Company · CIK 12239 # Dominari Holdings Inc. | CIK | [12239](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000012239) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies | | Incorporated in | DE | | Business address | NY | | Listed | DOMH (Nasdaq) | | First annual or quarterly report | 1998-03-23 | ## Offerings 19 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-289904 | Shelf Withdrawn | 2025-08-28 | 2025-11-12 | 2 | | 333-286648 | Shelf Effective | 2025-04-21 | 2025-04-28 | 2 | | 333-283804 | Shelf Effective | 2024-12-13 | 2025-02-12 | 3 | | 333-238172 | Shelf Effective | 2020-05-11 | 2022-03-01 | 6 | | 333-248072 | Registered company Withdrawn | 2020-08-17 | 2021-04-21 | 3 | | 333-222488 | Shelf Effective | 2018-01-09 | 2020-04-15 | 7 | | 333-236199 | Registered company Final prospectus | 2020-01-31 | 2020-03-04 | 5 | | 333-218216 | Registered company Final prospectus | 2017-05-24 | 2017-07-20 | 7 | | 333-198498 | Shelf Effective | 2014-08-29 | 2016-08-03 | 5 | | 333-207078 | Registered company Effective | 2015-09-22 | 2015-12-04 | 8 | | 333-195346 | Shelf Effective | 2014-04-17 | 2014-07-10 | 5 | | 333-193729 | Shelf Effective | 2014-02-03 | 2014-05-16 | 2 | | 333-192737 | Registered company Effective | 2013-12-10 | 2014-04-16 | 5 | | 333-187392 | Shelf Withdrawn | 2013-03-20 | 2014-01-06 | 2 | | 333-191002 | Shelf Withdrawn | 2013-09-05 | 2013-12-10 | 2 | | 333-161531 | Shelf Effective | 2009-08-25 | 2012-02-06 | 5 | | 333-177748 | Shelf Effective | 2011-11-04 | 2011-11-21 | 2 | | 333-116422 | Shelf Final prospectus | 2004-06-14 | 2011-06-08 | 3 | | 333-167963 | Registered company Final prospectus | 2010-07-02 | 2010-10-12 | 8 | ## Filings 88 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2025-11-12 | [RW](https://www.sec.gov/Archives/edgar/data/12239/000121390025108745/0001213900-25-108745-index.htm) Withdrawn | 333-289904 | 0001213900-25-108745 | | 2025-08-28 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000121390025081384/0001213900-25-081384-index.htm) Shelf registered | 333-289904 | 0001213900-25-081384 | | 2025-04-28 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999525001271/9999999995-25-001271-index.htm) Declared effective | 333-286648 | 9999999995-25-001271 | | 2025-04-21 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000121390025033431/0001213900-25-033431-index.htm) Shelf registered | 333-286648 | 0001213900-25-033431 | | 2025-02-12 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000121390025012488/0001213900-25-012488-index.htm) Shelf takedown | 333-283804 | 0001213900-25-012488 | | 2024-12-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999524003913/9999999995-24-003913-index.htm) Declared effective | 333-283804 | 9999999995-24-003913 | | 2024-12-13 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000121390024108873/0001213900-24-108873-index.htm) Shelf registered | 333-283804 | 0001213900-24-108873 | | 2022-03-01 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000121390022009919/0001213900-22-009919-index.htm) Shelf takedown | 333-238172 | 0001213900-22-009919 | | 2022-03-01 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000121390022009915/0001213900-22-009915-index.htm) Shelf takedown | 333-238172 | 0001213900-22-009915 | | 2021-04-21 | [RW](https://www.sec.gov/Archives/edgar/data/12239/000121390021022386/0001213900-21-022386-index.htm) Withdrawn | 333-248072 | 0001213900-21-022386 | | 2021-02-18 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000121390021010377/0001213900-21-010377-index.htm) Shelf takedown | 333-238172 | 0001213900-21-010377 | | 2021-02-16 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000121390021009663/0001213900-21-009663-index.htm) Shelf takedown | 333-238172 | 0001213900-21-009663 | | 2020-08-26 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000121390020023874/0001213900-20-023874-index.htm) Amendment | 333-248072 | 0001213900-20-023874 | | 2020-08-17 | [S-1](https://www.sec.gov/Archives/edgar/data/12239/000121390020022526/0001213900-20-022526-index.htm) Registration filed | 333-248072 | 0001213900-20-022526 | | 2020-06-18 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999520001472/9999999995-20-001472-index.htm) Declared