Company · CIK 1106838 # Sonnet BioTherapeutics Holdings, Inc. | CIK | [1106838](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001106838) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 2834 — Pharmaceutical Preparations | | Incorporated in | DE | | Business address | NJ | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2005-08-15 | ## Offerings 27 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-171570 | Registered company Final prospectus | 2011-01-06 | 2025-12-16 | 8 | | 333-178307 | Registered company Final prospectus | 2011-12-02 | 2025-12-16 | 14 | | 333-193144 | Shelf Effective | 2013-12-31 | 2025-12-16 | 3 | | 333-195055 | Shelf Effective | 2014-04-04 | 2025-12-16 | 3 | | 333-201481 | Registered company Effective | 2015-01-14 | 2025-12-16 | 7 | | 333-203679 | Shelf Effective | 2015-04-27 | 2025-12-16 | 7 | | 333-207409 | Shelf Effective | 2015-10-14 | 2025-12-16 | 3 | | 333-214319 | Registered company Effective | 2016-10-28 | 2025-12-16 | 7 | | 333-220336 | Shelf Effective | 2017-09-05 | 2025-12-16 | 3 | | 333-221844 | Shelf Effective | 2017-12-01 | 2025-12-16 | 3 | | 333-226107 | Shelf Effective | 2018-07-10 | 2025-12-16 | 3 | | 333-230857 | Registered company Effective | 2019-04-15 | 2025-12-16 | 5 | | 333-237354 | Shelf Effective | 2020-03-24 | 2025-12-16 | 3 | | 333-237795 | Shelf Effective | 2020-04-22 | 2025-12-16 | 3 | | 333-252049 | Shelf Effective | 2021-01-12 | 2025-12-16 | 3 | | 333-258092 | Registered company Final prospectus | 2021-07-22 | 2025-12-16 | 6 | | 333-267171 | Shelf Final prospectus | 2022-08-31 | 2025-12-16 | 4 | | 333-269307 | Registered company Final prospectus | 2023-01-19 | 2025-12-16 | 6 | | 333-273516 | Registered company Final prospectus | 2023-07-28 | 2025-12-16 | 4 | | 333-274581 | Registered company Final prospectus | 2023-09-19 | 2025-12-16 | 7 | | 333-276250 | Shelf Effective | 2023-12-22 | 2025-12-16 | 4 | | 333-279095 | Registered company Effective | 2024-05-03 | 2025-12-16 | 5 | | 333-280705 | Shelf Effective | 2024-07-05 | 2025-12-16 | 3 | | 333-282850 | Registered company Final prospectus | 2024-10-28 | 2025-12-16 | 6 | | 333-284408 | Registered company Effective | 2025-01-22 | 2025-12-16 | 4 | | 333-284409 | Registered company Effective | 2025-01-22 | 2025-12-16 | 4 | | 333-251406 | Shelf Effective | 2020-12-17 | 2023-06-29 | 6 | ## Filings 136 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003783/9999999995-25-003783-index.htm) Declared effective | 333-284409 | 9999999995-25-003783 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003782/9999999995-25-003782-index.htm) Declared effective | 333-284408 | 9999999995-25-003782 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003780/9999999995-25-003780-index.htm) Declared effective | 333-282850 | 9999999995-25-003780 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003777/9999999995-25-003777-index.htm) Declared effective | 333-280705 | 9999999995-25-003777 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003775/9999999995-25-003775-index.htm) Declared effective | 333-279095 | 9999999995-25-003775 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003774/9999999995-25-003774-index.htm) Declared effective | 333-276250 | 9999999995-25-003774 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003773/9999999995-25-003773-index.htm) Declared effective | 333-274581 | 9999999995-25-003773 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003772/9999999995-25-003772-index.htm) Declared effective | 333-273516 | 9999999995-25-003772 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003768/9999999995-25-003768-index.htm) Declared effective | 333-269307 | 9999999995-25-003768 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003767/9999999995-25-003767-index.htm) Declared effective | 333-267171 | 9999999995-25-003767 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003766/9999999995-25-003766-index.htm) Declared effective | 333-258092 | 9999999995-25-003766 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003764/9999999995-25-003764-index.htm) Declared effective | 333-252049 | 9999999995-25-003764 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003763/9999999995-25-003763-index.htm) Declared effective | 333-237795 | 9999999995-25-003763 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003762/9999999995-25-003762-index.htm) Declared effective | 333-237354 | 9999999995-25-003762 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003759/9999999995-25-003759-index.htm) Declared effective | 333-230857 | 9999999995-25-003759 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003758/9999999995-25-003758-index.htm) Declared effective | 333-226107 | 9999999995-25-003758 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003756/9999999995-25-003756-index.htm) Declared effective | 333-221844 | 9999999995-25-003756 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003755/9999999995-25-003755-index.htm) Declared