Company · CIK 1139097

# LPL HOLDINGS, INC.

| CIK | [1139097](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001139097) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services |
| Incorporated in | MA |
| Business address | CA |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | none on EDGAR |

## Offerings

 3 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-285503-01 | Shelf Effective | 2025-03-03 | 2025-04-03 | 4 |
| 333-274631-02 | Shelf Effective | 2023-09-22 | 2025-02-25 | 8 |
| 333-215989 | Shelf Effective | 2017-02-10 | 2017-02-10 | 1 |

## Filings

 13

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2025-04-03 | [424B5](https://www.sec.gov/Archives/edgar/data/1139097/000119312525071881/0001193125-25-071881-index.htm) Shelf takedown | 333-285503-01 | 0001193125-25-071881 |
| 2025-04-01 | [424B5](https://www.sec.gov/Archives/edgar/data/1139097/000119312525069720/0001193125-25-069720-index.htm) Shelf takedown | 333-285503-01 | 0001193125-25-069720 |
| 2025-03-25 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1139097/999999999525000777/9999999995-25-000777-index.htm) Declared effective | 333-285503-01 | 9999999995-25-000777 |
| 2025-03-03 | [S-3](https://www.sec.gov/Archives/edgar/data/1139097/000119312525044160/0001193125-25-044160-index.htm) Shelf registered | 333-285503-01 | 0001193125-25-044160 |
| 2025-02-25 | [424B5](https://www.sec.gov/Archives/edgar/data/1139097/000119312525035284/0001193125-25-035284-index.htm) Shelf takedown | 333-274631-02 | 0001193125-25-035284 |
| 2025-02-24 | [424B5](https://www.sec.gov/Archives/edgar/data/1139097/000119312525032851/0001193125-25-032851-index.htm) Shelf takedown | 333-274631-02 | 0001193125-25-032851 |
| 2024-05-15 | [424B5](https://www.sec.gov/Archives/edgar/data/1139097/000119312524139393/0001193125-24-139393-index.htm) Shelf takedown | 333-274631-02 | 0001193125-24-139393 |
| 2024-05-13 | [424B5](https://www.sec.gov/Archives/edgar/data/1139097/000119312524136746/0001193125-24-136746-index.htm) Shelf takedown | 333-274631-02 | 0001193125-24-136746 |
| 2023-11-13 | [424B5](https://www.sec.gov/Archives/edgar/data/1139097/000119312523275296/0001193125-23-275296-index.htm) Shelf takedown | 333-274631-02 | 0001193125-23-275296 |
| 2023-11-08 | [424B5](https://www.sec.gov/Archives/edgar/data/1139097/000119312523273019/0001193125-23-273019-index.htm) Shelf takedown | 333-274631-02 | 0001193125-23-273019 |
| 2023-11-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1139097/999999999523003163/9999999995-23-003163-index.htm) Declared effective | 333-274631-02 | 9999999995-23-003163 |
| 2023-09-22 | [S-3](https://www.sec.gov/Archives/edgar/data/1139097/000119312523240062/0001193125-23-240062-index.htm) Shelf registered | 333-274631-02 | 0001193125-23-240062 |
| 2017-02-10 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1139097/000113909717000013/0001139097-17-000013-index.htm) Shelf registered | 333-215989 | 0001139097-17-000013 |

[All filings of this company](https://equitycapital.markets/filings?cik=1139097) · [CSV](https://equitycapital.markets/filings.csv?cik=1139097)

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Source page: https://equitycapital.markets/company/1139097 · Data: U.S. SEC EDGAR · CC BY 4.0