effective | 333-238172 | 9999999995-20-001472 | | 2020-05-11 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000121390020011695/0001213900-20-011695-index.htm) Shelf registered | 333-238172 | 0001213900-20-011695 | | 2020-04-15 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000121390020009236/0001213900-20-009236-index.htm) Shelf takedown | 333-222488 | 0001213900-20-009236 | | 2020-03-10 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000121390020005832/0001213900-20-005832-index.htm) Shelf takedown | 333-222488 | 0001213900-20-005832 | | 2020-03-04 | [424B4](https://www.sec.gov/Archives/edgar/data/12239/000121390020005413/0001213900-20-005413-index.htm) Final prospectus | 333-236199 | 0001213900-20-005413 | | 2020-03-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999520000458/9999999995-20-000458-index.htm) Declared effective | 333-236199 | 9999999995-20-000458 | | 2020-02-28 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000121390020005069/0001213900-20-005069-index.htm) Amendment | 333-236199 | 0001213900-20-005069 | | 2020-02-27 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000121390020004859/0001213900-20-004859-index.htm) Amendment | 333-236199 | 0001213900-20-004859 | | 2020-01-31 | [S-1](https://www.sec.gov/Archives/edgar/data/12239/000121390020002270/0001213900-20-002270-index.htm) Registration filed | 333-236199 | 0001213900-20-002270 | | 2019-08-09 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000121390019015200/0001213900-19-015200-index.htm) Shelf takedown | 333-222488 | 0001213900-19-015200 | | 2019-06-07 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000121390019010256/0001213900-19-010256-index.htm) Shelf takedown | 333-222488 | 0001213900-19-010256 | | 2019-05-31 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000161577419009013/0001615774-19-009013-index.htm) Shelf takedown | 333-222488 | 0001615774-19-009013 | | 2018-01-19 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999518000173/9999999995-18-000173-index.htm) Declared effective | 333-222488 | 9999999995-18-000173 | | 2018-01-09 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000161577418000227/0001615774-18-000227-index.htm) Shelf registered | 333-222488 | 0001615774-18-000227 | | 2017-07-20 | [424B4](https://www.sec.gov/Archives/edgar/data/12239/000161577417003742/0001615774-17-003742-index.htm) Final prospectus | 333-218216 | 0001615774-17-003742 | | 2017-07-18 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999517001844/9999999995-17-001844-index.htm) Declared effective | 333-218216 | 9999999995-17-001844 | | 2017-07-18 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000161577417003701/0001615774-17-003701-index.htm) Amendment | 333-218216 | 0001615774-17-003701 | | 2017-07-18 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000161577417003694/0001615774-17-003694-index.htm) Amendment | 333-218216 | 0001615774-17-003694 | | 2017-07-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000161577417003655/0001615774-17-003655-index.htm) Amendment | 333-218216 | 0001615774-17-003655 | | 2017-07-05 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000161577417003480/0001615774-17-003480-index.htm) Amendment | 333-218216 | 0001615774-17-003480 | | 2017-05-24 | [S-1](https://www.sec.gov/Archives/edgar/data/12239/000161577417002674/0001615774-17-002674-index.htm) Registration filed | 333-218216 | 0001615774-17-002674 | | 2016-08-03 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000161577416006554/0001615774-16-006554-index.htm) Shelf takedown | 333-198498 | 0001615774-16-006554 | | 2016-08-02 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000161577416006546/0001615774-16-006546-index.htm) Shelf takedown | 333-198498 | 0001615774-16-006546 | | 2015-12-04 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000161577415003567/0001615774-15-003567-index.htm) Shelf takedown | 333-207078 | 0001615774-15-003567 | | 2015-12-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999515003166/9999999995-15-003166-index.htm) Declared effective | 333-207078 | 9999999995-15-003166 | | 