effective | 333-220336 | 9999999995-25-003755 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003754/9999999995-25-003754-index.htm) Declared effective | 333-214319 | 9999999995-25-003754 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003753/9999999995-25-003753-index.htm) Declared effective | 333-207409 | 9999999995-25-003753 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003752/9999999995-25-003752-index.htm) Declared effective | 333-203679 | 9999999995-25-003752 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003751/9999999995-25-003751-index.htm) Declared effective | 333-201481 | 9999999995-25-003751 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003749/9999999995-25-003749-index.htm) Declared effective | 333-195055 | 9999999995-25-003749 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003748/9999999995-25-003748-index.htm) Declared effective | 333-193144 | 9999999995-25-003748 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003747/9999999995-25-003747-index.htm) Declared effective | 333-178307 | 9999999995-25-003747 | | 2025-12-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525003746/9999999995-25-003746-index.htm) Declared effective | 333-171570 | 9999999995-25-003746 | | 2025-01-31 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525000274/9999999995-25-000274-index.htm) Declared effective | 333-284409 | 9999999995-25-000274 | | 2025-01-31 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525000273/9999999995-25-000273-index.htm) Declared effective | 333-284408 | 9999999995-25-000273 | | 2025-01-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315225004303/0001493152-25-004303-index.htm) Amendment | 333-284409 | 0001493152-25-004303 | | 2025-01-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315225004302/0001493152-25-004302-index.htm) Amendment | 333-284408 | 0001493152-25-004302 | | 2025-01-22 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000149315225003232/0001493152-25-003232-index.htm) Registration filed | 333-284409 | 0001493152-25-003232 | | 2025-01-22 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000149315225003230/0001493152-25-003230-index.htm) Registration filed | 333-284408 | 0001493152-25-003230 | | 2025-01-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999525000147/9999999995-25-000147-index.htm) Declared effective | 333-279095 | 9999999995-25-000147 | | 2024-12-10 | [424B5](https://www.sec.gov/Archives/edgar/data/1106838/000149315224049384/0001493152-24-049384-index.htm) Shelf takedown | 333-276250 | 0001493152-24-049384 | | 2024-11-07 | [424B4](https://www.sec.gov/Archives/edgar/data/1106838/000149315224043935/0001493152-24-043935-index.htm) Final prospectus | 333-282850 | 0001493152-24-043935 | | 2024-11-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999524003395/9999999995-24-003395-index.htm) Declared effective | 333-282850 | 9999999995-24-003395 | | 2024-11-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315224043769/0001493152-24-043769-index.htm) Amendment | 333-282850 | 0001493152-24-043769 | | 2024-11-04 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315224043438/0001493152-24-043438-index.htm) Amendment | 333-282850 | 0001493152-24-043438 | | 2024-10-28 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000149315224042613/0001493152-24-042613-index.htm) Registration filed | 333-282850 | 0001493152-24-042613 | | 2024-07-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999524002167/9999999995-24-002167-index.htm) Declared effective | 333-280705 | 9999999995-24-002167 | | 2024-07-05 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315224026339/0001493152-24-026339-index.htm) Shelf registered | 333-280705 | 0001493152-24-026339 | | 2024-05-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999524001554/9999999995-24-001554-index.htm) Declared effective | 333-279095 | 9999999995-24-001554 | | 2024-05-15 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315224019825/0001493152-24-019825-index.htm) Amendment | 333-279095 | 0001493152-24-019825 | | 2024-05-03 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000149315224017633/0001493152-24-017633-index.htm) Registration filed | 333-279095 | 0001493152-24-017633 | | 2024-01-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999524000046/9999999995-24-000046-index.htm) Declared effective | 333-276250 | 9999999995-24-000046 | | 2023-12-22 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315223045942/0001493152-23-045942-index.htm) Shelf registered | 333-276250 | 0001493152-23-045942 | | 2023-10-26 | [424B4](https://www.sec.gov/Archives/edgar/data/1106838/000149315223038337/0001493152-23-038337-index.htm) Final prospectus | 333-274581 | 0001493152-23-038337 | | 2023-10-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999523003081/9999999995-23-003081-index.htm) Declared effective | 333-274581 | 9999999995-23-003081 | | 2023-10-19 