Company · CIK 1368879 # TAILWIND FINANCIAL INC. | CIK | [1368879](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001368879) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6282 — Investment Advice | | Incorporated in | DE | | Business address | Ontario, Canada | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2007-05-17 | ## Offerings 1 registration | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-135790 | IPO Final prospectus | 2006-07-14 | 2007-04-12 | 8 | ## Filings 9 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2008-08-08 | [RW](https://www.sec.gov/Archives/edgar/data/1368879/000114420408044962/0001144204-08-044962-index.htm) Withdrawn | 333-150889 | 0001144204-08-044962 | | 2007-04-12 | [424B4](https://www.sec.gov/Archives/edgar/data/1368879/000104746907002785/0001047469-07-002785-index.htm) Final prospectus | 333-135790 | 0001047469-07-002785 | | 2007-04-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1368879/999999999507001267/9999999995-07-001267-index.htm) Declared effective | 333-135790 | 9999999995-07-001267 | | 2007-04-05 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1368879/000104746907002612/0001047469-07-002612-index.htm) Amendment | 333-135790 | 0001047469-07-002612 | | 2007-03-15 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1368879/000104746907001786/0001047469-07-001786-index.htm) Amendment | 333-135790 | 0001047469-07-001786 | | 2007-02-12 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1368879/000104746907000932/0001047469-07-000932-index.htm) Amendment | 333-135790 | 0001047469-07-000932 | | 2006-09-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1368879/000104746906011945/0001047469-06-011945-index.htm) Amendment | 333-135790 | 0001047469-06-011945 | | 2006-08-29 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1368879/000104746906011357/0001047469-06-011357-index.htm) Amendment | 333-135790 | 0001047469-06-011357 | | 2006-07-14 | [S-1](https://www.sec.gov/Archives/edgar/data/1368879/000104746906009612/0001047469-06-009612-index.htm) Registration filed | 333-135790 | 0001047469-06-009612 | [All filings of this company](https://equitycapital.markets/filings?cik=1368879) · [CSV](https://equitycapital.markets/filings.csv?cik=1368879) --- Source page: https://equitycapital.markets/company/1368879 · Data: U.S. SEC EDGAR · CC BY 4.0