2015-11-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000161577415003500/0001615774-15-003500-index.htm) Amendment | 333-207078 | 0001615774-15-003500 | | 2015-11-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000161577415003339/0001615774-15-003339-index.htm) Amendment | 333-207078 | 0001615774-15-003339 | | 2015-11-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000161577415003148/0001615774-15-003148-index.htm) Amendment | 333-207078 | 0001615774-15-003148 | | 2015-10-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000161577415003005/0001615774-15-003005-index.htm) Amendment | 333-207078 | 0001615774-15-003005 | | 2015-10-07 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000161577415002859/0001615774-15-002859-index.htm) Amendment | 333-207078 | 0001615774-15-002859 | | 2015-09-22 | [S-1](https://www.sec.gov/Archives/edgar/data/12239/000161577415002648/0001615774-15-002648-index.htm) Registration filed | 333-207078 | 0001615774-15-002648 | | 2015-07-16 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000161577415001821/0001615774-15-001821-index.htm) Shelf takedown | 333-198498 | 0001615774-15-001821 | | 2014-11-18 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999514003446/9999999995-14-003446-index.htm) Declared effective | 333-198498 | 9999999995-14-003446 | | 2014-08-29 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000141588914002656/0001415889-14-002656-index.htm) Shelf registered | 333-198498 | 0001415889-14-002656 | | 2014-07-10 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000141588914002104/0001415889-14-002104-index.htm) Shelf takedown | 333-195346 | 0001415889-14-002104 | | 2014-05-30 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000141588914001699/0001415889-14-001699-index.htm) Shelf takedown | 333-195346 | 0001415889-14-001699 | | 2014-05-29 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000141588914001682/0001415889-14-001682-index.htm) Shelf takedown | 333-195346 | 0001415889-14-001682 | | 2014-05-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999514001513/9999999995-14-001513-index.htm) Declared effective | 333-195346 | 9999999995-14-001513 | | 2014-05-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999514001509/9999999995-14-001509-index.htm) Declared effective | 333-193729 | 9999999995-14-001509 | | 2014-04-17 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000141588914001204/0001415889-14-001204-index.htm) Shelf registered | 333-195346 | 0001415889-14-001204 | | 2014-04-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999514001012/9999999995-14-001012-index.htm) Declared effective | 333-192737 | 9999999995-14-001012 | | 2014-02-03 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000141588914000383/0001415889-14-000383-index.htm) Shelf registered | 333-193729 | 0001415889-14-000383 | | 2014-01-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999514000204/9999999995-14-000204-index.htm) Declared effective | 333-192737 | 9999999995-14-000204 | | 2014-01-21 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000141588914000195/0001415889-14-000195-index.htm) Amendment | 333-192737 | 0001415889-14-000195 | | 2014-01-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000141588914000129/0001415889-14-000129-index.htm) Amendment | 333-192737 | 0001415889-14-000129 | | 2014-01-06 | [RW](https://www.sec.gov/Archives/edgar/data/12239/000141588914000039/0001415889-14-000039-index.htm) Withdrawn | 333-187392 | 0001415889-14-000039 | | 2013-12-10 | [RW](https://www.sec.gov/Archives/edgar/data/12239/000141588913002542/0001415889-13-002542-index.htm) Withdrawn | 333-191002 | 0001415889-13-002542 | | 2013-12-10 | [S-1](https://www.sec.gov/Archives/edgar/data/12239/000141588913002540/0001415889-13-002540-index.htm) Registration filed | 333-192737 | 0001415889-13-002540 | | 2013-09-05 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000141588913001764/0001415889-13-001764-index.htm) Shelf registered | 333-191002 | 0001415889-13-001764 | | 2013-03-20 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000141588913000473/0001415889-13-000473-index.htm) Shelf registered | 333-187392 | 0001415889-13-000473 | | 2012-02-06 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000110465912006923/0001104659-12-006923-index.htm) Shelf