Company · CIK 1158114 # APPLIED OPTOELECTRONICS, INC. | CIK | [1158114](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001158114) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 3674 — Semiconductors & Related Devices | | Incorporated in | DE | | Business address | TX | | Listed | AAOI (Nasdaq) | | First annual or quarterly report | 2013-11-14 | ## Offerings 7 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-283905 | Shelf Effective | 2024-12-18 | 2026-08-21 | 11 | | 333-269132 | Shelf Effective | 2023-01-05 | 2024-11-07 | 8 | | 333-234310 | Shelf Effective | 2019-10-24 | 2021-02-25 | 4 | | 333-214146 | Shelf Effective | 2016-10-17 | 2016-11-14 | 3 | | 333-204703 | Shelf Effective | 2015-06-03 | 2015-07-15 | 3 | | 333-194379 | Registered company Final prospectus | 2014-03-06 | 2014-03-20 | 6 | | 333-190591 | IPO Final prospectus | 2013-08-13 | 2013-09-26 | 6 | ## Filings 42 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2026-08-21 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465926099685/0001104659-26-099685-index.htm) Shelf takedown | 333-283905 | 0001104659-26-099685 | | 2026-05-14 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465926061146/0001104659-26-061146-index.htm) Shelf takedown | 333-283905 | 0001104659-26-061146 | | 2026-03-12 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465926027070/0001104659-26-027070-index.htm) Shelf takedown | 333-283905 | 0001104659-26-027070 | | 2026-02-26 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465926020583/0001104659-26-020583-index.htm) Shelf takedown | 333-283905 | 0001104659-26-020583 | | 2025-11-07 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465925108494/0001104659-25-108494-index.htm) Shelf takedown | 333-283905 | 0001104659-25-108494 | | 2025-08-27 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465925084005/0001104659-25-084005-index.htm) Shelf takedown | 333-283905 | 0001104659-25-084005 | | 2025-05-28 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465925053547/0001104659-25-053547-index.htm) Shelf takedown | 333-283905 | 0001104659-25-053547 | | 2025-02-28 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465925019109/0001104659-25-019109-index.htm) Shelf takedown | 333-283905 | 0001104659-25-019109 | | 2024-12-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465924130512/0001104659-24-130512-index.htm) Shelf takedown | 333-283905 | 0001104659-24-130512 | | 2024-12-18 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465924129809/0001104659-24-129809-index.htm) Shelf takedown | 333-283905 | 0001104659-24-129809 | | 2024-12-18 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1158114/000110465924129791/0001104659-24-129791-index.htm) Shelf registered | 333-283905 | 0001104659-24-129791 | | 2024-11-07 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465924115339/0001104659-24-115339-index.htm) Shelf takedown | 333-269132 | 0001104659-24-115339 | | 2024-08-06 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465924086288/0001104659-24-086288-index.htm) Shelf takedown | 333-269132 | 0001104659-24-086288 | | 2024-03-13 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465924033986/0001104659-24-033986-index.htm) Shelf takedown | 333-269132 | 0001104659-24-033986 | | 2023-09-13 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465923100159/0001104659-23-100159-index.htm) Shelf takedown | 333-269132 | 0001104659-23-100159 | | 2023-08-03 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465923087345/0001104659-23-087345-index.htm) Shelf takedown | 333-269132 | 0001104659-23-087345 | | 2023-03-24 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465923036627/0001104659-23-036627-index.htm) Shelf takedown | 333-269132 | 0001104659-23-036627 | | 2023-03-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1158114/999999999523000618/9999999995-23-000618-index.htm) Declared effective | 333-269132 | 9999999995-23-000618 | | 2023-01-05 | [S-3](https://www.sec.gov/Archives/edgar/data/1158114/000110465923001441/0001104659-23-001441-index.htm) Shelf registered | 333-269132 | 0001104659-23-001441 | | 2021-02-25 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000110465921028290/0001104659-21-028290-index.htm) Shelf