Company · CIK 1133869

# CAPRICOR THERAPEUTICS, INC.

| CIK | [1133869](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001133869) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 2834 — Pharmaceutical Preparations |
| Incorporated in | DE |
| Business address | CA |
| Listed | CAPR (Nasdaq) |
| First annual or quarterly report | 2008-05-15 |

## Offerings

 16 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-290179 | Shelf Effective | 2025-09-10 | 2025-12-05 | 4 |
| 333-282777 | Shelf Effective | 2024-10-22 | 2024-11-08 | 2 |
| 333-280229 | Shelf Effective | 2024-06-14 | 2024-10-17 | 4 |
| 333-254363 | Shelf Effective | 2021-03-16 | 2023-09-29 | 4 |
| 333-238088 | Shelf Effective | 2020-05-07 | 2020-05-19 | 2 |
| 333-227955 | Shelf Effective | 2018-10-24 | 2020-05-04 | 5 |
| 333-235358 | Registered company Final prospectus | 2019-12-05 | 2019-12-19 | 5 |
| 333-207149 | Shelf Effective | 2015-09-28 | 2017-10-19 | 9 |
| 333-219188 | Shelf Effective | 2017-07-07 | 2017-07-17 | 2 |
| 333-212017 | Shelf Effective | 2016-06-14 | 2016-06-30 | 2 |
| 333-195385 | Registered company Effective | 2014-04-18 | 2015-08-07 | 4 |
| 333-202589 | Registered company Effective | 2015-03-06 | 2015-06-11 | 3 |
| 333-180928 | Registered company Effective | 2012-04-25 | 2012-05-07 | 2 |
| 333-165167 | Shelf Effective | 2010-03-03 | 2012-04-02 | 5 |
| 333-175726 | Registered company Effective | 2011-07-22 | 2011-08-08 | 2 |
| 333-161339 | Shelf Effective | 2009-08-13 | 2009-08-25 | 2 |