takedown | 333-161531 | 0001104659-12-006923 | | 2011-11-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999511003360/9999999995-11-003360-index.htm) Declared effective | 333-177748 | 9999999995-11-003360 | | 2011-11-04 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000110465911061107/0001104659-11-061107-index.htm) Shelf registered | 333-177748 | 0001104659-11-061107 | | 2011-06-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999511001794/9999999995-11-001794-index.htm) Declared effective | 333-79593 | 9999999995-11-001794 | | 2011-06-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999511001791/9999999995-11-001791-index.htm) Declared effective | 333-44973 | 9999999995-11-001791 | | 2011-06-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999511001790/9999999995-11-001790-index.htm) Declared effective | 333-32504 | 9999999995-11-001790 | | 2011-06-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999511001767/9999999995-11-001767-index.htm) Declared effective | 333-116422 | 9999999995-11-001767 | | 2011-01-21 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000110465911002351/0001104659-11-002351-index.htm) Shelf takedown | 333-161531 | 0001104659-11-002351 | | 2010-10-12 | [424B4](https://www.sec.gov/Archives/edgar/data/12239/000110465910052018/0001104659-10-052018-index.htm) Final prospectus | 333-167963 | 0001104659-10-052018 | | 2010-10-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999510002875/9999999995-10-002875-index.htm) Declared effective | 333-167963 | 9999999995-10-002875 | | 2010-10-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000110465910051395/0001104659-10-051395-index.htm) Amendment | 333-167963 | 0001104659-10-051395 | | 2010-10-04 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000110465910051102/0001104659-10-051102-index.htm) Amendment | 333-167963 | 0001104659-10-051102 | | 2010-09-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000110465910049675/0001104659-10-049675-index.htm) Amendment | 333-167963 | 0001104659-10-049675 | | 2010-09-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000110465910048988/0001104659-10-048988-index.htm) Amendment | 333-167963 | 0001104659-10-048988 | | 2010-09-03 | [S-1/A](https://www.sec.gov/Archives/edgar/data/12239/000110465910047281/0001104659-10-047281-index.htm) Amendment | 333-167963 | 0001104659-10-047281 | | 2010-07-02 | [S-1](https://www.sec.gov/Archives/edgar/data/12239/000110465910036908/0001104659-10-036908-index.htm) Registration filed | 333-167963 | 0001104659-10-036908 | | 2009-11-18 | [424B5](https://www.sec.gov/Archives/edgar/data/12239/000110465909065759/0001104659-09-065759-index.htm) Shelf takedown | 333-161531 | 0001104659-09-065759 | | 2009-10-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999509002731/9999999995-09-002731-index.htm) Declared effective | 333-161531 | 9999999995-09-002731 | | 2009-08-25 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000110465909051561/0001104659-09-051561-index.htm) Shelf registered | 333-161531 | 0001104659-09-051561 | | 2007-11-19 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999507004547/9999999995-07-004547-index.htm) Declared effective | 333-126930 | 9999999995-07-004547 | | 2007-07-25 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999507002955/9999999995-07-002955-index.htm) Declared effective | 333-126930 | 9999999995-07-002955 | | 2007-01-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/12239/999999999507000169/9999999995-07-000169-index.htm) Declared effective | 333-126930 | 9999999995-07-000169 | | 2004-07-07 | [424B1](https://www.sec.gov/Archives/edgar/data/12239/000104746904022645/0001047469-04-022645-index.htm) Final prospectus | 333-116422 | 0001047469-04-022645 | | 2004-06-14 | [S-3](https://www.sec.gov/Archives/edgar/data/12239/000104746904020194/0001047469-04-020194-index.htm) Shelf registered | 333-116422 | 0001047469-04-020194 | [All filings of this company](https://equitycapital.markets/filings?cik=12239) · [CSV](https://equitycapital.markets/filings.csv?cik=12239) --- Source page: https://equitycapital.markets/company/12239 · Data: U.S. SEC EDGAR · CC BY 4.0