Equity Capital Markets

Company · CIK 1397821

Duff & Phelps Corp

CIK1397821 (SEC EDGAR)
Industry (SIC)6211 — Security Brokers, Dealers & Flotation Companies
Incorporated inDE
Business addressNY
Listedno ticker on SEC record today
First annual or quarterly report2007-11-14

Offerings

4 registrations
RegistrationLabel and statusFirst filedLast eventFilings
333-181132
ShelfEffective
 2012-05-032013-04-244
333-162551
ShelfEffective
 2009-10-162012-02-294
333-158739
ShelfEffective
 2009-04-242009-05-144
333-143205
IPOFinal prospectus
 2007-05-232007-10-0111

Filings

23
FiledFilingRegistrationAccession
2013-04-24EFFECTDeclared effective 333-1811329999999995-13-001130
2012-08-08424B5Shelf takedown 333-1811320001144204-12-043469
2012-05-29EFFECTDeclared effective 333-1811329999999995-12-001663
2012-05-03S-3Shelf registered 333-1811320001144204-12-025924
2012-02-29424B5Shelf takedown 333-1625510001144204-12-011776
2009-11-06424B5Shelf takedown 333-1625510001144204-09-057177
2009-10-26EFFECTDeclared effective 333-1625519999999995-09-002950
2009-10-16S-3Shelf registered 333-1625510001144204-09-053381
2009-05-14424B5Shelf takedown 333-1587390001144204-09-026332
2009-05-05424B5Shelf takedown 333-1587390001144204-09-024032
2009-05-04EFFECTDeclared effective 333-1587399999999995-09-001285
2009-04-24S-3Shelf registered 333-1587390001144204-09-022124
2007-10-01424B1Final prospectus 333-1432050001047469-07-007358
2007-09-27EFFECTDeclared effective 333-1432059999999995-07-003822
2007-09-21S-1/AAmendment 333-1432050001047469-07-007119
2007-09-17S-1/AAmendment 333-1432050001047469-07-007050
2007-09-13S-1/AAmendment 333-1432050001047469-07-006982
2007-09-05S-1/AAmendment 333-1432050001047469-07-006826
2007-08-28S-1/AAmendment 333-1432050001047469-07-006701
2007-08-10S-1/AAmendment 333-1432050001047469-07-006266
2007-07-26S-1/AAmendment 333-1432050001047469-07-005868
2007-06-29S-1/AAmendment 333-1432050001047469-07-005285
2007-05-23S-1Registration filed 333-1432050001047469-07-004576

All filings of this company · CSV