Company · CIK 1123541

# PENSON WORLDWIDE INC

| CIK | [1123541](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001123541) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | DE |
| Business address | TX |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 2006-08-11 |

## Offerings

 2 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-163191 | Shelf Effective | 2009-11-18 | 2012-11-13 | 3 |
| 333-127385 | IPO Final prospectus | 2005-08-10 | 2006-05-18 | 11 |

## Filings

 14

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2012-11-13 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1123541/999999999512003223/9999999995-12-003223-index.htm) Declared effective | 333-163191 | 9999999995-12-003223 |
| 2009-12-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1123541/999999999509003531/9999999995-09-003531-index.htm) Declared effective | 333-163191 | 9999999995-09-003531 |
| 2009-11-18 | [S-3](https://www.sec.gov/Archives/edgar/data/1123541/000095012309063929/0000950123-09-063929-index.htm) Shelf registered | 333-163191 | 0000950123-09-063929 |
| 2006-05-18 | [424B4](https://www.sec.gov/Archives/edgar/data/1123541/000095013406010247/0000950134-06-010247-index.htm) Final prospectus | 333-127385 | 0000950134-06-010247 |
| 2006-05-12 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1123541/000095013406009777/0000950134-06-009777-index.htm) Amendment | 333-127385 | 0000950134-06-009777 |
| 2006-05-09 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1123541/000095013406009224/0000950134-06-009224-index.htm) Amendment | 333-127385 | 0000950134-06-009224 |
| 2006-05-01 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1123541/000095013406008377/0000950134-06-008377-index.htm) Amendment | 333-127385 | 0000950134-06-008377 |
| 2006-04-24 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1123541/000095013406007730/0000950134-06-007730-index.htm) Amendment | 333-127385 | 0000950134-06-007730 |
| 2006-03-21 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1123541/000095013406005577/0000950134-06-005577-index.htm) Amendment | 333-127385 | 0000950134-06-005577 |
| 2005-10-19 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1123541/000095013405019368/0000950134-05-019368-index.htm) Amendment | 333-127385 | 0000950134-05-019368 |
| 2005-09-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1123541/000095013405018272/0000950134-05-018272-index.htm) Amendment | 333-127385 | 0000950134-05-018272 |
| 2005-09-15 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1123541/000095013405017778/0000950134-05-017778-index.htm) Amendment | 333-127385 | 0000950134-05-017778 |
| 2005-09-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1123541/000095013405017682/0000950134-05-017682-index.htm) Amendment | 333-127385 | 0000950134-05-017682 |
| 2005-08-10 | [S-1](https://www.sec.gov/Archives/edgar/data/1123541/000095013405015493/0000950134-05-015493-index.htm) Registration filed | 333-127385 | 0000950134-05-015493 |

[All filings of this company](https://equitycapital.markets/filings?cik=1123541) · [CSV](https://equitycapital.markets/filings.csv?cik=1123541)

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Source page: https://equitycapital.markets/company/1123541 · Data: U.S. SEC EDGAR · CC BY 4.0