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315223037729/0001493152-23-037729-index.htm) Amendment | 333-274581 | 0001493152-23-037729 | | 2023-10-04 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315223035654/0001493152-23-035654-index.htm) Amendment | 333-274581 | 0001493152-23-035654 | | 2023-09-28 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315223034503/0001493152-23-034503-index.htm) Amendment | 333-274581 | 0001493152-23-034503 | | 2023-09-19 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000149315223033076/0001493152-23-033076-index.htm) Registration filed | 333-274581 | 0001493152-23-033076 | | 2023-08-09 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999523002324/9999999995-23-002324-index.htm) Declared effective | 333-273516 | 9999999995-23-002324 | | 2023-08-09 | [424B4](https://www.sec.gov/Archives/edgar/data/1106838/000149315223027371/0001493152-23-027371-index.htm) Final prospectus | 333-273516 | 0001493152-23-027371 | | 2023-07-28 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000149315223025889/0001493152-23-025889-index.htm) Registration filed | 333-273516 | 0001493152-23-025889 | | 2023-06-29 | [424B5](https://www.sec.gov/Archives/edgar/data/1106838/000149315223022970/0001493152-23-022970-index.htm) Shelf takedown | 333-251406 | 0001493152-23-022970 | | 2023-02-09 | [424B4](https://www.sec.gov/Archives/edgar/data/1106838/000149315223004066/0001493152-23-004066-index.htm) Final prospectus | 333-269307 | 0001493152-23-004066 | | 2023-02-07 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999523000296/9999999995-23-000296-index.htm) Declared effective | 333-269307 | 9999999995-23-000296 | | 2023-02-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315223003613/0001493152-23-003613-index.htm) Amendment | 333-269307 | 0001493152-23-003613 | | 2023-01-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315223002927/0001493152-23-002927-index.htm) Amendment | 333-269307 | 0001493152-23-002927 | | 2023-01-19 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000149315223001949/0001493152-23-001949-index.htm) Registration filed | 333-269307 | 0001493152-23-001949 | | 2022-11-09 | [424B5](https://www.sec.gov/Archives/edgar/data/1106838/000149315222031142/0001493152-22-031142-index.htm) Shelf takedown | 333-251406 | 0001493152-22-031142 | | 2022-09-19 | [424B4](https://www.sec.gov/Archives/edgar/data/1106838/000149315222026240/0001493152-22-026240-index.htm) Final prospectus | 333-267171 | 0001493152-22-026240 | | 2022-09-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999522002737/9999999995-22-002737-index.htm) Declared effective | 333-267171 | 9999999995-22-002737 | | 2022-08-31 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315222024423/0001493152-22-024423-index.htm) Shelf registered | 333-267171 | 0001493152-22-024423 | | 2022-08-15 | [424B5](https://www.sec.gov/Archives/edgar/data/1106838/000149315222022938/0001493152-22-022938-index.htm) Shelf takedown | 333-251406 | 0001493152-22-022938 | | 2021-08-23 | [424B4](https://www.sec.gov/Archives/edgar/data/1106838/000149315221020999/0001493152-21-020999-index.htm) Final prospectus | 333-258092 | 0001493152-21-020999 | | 2021-08-19 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999521003246/9999999995-21-003246-index.htm) Declared effective | 333-258092 | 9999999995-21-003246 | | 2021-08-16 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315221020251/0001493152-21-020251-index.htm) Amendment | 333-258092 | 0001493152-21-020251 | | 2021-08-03 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315221018454/0001493152-21-018454-index.htm) Amendment | 333-258092 | 0001493152-21-018454 | | 2021-07-22 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000149315221017534/0001493152-21-017534-index.htm) Registration filed | 333-258092 | 0001493152-21-017534 | | 2021-06-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999521002209/9999999995-21-002209-index.htm) Declared effective | 333-235301 | 9999999995-21-002209 | | 2021-02-05 | [424B5](https://www.sec.gov/Archives/edgar/data/1106838/000149315221002818/0001493152-21-002818-index.htm) Shelf takedown | 333-251406 | 0001493152-21-002818 | | 2021-01-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999521000228/9999999995-21-000228-index.htm) Declared effective | 333-252049 | 9999999995-21-000228 | | 2021-01-12 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315221000849/0001493152-21-000849-index.htm) Shelf registered | 333-252049 | 0001493152-21-000849 | | 2020-12-29 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999520003687/9999999995-20-003687-index.htm) Declared effective | 333-251406 | 9999999995-20-003687 | | 2020-12-17 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315220023805/0001493152-20-023805-index.htm) Shelf registered | 333-251406 | 0001493152-20-023805 | | 2020-07-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999520001807/9999999995-20-001807-index.htm) Declared effective | 333-237795 | 