Company · CIK 1227025 # NEOPHOTONICS CORP | CIK | [1227025](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001227025) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 3674 — Semiconductors & Related Devices | | Business address | CA | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2011-03-28 | ## Offerings 5 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-258862 | Shelf Effective | 2021-08-16 | 2021-09-02 | 2 | | 333-213967 | Shelf Effective | 2016-10-05 | 2019-08-02 | 3 | | 333-201180 | Registered company Final prospectus | 2014-12-19 | 2015-05-22 | 4 | | 333-203240 | Registered company Effective | 2015-04-06 | 2015-04-17 | 2 | | 333-166096 | IPO Final prospectus | 2010-04-15 | 2011-02-02 | 10 | ## Filings 21 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2021-09-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1227025/999999999521003395/9999999995-21-003395-index.htm) Declared effective | 333-258862 | 9999999995-21-003395 | | 2021-08-16 | [S-3](https://www.sec.gov/Archives/edgar/data/1227025/000122702521000214/0001227025-21-000214-index.htm) Shelf registered | 333-258862 | 0001227025-21-000214 | | 2019-08-02 | [424B5](https://www.sec.gov/Archives/edgar/data/1227025/000104746919004504/0001047469-19-004504-index.htm) Shelf takedown | 333-213967 | 0001047469-19-004504 | | 2016-10-13 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1227025/999999999516005967/9999999995-16-005967-index.htm) Declared effective | 333-213967 | 9999999995-16-005967 | | 2016-10-05 | [S-3](https://www.sec.gov/Archives/edgar/data/1227025/000155837016008511/0001558370-16-008511-index.htm) Shelf registered | 333-213967 | 0001558370-16-008511 | | 2015-05-22 | [424B4](https://www.sec.gov/Archives/edgar/data/1227025/000119312515198918/0001193125-15-198918-index.htm) Final prospectus | 333-201180 | 0001193125-15-198918 | | 2015-05-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1227025/999999999515001418/9999999995-15-001418-index.htm) Declared effective | 333-201180 | 9999999995-15-001418 | | 2015-05-13 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1227025/000119312515186110/0001193125-15-186110-index.htm) Amendment | 333-201180 | 0001193125-15-186110 | | 2015-04-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1227025/999999999515000916/9999999995-15-000916-index.htm) Declared effective | 333-203240 | 9999999995-15-000916 | | 2015-04-06 | [S-1](https://www.sec.gov/Archives/edgar/data/1227025/000119312515119151/0001193125-15-119151-index.htm) Registration filed | 333-203240 | 0001193125-15-119151 | | 2014-12-19 | [S-1](https://www.sec.gov/Archives/edgar/data/1227025/000119312514448933/0001193125-14-448933-index.htm) Registration filed | 333-201180 | 0001193125-14-448933 | | 2011-02-02 | [424B4](https://www.sec.gov/Archives/edgar/data/1227025/000119312511020885/0001193125-11-020885-index.htm) Final prospectus | 333-166096 | 0001193125-11-020885 | | 2011-02-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1227025/999999999511000316/9999999995-11-000316-index.htm) Declared effective | 333-166096 | 9999999995-11-000316 | | 2011-01-28 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1227025/000119312511017480/0001193125-11-017480-index.htm) Amendment | 333-166096 | 0001193125-11-017480 | | 2011-01-21 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1227025/000119312511012096/0001193125-11-012096-index.htm) Amendment | 333-166096 | 0001193125-11-012096 | | 2011-01-18 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1227025/000119312511008672/0001193125-11-008672-index.htm) Amendment | 333-166096 | 0001193125-11-008672 | | 2010-11-22 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1227025/000119312510265459/0001193125-10-265459-index.htm) Amendment | 333-166096 | 0001193125-10-265459 | | 2010-07-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1227025/000119312510164363/0001193125-10-164363-index.htm) Amendment | 333-166096 | 0001193125-10-164363 | | 2010-06-07 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1227025/000119312510133972/0001193125-10-133972-index.htm) Amendment | 333-166096 | 0001193125-10-133972 | | 2010-05-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1227025/000119312510122340/0001193125-10-122340-index.htm) Amendment | 333-166096 | 0001193125-10-122340 | | 2010-04-15 | [S-1](https://www.sec.gov/Archives/edgar/data/1227025/000119312510084460/0001193125-10-084460-index.htm) Registration filed | 333-166096 | 0001193125-10-084460 | [All filings of this company](https://equitycapital.markets/filings?cik=1227025) · [CSV](https://equitycapital.markets/filings.csv?cik=1227025) --- Source page: https://equitycapital.markets/company/1227025 · Data: U.S. SEC EDGAR · CC BY 4.0