## Filings

 58

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2025-12-05 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000110465925118947/0001104659-25-118947-index.htm) Shelf takedown | 333-290179 | 0001104659-25-118947 |
| 2025-12-04 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000110465925118481/0001104659-25-118481-index.htm) Shelf takedown | 333-290179 | 0001104659-25-118481 |
| 2025-09-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999525003070/9999999995-25-003070-index.htm) Declared effective | 333-290179 | 9999999995-25-003070 |
| 2025-09-10 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000110465925089126/0001104659-25-089126-index.htm) Shelf registered | 333-290179 | 0001104659-25-089126 |
| 2024-11-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999524003429/9999999995-24-003429-index.htm) Declared effective | 333-282777 | 9999999995-24-003429 |
| 2024-10-22 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000155837024013460/0001558370-24-013460-index.htm) Shelf registered | 333-282777 | 0001558370-24-013460 |
| 2024-10-17 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000110465924109536/0001104659-24-109536-index.htm) Shelf takedown | 333-280229 | 0001104659-24-109536 |
| 2024-10-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999524003197/9999999995-24-003197-index.htm) Declared effective | 333-280229 | 9999999995-24-003197 |
| 2024-10-16 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000110465924109233/0001104659-24-109233-index.htm) Shelf takedown | 333-280229 | 0001104659-24-109233 |
| 2024-06-14 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000155837024009206/0001558370-24-009206-index.htm) Shelf registered | 333-280229 | 0001558370-24-009206 |
| 2023-09-29 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000155837023016172/0001558370-23-016172-index.htm) Shelf takedown | 333-254363 | 0001558370-23-016172 |
| 2021-06-21 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000110465921083152/0001104659-21-083152-index.htm) Shelf takedown | 333-254363 | 0001104659-21-083152 |
| 2021-06-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999521002363/9999999995-21-002363-index.htm) Declared effective | 333-254363 | 9999999995-21-002363 |
| 2021-03-16 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000110465921037219/0001104659-21-037219-index.htm) Shelf registered | 333-254363 | 0001104659-21-037219 |
| 2020-05-19 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999520001205/9999999995-20-001205-index.htm) Declared effective | 333-238088 | 9999999995-20-001205 |
| 2020-05-07 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000110465920058189/0001104659-20-058189-index.htm) Shelf registered | 333-238088 | 0001104659-20-058189 |
| 2020-05-04 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000110465920056303/0001104659-20-056303-index.htm) Shelf takedown | 333-227955 | 0001104659-20-056303 |
| 2019-12-19 | [424B4](https://www.sec.gov/Archives/edgar/data/1133869/000110465919074049/0001104659-19-074049-index.htm) Final prospectus | 333-235358 | 0001104659-19-074049 |
| 2019-12-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999519002841/9999999995-19-002841-index.htm) Declared effective | 333-235358 | 9999999995-19-002841 |
| 2019-12-13 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1133869/000110465919072626/0001104659-19-072626-index.htm) Amendment | 333-235358 | 0001104659-19-072626 |
| 2019-12-13 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1133869/000110465919072396/0001104659-19-072396-index.htm) Amendment | 333-235358 | 0001104659-19-072396 |
| 2019-12-05 | [S-1](https://www.sec.gov/Archives/edgar/data/1133869/000110465919070066/0001104659-19-070066-index.htm) Registration filed | 333-235358 | 0001104659-19-070066 |
| 2019-08-29 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420419042161/0001144204-19-042161-index.htm) Shelf takedown | 333-227955 | 0001144204-19-042161 |
| 2019-07-22 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420419035263/0001144204-19-035263-index.htm) Shelf takedown | 333-227955 | 0001144204-19-035263 |
| 2019-07-18 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999519001637/9999999995-19-001637-index.htm) Declared effective | 333-227955 | 9999999995-19-001637 |
| 2018-10-24 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000114420418055035/0001144204-18-055035-index.htm) Shelf registered | 333-227955 | 0001144204-18-055035 |
| 2017-10-19 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420417053253/0001144204-17-053253-index.htm) Shelf takedown | 333-207149 | 0001144204-17-053253 |
| 2017-07-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999517001836/9999999995-17-001836-index.htm) Declared effective | 333-219188 | 9999999995-17-001836 |
| 2017-07-07 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000114420417035969/0001144204-17-035969-index.htm) Shelf registered | 333-219188 | 0001144204-17-035969 |
| 2017-04-03 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420417018326/0001144204-17-018326-index.htm) Shelf takedown | 333-207149 | 0001144204-17-018326 |
| 2017-03-31 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420417018258/0001144204-17-018258-index.htm) Shelf takedown | 333-207149 | 0001144204-17-018258 |
| 2016-09-16 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420416124190/0001144204-16-124190-index.htm) Shelf takedown | 333-207149 | 0001144204-16-124190 |
| 2016-09-16 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420416124187/0001144204-16-124187-index.htm) Shelf takedown | 333-207149 | 0001144204-16-124187 |
| 2016-09-15 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420416124081/0001144204-16-124081-index.htm) Shelf takedown | 333-207149 | 0001144204-16-124081 |
| 2016-06-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999516005050/9999999995-16-005050-index.htm) Declared effective | 333-212017 | 9999999995-16-005050 |
| 2016-06-14 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000114420416108223/0001144204-16-108223-index.htm) Shelf registered | 333-212017 | 0001144204-16-108223 |
| 2016-03-15 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420416087999/0001144204-16-087999-index.htm) Shelf takedown | 333-207149 | 0001144204-16-087999 |
| 2015-10-26 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999515002870/9999999995-15-002870-index.htm) Declared effective | 333-207149 | 9999999995-15-002870 |
| 2015-09-28 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000114420415056625/0001144204-15-056625-index.htm) Shelf registered | 333-207149 | 0001144204-15-056625 |
| 2015-08-07 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999515002212/9999999995-15-002212-index.htm) Declared effective | 333-195385 | 9999999995-15-002212 |
| 2015-06-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999515001606/9999999995-15-001606-index.htm) Declared effective | 333-202589 | 9999999995-15-001606 |
| 2015-03-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999515000722/9999999995-15-000722-index.htm) Declared effective | 333-202589 | 9999999995-15-000722 |
| 2015-03-06 | [S-1](https://www.sec.gov/Archives/edgar/data/1133869/000114420415014616/0001144204-15-014616-index.htm) Registration filed | 333-202589 | 0001144204-15-014616 |
| 2014-06-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999514001702/9999999995-14-001702-index.htm) Declared effective | 333-195385 | 9999999995-14-001702 |
| 2014-05-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1133869/000114420414033348/0001144204-14-033348-index.htm) Amendment | 333-195385 | 0001144204-14-033348 |
| 2014-04-18 | [S-1](https://www.sec.gov/Archives/edgar/data/1133869/000114420414023609/0001144204-14-023609-index.htm) Registration filed | 333-195385 | 0001144204-14-023609 |
| 2012-05-07 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999512001447/9999999995-12-001447-index.htm) Declared effective | 333-180928 | 9999999995-12-001447 |
| 2012-04-25 | [S-1](https://www.sec.gov/Archives/edgar/data/1133869/000114420412023739/0001144204-12-023739-index.htm) Registration filed | 333-180928 | 0001144204-12-023739 |
| 2012-04-02 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420412019346/0001144204-12-019346-index.htm) Shelf takedown | 333-165167 | 0001144204-12-019346 |
| 2011-08-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999511002420/9999999995-11-002420-index.htm) Declared effective | 333-175726 | 9999999995-11-002420 |
| 2011-07-22 | [S-1](https://www.sec.gov/Archives/edgar/data/1133869/000114420411041766/0001144204-11-041766-index.htm) Registration filed | 333-175726 | 0001144204-11-041766 |
| 2010-04-22 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420410021766/0001144204-10-021766-index.htm) Shelf takedown | 333-165167 | 0001144204-10-021766 |
| 2010-04-22 | [424B5](https://www.sec.gov/Archives/edgar/data/1133869/000114420410021608/0001144204-10-021608-index.htm) Shelf takedown | 333-165167 | 0001144204-10-021608 |
| 2010-03-12 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999510000722/9999999995-10-000722-index.htm) Declared effective | 333-165167 | 9999999995-10-000722 |
| 2010-03-03 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000114420410011218/0001144204-10-011218-index.htm) Shelf registered | 333-165167 | 0001144204-10-011218 |
| 2009-08-25 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999509002388/9999999995-09-002388-index.htm) Declared effective | 333-161339 | 9999999995-09-002388 |
| 2009-08-13 | [S-3](https://www.sec.gov/Archives/edgar/data/1133869/000119312509174565/0001193125-09-174565-index.htm) Shelf registered | 333-161339 | 0001193125-09-174565 |
| 2007-11-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1133869/999999999507004380/9999999995-07-004380-index.htm) Declared effective | 333-146843 | 9999999995-07-004380 |

[All filings of this company](https://equitycapital.markets/filings?cik=1133869) · [CSV](https://equitycapital.markets/filings.csv?cik=1133869)

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Source page: https://equitycapital.markets/company/1133869 · Data: U.S. SEC EDGAR · CC BY 4.0
