Equity Capital Markets

Company · CIK 1302215

HOULIHAN LOKEY, INC.

CIK1302215 (SEC EDGAR)
Industry (SIC)6282 — Investment Advice
Business addressCA
ListedHLI (NYSE)
First annual or quarterly report2015-11-13

Offerings

7 registrations
RegistrationLabel and statusFirst filedLast eventFilings
333-298200
ShelfEffective
2026-08-102026-08-101
333-273952
ShelfEffective
2023-08-112023-08-111
333-248471
ShelfEffective
2020-08-282020-08-281
333-221057
ShelfEffective
2017-10-202020-05-207
333-215801
ShelfEffective
2017-01-272017-02-104
333-214358
ShelfEffective
2016-11-012016-11-172
333-205610
IPOFinal prospectus
2015-07-102015-08-146

Filings

23
FiledFilingRegistrationAccession
2026-08-10S-3ASRShelf registered 333-2982000001193125-26-342670
2023-08-11S-3ASRShelf registered 333-2739520001193125-23-210955
2020-08-28S-3ASRShelf registered 333-2484710001193125-20-234671
2020-05-20424B5Shelf takedown 333-2210570001193125-20-146616
2019-07-31424B5Shelf takedown 333-2210570001193125-19-208842
2019-05-29424B5Shelf takedown 333-2210570001193125-19-159636
2018-06-01424B5Shelf takedown 333-2210570001193125-18-181950
2018-03-14424B5Shelf takedown 333-2210570001193125-18-082418
2017-10-27424B5Shelf takedown 333-2210570001193125-17-323285
2017-10-20S-3ASRShelf registered 333-2210570001193125-17-315535
2017-02-10424B5Shelf takedown 333-2158010001193125-17-038349
2017-02-06EFFECTDeclared effective 333-2158019999999995-17-000313
2017-02-06424B5Shelf takedown 333-2158010001193125-17-031830
2017-01-27S-3Shelf registered 333-2158010001193125-17-022105
2016-11-17EFFECTDeclared effective 333-2143589999999995-16-006262
2016-11-01S-3Shelf registered 333-2143580001302215-16-000075
2015-08-14424B4Final prospectus 333-2056100001047469-15-006830
2015-08-12EFFECTDeclared effective 333-2056109999999995-15-002271
2015-08-07S-1/AAmendment 333-2056100001047469-15-006673
2015-08-03S-1/AAmendment 333-2056100000912057-15-000220
2015-07-27S-1/AAmendment 333-2056100001047469-15-006343
2015-07-10S-1Registration filed 333-2056100001047469-15-006062
2015-05-08DRSDraft made public 377-010020000912057-15-000119

All filings of this company · CSV