takedown | 333-234310 | 0001104659-21-028290 | | 2020-02-28 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000104746920001119/0001047469-20-001119-index.htm) Shelf takedown | 333-234310 | 0001047469-20-001119 | | 2020-01-09 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1158114/999999999520000047/9999999995-20-000047-index.htm) Declared effective | 333-234310 | 9999999995-20-000047 | | 2019-10-24 | [S-3](https://www.sec.gov/Archives/edgar/data/1158114/000104746919005884/0001047469-19-005884-index.htm) Shelf registered | 333-234310 | 0001047469-19-005884 | | 2016-11-14 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000104746916016693/0001047469-16-016693-index.htm) Shelf takedown | 333-214146 | 0001047469-16-016693 | | 2016-11-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1158114/999999999516006125/9999999995-16-006125-index.htm) Declared effective | 333-214146 | 9999999995-16-006125 | | 2016-10-17 | [S-3](https://www.sec.gov/Archives/edgar/data/1158114/000104746916016138/0001047469-16-016138-index.htm) Shelf registered | 333-214146 | 0001047469-16-016138 | | 2015-07-15 | [424B5](https://www.sec.gov/Archives/edgar/data/1158114/000104746915006138/0001047469-15-006138-index.htm) Shelf takedown | 333-204703 | 0001047469-15-006138 | | 2015-06-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1158114/999999999515001708/9999999995-15-001708-index.htm) Declared effective | 333-204703 | 9999999995-15-001708 | | 2015-06-03 | [S-3](https://www.sec.gov/Archives/edgar/data/1158114/000104746915005214/0001047469-15-005214-index.htm) Shelf registered | 333-204703 | 0001047469-15-005214 | | 2014-03-20 | [424B4](https://www.sec.gov/Archives/edgar/data/1158114/000104746914002669/0001047469-14-002669-index.htm) Final prospectus | 333-194379 | 0001047469-14-002669 | | 2014-03-19 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1158114/999999999514000700/9999999995-14-000700-index.htm) Declared effective | 333-194379 | 9999999995-14-000700 | | 2014-03-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1158114/000104746914002425/0001047469-14-002425-index.htm) Amendment | 333-194379 | 0001047469-14-002425 | | 2014-03-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1158114/000104746914002358/0001047469-14-002358-index.htm) Amendment | 333-194379 | 0001047469-14-002358 | | 2014-03-13 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1158114/000104746914002267/0001047469-14-002267-index.htm) Amendment | 333-194379 | 0001047469-14-002267 | | 2014-03-06 | [S-1](https://www.sec.gov/Archives/edgar/data/1158114/000104746914001919/0001047469-14-001919-index.htm) Registration filed | 333-194379 | 0001047469-14-001919 | | 2013-09-26 | [424B4](https://www.sec.gov/Archives/edgar/data/1158114/000104746913009310/0001047469-13-009310-index.htm) Final prospectus | 333-190591 | 0001047469-13-009310 | | 2013-09-25 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1158114/999999999513002782/9999999995-13-002782-index.htm) Declared effective | 333-190591 | 9999999995-13-002782 | | 2013-09-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1158114/000104746913009212/0001047469-13-009212-index.htm) Amendment | 333-190591 | 0001047469-13-009212 | | 2013-09-11 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1158114/000104746913008982/0001047469-13-008982-index.htm) Amendment | 333-190591 | 0001047469-13-008982 | | 2013-08-27 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1158114/000104746913008695/0001047469-13-008695-index.htm) Amendment | 333-190591 | 0001047469-13-008695 | | 2013-08-13 | [S-1](https://www.sec.gov/Archives/edgar/data/1158114/000104746913008409/0001047469-13-008409-index.htm) Registration filed | 333-190591 | 0001047469-13-008409 | | 2013-04-04 | [DRS](https://www.sec.gov/Archives/edgar/data/1158114/000091205713000099/0000912057-13-000099-index.htm) Draft made public | 377-00143 | 0000912057-13-000099 | [All filings of this company](https://equitycapital.markets/filings?cik=1158114) · [CSV](https://equitycapital.markets/filings.csv?cik=1158114) --- Source page: https://equitycapital.markets/company/1158114 · Data: U.S. SEC EDGAR · CC BY 4.0