9999999995-20-001807 | | 2020-04-22 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315220006945/0001493152-20-006945-index.htm) Shelf registered | 333-237795 | 0001493152-20-006945 | | 2020-04-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999520000672/9999999995-20-000672-index.htm) Declared effective | 333-237354 | 9999999995-20-000672 | | 2020-03-24 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315220004561/0001493152-20-004561-index.htm) Shelf registered | 333-237354 | 0001493152-20-004561 | | 2020-02-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999520000315/9999999995-20-000315-index.htm) Declared effective | 333-235301 | 9999999995-20-000315 | | 2019-06-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999519001326/9999999995-19-001326-index.htm) Declared effective | 333-230857 | 9999999995-19-001326 | | 2019-06-07 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315219008854/0001493152-19-008854-index.htm) Amendment | 333-230857 | 0001493152-19-008854 | | 2019-05-28 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315219008306/0001493152-19-008306-index.htm) Amendment | 333-230857 | 0001493152-19-008306 | | 2019-04-15 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000149315219005249/0001493152-19-005249-index.htm) Registration filed | 333-230857 | 0001493152-19-005249 | | 2018-09-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999518002271/9999999995-18-002271-index.htm) Declared effective | 333-226107 | 9999999995-18-002271 | | 2018-07-10 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315218009866/0001493152-18-009866-index.htm) Shelf registered | 333-226107 | 0001493152-18-009866 | | 2018-05-08 | [424B5](https://www.sec.gov/Archives/edgar/data/1106838/000149315218006424/0001493152-18-006424-index.htm) Shelf takedown | 333-203679 | 0001493152-18-006424 | | 2017-12-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999517003288/9999999995-17-003288-index.htm) Declared effective | 333-221844 | 9999999995-17-003288 | | 2017-12-01 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315217014030/0001493152-17-014030-index.htm) Shelf registered | 333-221844 | 0001493152-17-014030 | | 2017-10-27 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999517002806/9999999995-17-002806-index.htm) Declared effective | 333-220336 | 9999999995-17-002806 | | 2017-10-13 | [424B5](https://www.sec.gov/Archives/edgar/data/1106838/000149315217011619/0001493152-17-011619-index.htm) Shelf takedown | 333-203679 | 0001493152-17-011619 | | 2017-09-05 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315217010215/0001493152-17-010215-index.htm) Shelf registered | 333-220336 | 0001493152-17-010215 | | 2017-03-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999517000579/9999999995-17-000579-index.htm) Declared effective | 333-214319 | 9999999995-17-000579 | | 2016-12-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999516006461/9999999995-16-006461-index.htm) Declared effective | 333-214319 | 9999999995-16-006461 | | 2016-12-12 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315216015793/0001493152-16-015793-index.htm) Amendment | 333-214319 | 0001493152-16-015793 | | 2016-12-05 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315216015654/0001493152-16-015654-index.htm) Amendment | 333-214319 | 0001493152-16-015654 | | 2016-11-18 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000149315216015248/0001493152-16-015248-index.htm) Amendment | 333-214319 | 0001493152-16-015248 | | 2016-10-28 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000149315216014350/0001493152-16-014350-index.htm) Registration filed | 333-214319 | 0001493152-16-014350 | | 2015-12-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999515003214/9999999995-15-003214-index.htm) Declared effective | 333-207409 | 9999999995-15-003214 | | 2015-10-14 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000149315215004817/0001493152-15-004817-index.htm) Shelf registered | 333-207409 | 0001493152-15-004817 | | 2015-09-08 | [424B5](https://www.sec.gov/Archives/edgar/data/1106838/000149315215004209/0001493152-15-004209-index.htm) Shelf takedown | 333-203679 | 0001493152-15-004209 | | 2015-06-23 | [424B5](https://www.sec.gov/Archives/edgar/data/1106838/000149315215002615/0001493152-15-002615-index.htm) Shelf takedown | 333-203679 | 0001493152-15-002615 | | 2015-06-09 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999515001567/9999999995-15-001567-index.htm) Declared effective | 333-203679 | 9999999995-15-001567 | | 2015-04-27 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000114420415025297/0001144204-15-025297-index.htm) Shelf registered | 333-203679 | 0001144204-15-025297 | | 2015-04-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999515000783/9999999995-15-000783-index.htm) Declared effective | 333-201481 | 9999999995-15-000783 | | 2015-02-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999515000438/9999999995-15-000438-index.htm) Declared