Company · CIK 1281895

# ROCKET PHARMACEUTICALS, INC.

| CIK | [1281895](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001281895) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 2834 — Pharmaceutical Preparations |
| Incorporated in | DE |
| Business address | NY |
| Listed | RCKT (Nasdaq) |
| First annual or quarterly report | 2015-03-31 |

## Offerings

 9 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-293925 | Shelf Effective | 2026-03-02 | 2026-03-10 | 3 |
| 333-281606 | Shelf Effective | 2024-08-16 | 2024-12-12 | 3 |
| 333-253756 | Shelf Effective | 2021-03-02 | 2023-09-20 | 8 |
| 333-232168 | Shelf Effective | 2019-06-17 | 2020-12-11 | 6 |
| 333-225896 | Shelf Effective | 2018-06-26 | 2019-04-17 | 6 |
| 333-225866 | Shelf Withdrawn | 2018-06-25 | 2018-06-26 | 2 |
| 333-210585 | Shelf Effective | 2016-04-04 | 2018-01-25 | 6 |
| 333-206027 | Registered company Effective | 2015-07-31 | 2015-08-12 | 3 |
| 333-199859 | IPO Final prospectus | 2014-11-05 | 2015-02-19 | 9 |

## Filings

 49

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2026-03-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1281895/999999999526000767/9999999995-26-000767-index.htm) Declared effective | 333-293925 | 9999999995-26-000767 |
| 2026-03-10 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036126008849/0001140361-26-008849-index.htm) Shelf takedown | 333-293925 | 0001140361-26-008849 |
| 2026-03-02 | [S-3](https://www.sec.gov/Archives/edgar/data/1281895/000114036126007341/0001140361-26-007341-index.htm) Shelf registered | 333-293925 | 0001140361-26-007341 |
| 2024-12-12 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036124049074/0001140361-24-049074-index.htm) Shelf takedown | 333-281606 | 0001140361-24-049074 |
| 2024-12-10 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036124048911/0001140361-24-048911-index.htm) Shelf takedown | 333-281606 | 0001140361-24-048911 |
| 2024-08-16 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1281895/000114036124037673/0001140361-24-037673-index.htm) Shelf registered | 333-281606 | 0001140361-24-037673 |
| 2023-09-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036123044609/0001140361-23-044609-index.htm) Shelf takedown | 333-253756 | 0001140361-23-044609 |
| 2023-09-13 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036123043843/0001140361-23-043843-index.htm) Shelf takedown | 333-253756 | 0001140361-23-043843 |
| 2023-09-12 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036123043709/0001140361-23-043709-index.htm) Shelf takedown | 333-253756 | 0001140361-23-043709 |
| 2023-05-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1281895/999999999523001329/9999999995-23-001329-index.htm) Declared effective | 333-267871 | 9999999995-23-001329 |
| 2022-10-31 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1281895/999999999522003174/9999999995-22-003174-index.htm) Declared effective | 333-267871 | 9999999995-22-003174 |
| 2022-10-04 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036122036123/0001140361-22-036123-index.htm) Shelf takedown | 333-253756 | 0001140361-22-036123 |
| 2022-10-03 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036122035861/0001140361-22-035861-index.htm) Shelf takedown | 333-253756 | 0001140361-22-035861 |
| 2022-03-01 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036122007126/0001140361-22-007126-index.htm) Shelf takedown | 333-253756 | 0001140361-22-007126 |
| 2021-09-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1281895/999999999521003476/9999999995-21-003476-index.htm) Declared effective | 333-253756 | 9999999995-21-003476 |
| 2021-03-02 | [S-3](https://www.sec.gov/Archives/edgar/data/1281895/000114036121006754/0001140361-21-006754-index.htm) Shelf registered | 333-253756 | 0001140361-21-006754 |
| 2020-12-11 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036120028068/0001140361-20-028068-index.htm) Shelf takedown | 333-232168 | 0001140361-20-028068 |
| 2020-12-09 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036120027794/0001140361-20-027794-index.htm) Shelf takedown | 333-232168 | 0001140361-20-027794 |
| 2019-12-11 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036119022389/0001140361-19-022389-index.htm) Shelf takedown | 333-232168 | 0001140361-19-022389 |
| 2019-12-10 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036119022286/0001140361-19-022286-index.htm) Shelf takedown | 333-232168 | 0001140361-19-022286 |
| 2019-06-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1281895/999999999519001425/9999999995-19-001425-index.htm) Declared effective | 333-232168 | 9999999995-19-001425 |
| 2019-06-17 | [S-3](https://www.sec.gov/Archives/edgar/data/1281895/000114036119011159/0001140361-19-011159-index.htm) Shelf registered | 333-232168 | 0001140361-19-011159 |
