 333-193942 | 0001552781-14-000482 | | 2014-04-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1089907/000155278114000341/0001552781-14-000341-index.htm) Amendment | 333-193942 | 0001552781-14-000341 | | 2014-04-01 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1089907/000155278114000230/0001552781-14-000230-index.htm) Amendment | 333-193942 | 0001552781-14-000230 | | 2014-02-13 | [S-1](https://www.sec.gov/Archives/edgar/data/1089907/000155278114000109/0001552781-14-000109-index.htm) Registration filed | 333-193942 | 0001552781-14-000109 | | 2008-01-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1089907/999999999508000054/9999999995-08-000054-index.htm) Declared effective | 333-147975 | 9999999995-08-000054 | | 2007-12-10 | [S-3](https://www.sec.gov/Archives/edgar/data/1089907/000119312507262413/0001193125-07-262413-index.htm) Shelf registered | 333-147975 | 0001193125-07-262413 | | 2007-11-16 | [424B5](https://www.sec.gov/Archives/edgar/data/1089907/000119312507249265/0001193125-07-249265-index.htm) Shelf takedown | 333-145742 | 0001193125-07-249265 | | 2007-09-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1089907/999999999507003705/9999999995-07-003705-index.htm) Declared effective | 333-145742 | 9999999995-07-003705 | | 2007-08-28 | [S-3](https://www.sec.gov/Archives/edgar/data/1089907/000119312507190822/0001193125-07-190822-index.htm) Shelf registered | 333-145742 | 0001193125-07-190822 | | 2006-11-09 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1089907/999999999506002282/9999999995-06-002282-index.htm) Declared effective | 333-137224 | 9999999995-06-002282 | | 2006-11-07 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1089907/000119312506226869/0001193125-06-226869-index.htm) Amendment | 333-137224 | 0001193125-06-226869 | | 2006-09-11 | [S-1](https://www.sec.gov/Archives/edgar/data/1089907/000119312506188121/0001193125-06-188121-index.htm) Registration filed | 333-137224 | 0001193125-06-188121 | | 2004-03-24 | [S-3](https://www.sec.gov/Archives/edgar/data/1089907/000119312504048297/0001193125-04-048297-index.htm) Shelf registered | 333-113899 | 0001193125-04-048297 | | 2003-11-05 | [424B5](https://www.sec.gov/Archives/edgar/data/1089907/000119312503073376/0001193125-03-073376-index.htm) Shelf takedown | 333-68342 | 0001193125-03-073376 | [All filings of this company](https://equitycapital.markets/filings?cik=1089907) · [CSV](https://equitycapital.markets/filings.csv?cik=1089907) --- Source page: https://equitycapital.markets/company/1089907 · Data: U.S. SEC EDGAR · CC BY 4.0