Company · CIK 1120370

# BROADWIND, INC.

| CIK | [1120370](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001120370) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 3360 — Nonferrous Foundries (Castings) |
| Incorporated in | DE |
| Business address | IL |
| Listed | BWEN (Nasdaq) |
| First annual or quarterly report | 2008-05-15 |

## Offerings

 6 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-274644 | Shelf Effective | 2023-09-22 | 2023-10-12 | 2 |
| 333-248107 | Shelf Effective | 2020-08-18 | 2022-09-12 | 4 |
| 333-219931 | Shelf Effective | 2017-08-11 | 2018-07-31 | 3 |
| 333-176066 | Shelf Effective | 2011-08-05 | 2011-09-16 | 4 |
| 333-159487 | Registered company Effective | 2009-05-27 | 2010-04-01 | 5 |
| 333-162790 | Registered company Final prospectus | 2009-10-30 | 2010-01-15 | 9 |

## Filings

 27

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2023-10-12 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1120370/999999999523002979/9999999995-23-002979-index.htm) Declared effective | 333-274644 | 9999999995-23-002979 |
| 2023-09-22 | [S-3](https://www.sec.gov/Archives/edgar/data/1120370/000143774923026582/0001437749-23-026582-index.htm) Shelf registered | 333-274644 | 0001437749-23-026582 |
| 2022-09-12 | [424B5](https://www.sec.gov/Archives/edgar/data/1120370/000143774922022230/0001437749-22-022230-index.htm) Shelf takedown | 333-248107 | 0001437749-22-022230 |
| 2021-03-09 | [424B5](https://www.sec.gov/Archives/edgar/data/1120370/000143774921005349/0001437749-21-005349-index.htm) Shelf takedown | 333-248107 | 0001437749-21-005349 |
| 2020-10-13 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1120370/999999999520002825/9999999995-20-002825-index.htm) Declared effective | 333-248107 | 9999999995-20-002825 |
| 2020-08-18 | [S-3](https://www.sec.gov/Archives/edgar/data/1120370/000155837020010733/0001558370-20-010733-index.htm) Shelf registered | 333-248107 | 0001558370-20-010733 |
| 2018-07-31 | [424B5](https://www.sec.gov/Archives/edgar/data/1120370/000155837018005924/0001558370-18-005924-index.htm) Shelf takedown | 333-219931 | 0001558370-18-005924 |
| 2017-10-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1120370/999999999517002623/9999999995-17-002623-index.htm) Declared effective | 333-219931 | 9999999995-17-002623 |
| 2017-08-11 | [S-3](https://www.sec.gov/Archives/edgar/data/1120370/000155837017006565/0001558370-17-006565-index.htm) Shelf registered | 333-219931 | 0001558370-17-006565 |
| 2011-09-16 | [424B5](https://www.sec.gov/Archives/edgar/data/1120370/000104746911008091/0001047469-11-008091-index.htm) Shelf takedown | 333-176066 | 0001047469-11-008091 |
| 2011-09-15 | [424B5](https://www.sec.gov/Archives/edgar/data/1120370/000104746911008056/0001047469-11-008056-index.htm) Shelf takedown | 333-176066 | 0001047469-11-008056 |
| 2011-08-26 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1120370/999999999511002582/9999999995-11-002582-index.htm) Declared effective | 333-176066 | 9999999995-11-002582 |
| 2011-08-05 | [S-3](https://www.sec.gov/Archives/edgar/data/1120370/000110465911043872/0001104659-11-043872-index.htm) Shelf registered | 333-176066 | 0001104659-11-043872 |
| 2010-04-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1120370/999999999510000919/9999999995-10-000919-index.htm) Declared effective | 333-159487 | 9999999995-10-000919 |
| 2010-01-15 | [424B4](https://www.sec.gov/Archives/edgar/data/1120370/000104746910000185/0001047469-10-000185-index.htm) Final prospectus | 333-162790 | 0001047469-10-000185 |
| 2010-01-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1120370/999999999510000211/9999999995-10-000211-index.htm) Declared effective | 333-162790 | 9999999995-10-000211 |
| 2010-01-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1120370/000104746910000163/0001047469-10-000163-index.htm) Amendment | 333-162790 | 0001047469-10-000163 |
| 2010-01-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1120370/000104746910000025/0001047469-10-000025-index.htm) Amendment | 333-162790 | 0001047469-10-000025 |
| 2010-01-05 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1120370/000104746910000007/0001047469-10-000007-index.htm) Amendment | 333-162790 | 0001047469-10-000007 |
| 2009-12-10 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1120370/000104746909010648/0001047469-09-010648-index.htm) Amendment | 333-162790 | 0001047469-09-010648 |
| 2009-12-02 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1120370/000104746909010505/0001047469-09-010505-index.htm) Amendment | 333-162790 | 0001047469-09-010505 |
| 2009-11-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1120370/000104746909009745/0001047469-09-009745-index.htm) Amendment | 333-162790 | 0001047469-09-009745 |
| 2009-10-30 | [S-1](https://www.sec.gov/Archives/edgar/data/1120370/000104746909009379/0001047469-09-009379-index.htm) Registration filed | 333-162790 | 0001047469-09-009379 |
| 2009-08-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1120370/999999999509002290/9999999995-09-002290-index.htm) Declared effective | 333-159487 | 9999999995-09-002290 |
| 2009-08-13 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1120370/000110465909049527/0001104659-09-049527-index.htm) Amendment | 333-159487 | 0001104659-09-049527 |
| 2009-07-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1120370/000110465909043138/0001104659-09-043138-index.htm) Amendment | 333-159487 | 0001104659-09-043138 |
| 2009-05-27 | [S-1](https://www.sec.gov/Archives/edgar/data/1120370/000110465909034941/0001104659-09-034941-index.htm) Registration filed | 333-159487 | 0001104659-09-034941 |

[All filings of this company](https://equitycapital.markets/filings?cik=1120370) · [CSV](https://equitycapital.markets/filings.csv?cik=1120370)

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Source page: https://equitycapital.markets/company/1120370 · Data: U.S. SEC EDGAR · CC BY 4.0
