Company · CIK 1302350

# JMP GROUP LLC

| CIK | [1302350](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001302350) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Business address | CA |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 2015-03-12 |

## Offerings

 2 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-233389 | Registered company Final prospectus | 2019-08-21 | 2019-09-20 | 4 |
| 333-217396 | Shelf Effective | 2017-04-20 | 2017-11-21 | 4 |

## Filings

 10

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2019-09-20 | [424B4](https://www.sec.gov/Archives/edgar/data/1302350/000143774919018820/0001437749-19-018820-index.htm) Final prospectus | 333-233389 | 0001437749-19-018820 |
| 2019-09-19 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1302350/999999999519002132/9999999995-19-002132-index.htm) Declared effective | 333-233389 | 9999999995-19-002132 |
| 2019-09-19 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1302350/000143774919018676/0001437749-19-018676-index.htm) Amendment | 333-233389 | 0001437749-19-018676 |
| 2019-08-21 | [S-1](https://www.sec.gov/Archives/edgar/data/1302350/000143774919017222/0001437749-19-017222-index.htm) Registration filed | 333-233389 | 0001437749-19-017222 |
| 2017-11-21 | [424B5](https://www.sec.gov/Archives/edgar/data/1302350/000143774917019683/0001437749-17-019683-index.htm) Shelf takedown | 333-217396 | 0001437749-17-019683 |
| 2017-11-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1302350/000143774917019583/0001437749-17-019583-index.htm) Shelf takedown | 333-217396 | 0001437749-17-019583 |
| 2017-04-28 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1302350/999999999517001058/9999999995-17-001058-index.htm) Declared effective | 333-217396 | 9999999995-17-001058 |
| 2017-04-20 | [S-3](https://www.sec.gov/Archives/edgar/data/1302350/000143774917006885/0001437749-17-006885-index.htm) Shelf registered | 333-217396 | 0001437749-17-006885 |
| 2015-02-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1302350/999999999515000361/9999999995-15-000361-index.htm) Declared effective | 333-197583-02 | 9999999995-15-000361 |
| 2014-10-31 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1302350/999999999514003206/9999999995-14-003206-index.htm) Declared effective | 333-198264 | 9999999995-14-003206 |

[All filings of this company](https://equitycapital.markets/filings?cik=1302350) · [CSV](https://equitycapital.markets/filings.csv?cik=1302350)

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Source page: https://equitycapital.markets/company/1302350 · Data: U.S. SEC EDGAR · CC BY 4.0