Company · CIK 1383803

# JMP Group Inc.

| CIK | [1383803](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001383803) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | DE |
| Business address | CA |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 2007-06-21 |

## Offerings

 5 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-217396-02 | Shelf Effective | 2017-04-20 | 2017-11-21 | 4 |
| 333-197583 | Shelf Effective | 2014-07-23 | 2015-02-10 | 3 |
| 333-183619 | Shelf Effective | 2012-08-29 | 2014-01-24 | 6 |
| 333-161538 | Shelf Effective | 2009-08-25 | 2011-04-22 | 3 |
| 333-140689 | IPO Final prospectus | 2007-02-14 | 2007-05-11 | 6 |

## Filings

 22

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2017-11-21 | [424B5](https://www.sec.gov/Archives/edgar/data/1383803/000143774917019683/0001437749-17-019683-index.htm) Shelf takedown | 333-217396-02 | 0001437749-17-019683 |
| 2017-11-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1383803/000143774917019583/0001437749-17-019583-index.htm) Shelf takedown | 333-217396-02 | 0001437749-17-019583 |
| 2017-04-28 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1383803/999999999517001058/9999999995-17-001058-index.htm) Declared effective | 333-217396-02 | 9999999995-17-001058 |
| 2017-04-20 | [S-3](https://www.sec.gov/Archives/edgar/data/1383803/000143774917006885/0001437749-17-006885-index.htm) Shelf registered | 333-217396-02 | 0001437749-17-006885 |
| 2015-02-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1383803/999999999515000361/9999999995-15-000361-index.htm) Declared effective | 333-197583 | 9999999995-15-000361 |
| 2014-08-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1383803/999999999514002445/9999999995-14-002445-index.htm) Declared effective | 333-197583 | 9999999995-14-002445 |
| 2014-07-23 | [S-3](https://www.sec.gov/Archives/edgar/data/1383803/000143774914013183/0001437749-14-013183-index.htm) Shelf registered | 333-197583 | 0001437749-14-013183 |
| 2014-01-24 | [424B5](https://www.sec.gov/Archives/edgar/data/1383803/000143774914000983/0001437749-14-000983-index.htm) Shelf takedown | 333-183619 | 0001437749-14-000983 |
| 2014-01-22 | [424B5](https://www.sec.gov/Archives/edgar/data/1383803/000143774914000874/0001437749-14-000874-index.htm) Shelf takedown | 333-183619 | 0001437749-14-000874 |
| 2013-01-22 | [424B5](https://www.sec.gov/Archives/edgar/data/1383803/000143774913000578/0001437749-13-000578-index.htm) Shelf takedown | 333-183619 | 0001437749-13-000578 |
| 2013-01-17 | [424B5](https://www.sec.gov/Archives/edgar/data/1383803/000143774913000500/0001437749-13-000500-index.htm) Shelf takedown | 333-183619 | 0001437749-13-000500 |
| 2012-09-19 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1383803/999999999512002771/9999999995-12-002771-index.htm) Declared effective | 333-183619 | 9999999995-12-002771 |
| 2012-08-29 | [S-3](https://www.sec.gov/Archives/edgar/data/1383803/000143774912008987/0001437749-12-008987-index.htm) Shelf registered | 333-183619 | 0001437749-12-008987 |
| 2011-04-22 | [424B5](https://www.sec.gov/Archives/edgar/data/1383803/000119312511105554/0001193125-11-105554-index.htm) Shelf takedown | 333-161538 | 0001193125-11-105554 |
| 2009-09-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1383803/999999999509002588/9999999995-09-002588-index.htm) Declared effective | 333-161538 | 9999999995-09-002588 |
| 2009-08-25 | [S-3](https://www.sec.gov/Archives/edgar/data/1383803/000119312509181127/0001193125-09-181127-index.htm) Shelf registered | 333-161538 | 0001193125-09-181127 |
| 2007-05-11 | [424B4](https://www.sec.gov/Archives/edgar/data/1383803/000119312507110930/0001193125-07-110930-index.htm) Final prospectus | 333-140689 | 0001193125-07-110930 |
| 2007-05-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1383803/999999999507001858/9999999995-07-001858-index.htm) Declared effective | 333-140689 | 9999999995-07-001858 |
| 2007-05-08 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1383803/000119312507105987/0001193125-07-105987-index.htm) Amendment | 333-140689 | 0001193125-07-105987 |
| 2007-04-19 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1383803/000119312507084534/0001193125-07-084534-index.htm) Amendment | 333-140689 | 0001193125-07-084534 |
| 2007-03-27 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1383803/000119312507064799/0001193125-07-064799-index.htm) Amendment | 333-140689 | 0001193125-07-064799 |
| 2007-02-14 | [S-1](https://www.sec.gov/Archives/edgar/data/1383803/000119312507030043/0001193125-07-030043-index.htm) Registration filed | 333-140689 | 0001193125-07-030043 |

[All filings of this company](https://equitycapital.markets/filings?cik=1383803) · [CSV](https://equitycapital.markets/filings.csv?cik=1383803)

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Source page: https://equitycapital.markets/company/1383803 · Data: U.S. SEC EDGAR · CC BY 4.0