| 2019-04-17 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036119007266/0001140361-19-007266-index.htm) Shelf takedown | 333-225896 | 0001140361-19-007266 |
| 2019-04-15 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036119007110/0001140361-19-007110-index.htm) Shelf takedown | 333-225896 | 0001140361-19-007110 |
| 2018-11-29 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036118044102/0001140361-18-044102-index.htm) Shelf takedown | 333-225896 | 0001140361-18-044102 |
| 2018-11-26 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000114036118043674/0001140361-18-043674-index.htm) Shelf takedown | 333-225896 | 0001140361-18-043674 |
| 2018-07-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1281895/999999999518001714/9999999995-18-001714-index.htm) Declared effective | 333-225896 | 9999999995-18-001714 |
| 2018-06-26 | [S-3](https://www.sec.gov/Archives/edgar/data/1281895/000114036118029973/0001140361-18-029973-index.htm) Shelf registered | 333-225896 | 0001140361-18-029973 |
| 2018-06-26 | [RW](https://www.sec.gov/Archives/edgar/data/1281895/000114036118029967/0001140361-18-029967-index.htm) Withdrawn | 333-225866 | 0001140361-18-029967 |
| 2018-06-25 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1281895/000114036118029781/0001140361-18-029781-index.htm) Shelf registered | 333-225866 | 0001140361-18-029781 |
| 2018-01-25 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000119312518019901/0001193125-18-019901-index.htm) Shelf takedown | 333-210585 | 0001193125-18-019901 |
| 2018-01-23 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000119312518017604/0001193125-18-017604-index.htm) Shelf takedown | 333-210585 | 0001193125-18-017604 |
| 2016-08-03 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000119312516668812/0001193125-16-668812-index.htm) Shelf takedown | 333-210585 | 0001193125-16-668812 |
| 2016-08-01 | [424B5](https://www.sec.gov/Archives/edgar/data/1281895/000119312516665617/0001193125-16-665617-index.htm) Shelf takedown | 333-210585 | 0001193125-16-665617 |
| 2016-04-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1281895/999999999516004221/9999999995-16-004221-index.htm) Declared effective | 333-210585 | 9999999995-16-004221 |
| 2016-04-04 | [S-3](https://www.sec.gov/Archives/edgar/data/1281895/000119312516529539/0001193125-16-529539-index.htm) Shelf registered | 333-210585 | 0001193125-16-529539 |
| 2015-08-12 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1281895/999999999515002276/9999999995-15-002276-index.htm) Declared effective | 333-206027 | 9999999995-15-002276 |
| 2015-08-10 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1281895/000119312515284976/0001193125-15-284976-index.htm) Amendment | 333-206027 | 0001193125-15-284976 |
| 2015-07-31 | [S-1](https://www.sec.gov/Archives/edgar/data/1281895/000119312515273174/0001193125-15-273174-index.htm) Registration filed | 333-206027 | 0001193125-15-273174 |
| 2015-02-19 | [424B4](https://www.sec.gov/Archives/edgar/data/1281895/000119312515054375/0001193125-15-054375-index.htm) Final prospectus | 333-199859 | 0001193125-15-054375 |
| 2015-02-19 | [424B4](https://www.sec.gov/Archives/edgar/data/1281895/000119312515054369/0001193125-15-054369-index.htm) Final prospectus | 333-199859 | 0001193125-15-054369 |
| 2015-02-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1281895/999999999515000435/9999999995-15-000435-index.htm) Declared effective | 333-199859 | 9999999995-15-000435 |
| 2015-02-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1281895/000119312515050654/0001193125-15-050654-index.htm) Amendment | 333-199859 | 0001193125-15-050654 |
| 2015-02-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1281895/000095012315003044/0000950123-15-003044-index.htm) Amendment | 333-199859 | 0000950123-15-003044 |
| 2015-01-22 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1281895/000119312515016596/0001193125-15-016596-index.htm) Amendment | 333-199859 | 0001193125-15-016596 |
| 2015-01-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1281895/000119312515009744/0001193125-15-009744-index.htm) Amendment | 333-199859 | 0001193125-15-009744 |
| 2014-11-21 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1281895/000119312514422033/0001193125-14-422033-index.htm) Amendment | 333-199859 | 0001193125-14-422033 |
| 2014-11-05 | [S-1](https://www.sec.gov/Archives/edgar/data/1281895/000119312514396875/0001193125-14-396875-index.htm) Registration filed | 333-199859 | 0001193125-14-396875 |
| 2014-08-29 | [DRS](https://www.sec.gov/Archives/edgar/data/1281895/000095012314009537/0000950123-14-009537-index.htm) Draft made public | 377-00767 | 0000950123-14-009537 |

[All filings of this company](https://equitycapital.markets/filings?cik=1281895) · [CSV](https://equitycapital.markets/filings.csv?cik=1281895)

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Source page: https://equitycapital.markets/company/1281895 · Data: U.S. SEC EDGAR · CC BY 4.0