effective | 333-201481 | 9999999995-15-000438 | | 2015-02-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420415009288/0001144204-15-009288-index.htm) Amendment | 333-201481 | 0001144204-15-009288 | | 2015-02-12 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420415008074/0001144204-15-008074-index.htm) Amendment | 333-201481 | 0001144204-15-008074 | | 2015-02-05 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420415006360/0001144204-15-006360-index.htm) Amendment | 333-201481 | 0001144204-15-006360 | | 2015-01-14 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000114420415002138/0001144204-15-002138-index.htm) Registration filed | 333-201481 | 0001144204-15-002138 | | 2014-04-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999514001039/9999999995-14-001039-index.htm) Declared effective | 333-195055 | 9999999995-14-001039 | | 2014-04-04 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000114420414020821/0001144204-14-020821-index.htm) Shelf registered | 333-195055 | 0001144204-14-020821 | | 2014-01-22 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999514000178/9999999995-14-000178-index.htm) Declared effective | 333-193144 | 9999999995-14-000178 | | 2013-12-31 | [S-3](https://www.sec.gov/Archives/edgar/data/1106838/000114420413069731/0001144204-13-069731-index.htm) Shelf registered | 333-193144 | 0001144204-13-069731 | | 2013-06-04 | [424B4](https://www.sec.gov/Archives/edgar/data/1106838/000114420413033066/0001144204-13-033066-index.htm) Final prospectus | 333-178307 | 0001144204-13-033066 | | 2013-05-31 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999513001676/9999999995-13-001676-index.htm) Declared effective | 333-178307 | 9999999995-13-001676 | | 2012-06-21 | [424B4](https://www.sec.gov/Archives/edgar/data/1106838/000114420412035741/0001144204-12-035741-index.htm) Final prospectus | 333-178307 | 0001144204-12-035741 | | 2012-06-20 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999512001888/9999999995-12-001888-index.htm) Declared effective | 333-178307 | 9999999995-12-001888 | | 2012-06-19 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420412035462/0001144204-12-035462-index.htm) Amendment | 333-178307 | 0001144204-12-035462 | | 2012-06-19 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420412035362/0001144204-12-035362-index.htm) Amendment | 333-178307 | 0001144204-12-035362 | | 2012-06-05 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420412033293/0001144204-12-033293-index.htm) Amendment | 333-178307 | 0001144204-12-033293 | | 2012-05-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420412032581/0001144204-12-032581-index.htm) Amendment | 333-178307 | 0001144204-12-032581 | | 2012-05-21 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420412030724/0001144204-12-030724-index.htm) Amendment | 333-178307 | 0001144204-12-030724 | | 2012-04-12 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420412021294/0001144204-12-021294-index.htm) Amendment | 333-178307 | 0001144204-12-021294 | | 2012-02-22 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420412010342/0001144204-12-010342-index.htm) Amendment | 333-178307 | 0001144204-12-010342 | | 2012-02-03 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420412005708/0001144204-12-005708-index.htm) Amendment | 333-171570 | 0001144204-12-005708 | | 2011-12-08 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420411069036/0001144204-11-069036-index.htm) Amendment | 333-178307 | 0001144204-11-069036 | | 2011-12-02 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000114420411068208/0001144204-11-068208-index.htm) Registration filed | 333-178307 | 0001144204-11-068208 | | 2011-07-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1106838/999999999511002128/9999999995-11-002128-index.htm) Declared effective | 333-171570 | 9999999995-11-002128 | | 2011-07-14 | [424B4](https://www.sec.gov/Archives/edgar/data/1106838/000114420411040588/0001144204-11-040588-index.htm) Final prospectus | 333-171570 | 0001144204-11-040588 | | 2011-07-13 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420411040381/0001144204-11-040381-index.htm) Amendment | 333-171570 | 0001144204-11-040381 | | 2011-07-13 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420411040242/0001144204-11-040242-index.htm) Amendment | 333-171570 | 0001144204-11-040242 | | 2011-06-13 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1106838/000114420411035326/0001144204-11-035326-index.htm) Amendment | 333-171570 | 0001144204-11-035326 | | 2011-01-06 | [S-1](https://www.sec.gov/Archives/edgar/data/1106838/000114420411001019/0001144204-11-001019-index.htm) Registration filed | 333-171570 | 0001144204-11-001019 | [All filings of this company](https://equitycapital.markets/filings?cik=1106838) · [CSV](https://equitycapital.markets/filings.csv?cik=1106838) --- Source page: https://equitycapital.markets/company/1106838 · Data: U.S. SEC EDGAR · CC BY 4.0