Company · CIK 1270436

# Cohen & Co Inc.

Source: SEC EDGAR · as of 2026-10-27 06:30 UTC · latest filing day 2026-10-26

| CIK | [1270436](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001270436) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | MD |
| Business address | PA |
| Listed | COHN (NYSE) |
| First annual or quarterly report | 2004-05-10 |

## Offerings

 11 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-295997 | Shelf Effective | 2026-05-18 | 2026-06-02 | 2 |
| 333-275186 | Shelf Effective | 2023-10-26 | 2026-02-20 | 3 |
| 333-249641 | Shelf Effective | 2020-10-23 | 2023-10-05 | 5 |
| 333-193975 | Shelf Effective | 2014-02-14 | 2014-05-14 | 2 |
| 333-191887 | Shelf Effective | 2013-10-24 | 2014-01-27 | 2 |
| 333-172194 | Shelf Effective | 2011-02-11 | 2011-04-28 | 2 |
| 333-166385 | Shelf Effective | 2010-04-29 | 2010-05-24 | 2 |
| 333-145417 | Shelf Effective | 2007-08-13 | 2007-10-05 | 2 |
| 333-138136 | Shelf Effective | 2006-10-20 | 2007-06-20 | 4 |
| 333-137219 | Shelf Effective | 2006-09-08 | 2006-10-05 | 2 |
| 333-123963 | Shelf Dormant | 2005-04-08 | 2005-04-08 | 1 |

## Filings

 30

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2026-06-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999526001852/9999999995-26-001852-index.htm) Declared effective | 333-295997 | 9999999995-26-001852 |
| 2026-05-18 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000110465926063252/0001104659-26-063252-index.htm) Shelf registered | 333-295997 | 0001104659-26-063252 |
| 2026-02-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1270436/000110465926018157/0001104659-26-018157-index.htm) Shelf takedown | 333-275186 | 0001104659-26-018157 |
| 2024-05-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999524001386/9999999995-24-001386-index.htm) Declared effective | 333-275186 | 9999999995-24-001386 |
| 2023-10-26 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000110465923111761/0001104659-23-111761-index.htm) Shelf registered | 333-275186 | 0001104659-23-111761 |
| 2023-10-05 | [424B5](https://www.sec.gov/Archives/edgar/data/1270436/000110465923107224/0001104659-23-107224-index.htm) Shelf takedown | 333-249641 | 0001104659-23-107224 |
| 2021-03-08 | [424B5](https://www.sec.gov/Archives/edgar/data/1270436/000110465921033012/0001104659-21-033012-index.htm) Shelf takedown | 333-249641 | 0001104659-21-033012 |
| 2020-12-02 | [424B5](https://www.sec.gov/Archives/edgar/data/1270436/000110465920131203/0001104659-20-131203-index.htm) Shelf takedown | 333-249641 | 0001104659-20-131203 |
| 2020-11-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999520003128/9999999995-20-003128-index.htm) Declared effective | 333-249641 | 9999999995-20-003128 |
| 2020-10-23 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000110465920117743/0001104659-20-117743-index.htm) Shelf registered | 333-249641 | 0001104659-20-117743 |
| 2014-05-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999514001463/9999999995-14-001463-index.htm) Declared effective | 333-193975 | 9999999995-14-001463 |
| 2014-02-14 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000119312514055210/0001193125-14-055210-index.htm) Shelf registered | 333-193975 | 0001193125-14-055210 |
| 2014-01-27 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999514000212/9999999995-14-000212-index.htm) Declared effective | 333-191887 | 9999999995-14-000212 |
| 2013-10-24 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000119312513410042/0001193125-13-410042-index.htm) Shelf registered | 333-191887 | 0001193125-13-410042 |
| 2011-04-28 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999511001214/9999999995-11-001214-index.htm) Declared effective | 333-172194 | 9999999995-11-001214 |
| 2011-02-11 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000119312511032620/0001193125-11-032620-index.htm) Shelf registered | 333-172194 | 0001193125-11-032620 |
| 2010-05-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999510001600/9999999995-10-001600-index.htm) Declared effective | 333-166385 | 9999999995-10-001600 |
| 2010-04-29 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000119312510099435/0001193125-10-099435-index.htm) Shelf registered | 333-166385 | 0001193125-10-099435 |
| 2009-11-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999509003039/9999999995-09-003039-index.htm) Declared effective | 333-159661 | 9999999995-09-003039 |
| 2007-10-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999507003964/9999999995-07-003964-index.htm) Declared effective | 333-145417 | 9999999995-07-003964 |
| 2007-08-13 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000119312507180912/0001193125-07-180912-index.htm) Shelf registered | 333-145417 | 0001193125-07-180912 |
| 2007-06-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1270436/000119312507139217/0001193125-07-139217-index.htm) Shelf takedown | 333-138136 | 0001193125-07-139217 |
| 2006-11-21 | [424B5](https://www.sec.gov/Archives/edgar/data/1270436/000119312506240101/0001193125-06-240101-index.htm) Shelf takedown | 333-138136 | 0001193125-06-240101 |
| 2006-11-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999506002178/9999999995-06-002178-index.htm) Declared effective | 333-138136 | 9999999995-06-002178 |
| 2006-10-20 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000119312506212079/0001193125-06-212079-index.htm) Shelf registered | 333-138136 | 0001193125-06-212079 |
| 2006-10-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1270436/999999999506001796/9999999995-06-001796-index.htm) Declared effective | 333-137219 | 9999999995-06-001796 |
| 2006-09-08 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000119312506187978/0001193125-06-187978-index.htm) Shelf registered | 333-137219 | 0001193125-06-187978 |
| 2006-09-05 | [RW](https://www.sec.gov/Archives/edgar/data/1270436/000119312506185185/0001193125-06-185185-index.htm) Withdrawn | 333-135020 | 0001193125-06-185185 |
| 2005-04-08 | [S-3](https://www.sec.gov/Archives/edgar/data/1270436/000119312505072972/0001193125-05-072972-index.htm) Shelf registered | 333-123963 | 0001193125-05-072972 |
| 2004-03-18 | [424B4](https://www.sec.gov/Archives/edgar/data/1270436/000095013404003681/0000950134-04-003681-index.htm) Final prospectus | 333-111018 | 0000950134-04-003681 |

[All filings of this company](https://equitycapital.markets/filings?cik=1270436) · [CSV](https://equitycapital.markets/filings.csv?cik=1270436)

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Source page: https://equitycapital.markets/company/1270436 · Data: U.S. SEC EDGAR · CC BY 4.0
