Company · CIK 1302215 # HOULIHAN LOKEY, INC. | CIK | [1302215](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001302215) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6282 — Investment Advice | | Business address | CA | | Listed | HLI (NYSE) | | First annual or quarterly report | 2015-11-13 | ## Offerings 7 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-298200 | Shelf Effective | 2026-08-10 | 2026-08-10 | 1 | | 333-273952 | Shelf Effective | 2023-08-11 | 2023-08-11 | 1 | | 333-248471 | Shelf Effective | 2020-08-28 | 2020-08-28 | 1 | | 333-221057 | Shelf Effective | 2017-10-20 | 2020-05-20 | 7 | | 333-215801 | Shelf Effective | 2017-01-27 | 2017-02-10 | 4 | | 333-214358 | Shelf Effective | 2016-11-01 | 2016-11-17 | 2 | | 333-205610 | IPO Final prospectus | 2015-07-10 | 2015-08-14 | 6 | ## Filings 23 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2026-08-10 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1302215/000119312526342670/0001193125-26-342670-index.htm) Shelf registered | 333-298200 | 0001193125-26-342670 | | 2023-08-11 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1302215/000119312523210955/0001193125-23-210955-index.htm) Shelf registered | 333-273952 | 0001193125-23-210955 | | 2020-08-28 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1302215/000119312520234671/0001193125-20-234671-index.htm) Shelf registered | 333-248471 | 0001193125-20-234671 | | 2020-05-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1302215/000119312520146616/0001193125-20-146616-index.htm) Shelf takedown | 333-221057 | 0001193125-20-146616 | | 2019-07-31 | [424B5](https://www.sec.gov/Archives/edgar/data/1302215/000119312519208842/0001193125-19-208842-index.htm) Shelf takedown | 333-221057 | 0001193125-19-208842 | | 2019-05-29 | [424B5](https://www.sec.gov/Archives/edgar/data/1302215/000119312519159636/0001193125-19-159636-index.htm) Shelf takedown | 333-221057 | 0001193125-19-159636 | | 2018-06-01 | [424B5](https://www.sec.gov/Archives/edgar/data/1302215/000119312518181950/0001193125-18-181950-index.htm) Shelf takedown | 333-221057 | 0001193125-18-181950 | | 2018-03-14 | [424B5](https://www.sec.gov/Archives/edgar/data/1302215/000119312518082418/0001193125-18-082418-index.htm) Shelf takedown | 333-221057 | 0001193125-18-082418 | | 2017-10-27 | [424B5](https://www.sec.gov/Archives/edgar/data/1302215/000119312517323285/0001193125-17-323285-index.htm) Shelf takedown | 333-221057 | 0001193125-17-323285 | | 2017-10-20 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1302215/000119312517315535/0001193125-17-315535-index.htm) Shelf registered | 333-221057 | 0001193125-17-315535 | | 2017-02-10 | [424B5](https://www.sec.gov/Archives/edgar/data/1302215/000119312517038349/0001193125-17-038349-index.htm) Shelf takedown | 333-215801 | 0001193125-17-038349 | | 2017-02-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1302215/999999999517000313/9999999995-17-000313-index.htm) Declared effective | 333-215801 | 9999999995-17-000313 | | 2017-02-06 | [424B5](https://www.sec.gov/Archives/edgar/data/1302215/000119312517031830/0001193125-17-031830-index.htm) Shelf takedown | 333-215801 | 0001193125-17-031830 | | 2017-01-27 | [S-3](https://www.sec.gov/Archives/edgar/data/1302215/000119312517022105/0001193125-17-022105-index.htm) Shelf registered | 333-215801 | 0001193125-17-022105 | | 2016-11-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1302215/999999999516006262/9999999995-16-006262-index.htm) Declared effective | 333-214358 | 9999999995-16-006262 | | 2016-11-01 | [S-3](https://www.sec.gov/Archives/edgar/data/1302215/000130221516000075/0001302215-16-000075-index.htm) Shelf registered | 333-214358 | 0001302215-16-000075 | | 2015-08-14 | [424B4](https://www.sec.gov/Archives/edgar/data/1302215/000104746915006830/0001047469-15-006830-index.htm) Final prospectus | 333-205610 | 0001047469-15-006830 | | 2015-08-12 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1302215/999999999515002271/9999999995-15-002271-index.htm) Declared effective | 333-205610 | 9999999995-15-002271 | | 2015-08-07 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1302215/000104746915006673/0001047469-15-006673-index.htm) Amendment | 333-205610 | 0001047469-15-006673 | | 2015-08-03 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1302215/000091205715000220/0000912057-15-000220-index.htm) Amendment | 333-205610 | 0000912057-15-000220 | | 2015-07-27 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1302215/000104746915006343/0001047469-15-006343-index.htm) Amendment | 333-205610 | 0001047469-15-006343 | | 2015-07-10 | [S-1](https://www.sec.gov/Archives/edgar/data/1302215/000104746915006062/0001047469-15-006062-index.htm) Registration filed | 333-205610 | 0001047469-15-006062 | | 2015-05-08 | [DRS](https://www.sec.gov/Archives/edgar/data/1302215/000091205715000119/0000912057-15-000119-index.htm) Draft made public | 377-01002 | 0000912057-15-000119 | [All filings of this company](https://equitycapital.markets/filings?cik=1302215) · [CSV](https://equitycapital.markets/filings.csv?cik=1302215) --- Source page: https://equitycapital.markets/company/1302215 · Data: U.S. SEC EDGAR · CC BY 4.0