Company · CIK 1368007 # NYSE Euronext Source: SEC EDGAR · as of 2026-10-27 06:30 UTC · latest filing day 2026-10-26 | CIK | [1368007](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001368007) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services | | Incorporated in | DE | | Business address | NY | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2007-03-22 | ## Offerings 2 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-174274 | Shelf Effective | 2011-05-17 | 2012-10-01 | 2 | | 333-150991 | Shelf Effective | 2008-05-16 | 2008-05-19 | 2 | ## Filings 6 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2012-10-01 | [424B5](https://www.sec.gov/Archives/edgar/data/1368007/000119312512410159/0001193125-12-410159-index.htm) Shelf takedown | 333-174274 | 0001193125-12-410159 | | 2011-05-17 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1368007/000119312511142926/0001193125-11-142926-index.htm) Shelf registered | 333-174274 | 0001193125-11-142926 | | 2008-05-19 | [424B5](https://www.sec.gov/Archives/edgar/data/1368007/000119312508117788/0001193125-08-117788-index.htm) Shelf takedown | 333-150991 | 0001193125-08-117788 | | 2008-05-16 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1368007/000119312508117509/0001193125-08-117509-index.htm) Shelf registered | 333-150991 | 0001193125-08-117509 | | 2008-05-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1368007/999999999508001496/9999999995-08-001496-index.htm) Declared effective | 333-149480 | 9999999995-08-001496 | | 2006-11-27 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1368007/999999999506002456/9999999995-06-002456-index.htm) Declared effective | 333-137506 | 9999999995-06-002456 | [All filings of this company](https://equitycapital.markets/filings?cik=1368007) · [CSV](https://equitycapital.markets/filings.csv?cik=1368007) --- Source page: https://equitycapital.markets/company/1368007 · Data: U.S. SEC EDGAR · CC BY 4.0