Equity Capital Markets

Company · CIK 1123541

PENSON WORLDWIDE INC

CIK1123541 (SEC EDGAR)
Industry (SIC)6211 — Security Brokers, Dealers & Flotation Companies
Incorporated inDE
Business addressTX
Listedno ticker on SEC record today
First annual or quarterly report2006-08-11

Offerings

2 registrations
RegistrationLabel and statusFirst filedLast eventFilings
333-163191
ShelfEffective
 2009-11-182012-11-133
333-127385
IPOFinal prospectus
 2005-08-102006-05-1811

Filings

14
FiledFilingRegistrationAccession
2012-11-13EFFECTDeclared effective 333-1631919999999995-12-003223
2009-12-17EFFECTDeclared effective 333-1631919999999995-09-003531
2009-11-18S-3Shelf registered 333-1631910000950123-09-063929
2006-05-18424B4Final prospectus 333-1273850000950134-06-010247
2006-05-12S-1/AAmendment 333-1273850000950134-06-009777
2006-05-09S-1/AAmendment 333-1273850000950134-06-009224
2006-05-01S-1/AAmendment 333-1273850000950134-06-008377
2006-04-24S-1/AAmendment 333-1273850000950134-06-007730
2006-03-21S-1/AAmendment 333-1273850000950134-06-005577
2005-10-19S-1/AAmendment 333-1273850000950134-05-019368
2005-09-23S-1/AAmendment 333-1273850000950134-05-018272
2005-09-15S-1/AAmendment 333-1273850000950134-05-017778
2005-09-14S-1/AAmendment 333-1273850000950134-05-017682
2005-08-10S-1Registration filed 333-1273850000950134-05-015493

All filings of this company · CSV