Company · CIK 1397911
LPL Financial Holdings Inc.
| CIK | 1397911 (SEC EDGAR) |
|---|---|
| Industry (SIC) | 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services |
| Incorporated in | DE |
| Business address | CA |
| Listed | LPLA (Nasdaq) |
| First annual or quarterly report | 2007-08-14 |
Offerings
5 registrations| Registration | Label and status | First filed | Last event | Filings |
|---|---|---|---|---|
| 333-285503 | 2025-03-03 | 2025-04-03 | 6 | |
| 333-274631 | 2023-09-22 | 2025-02-25 | 8 | |
| 333-215989-01 | 2017-02-10 | 2017-02-10 | 1 | |
| 333-173703 | 2011-04-25 | 2011-04-25 | 1 | |
| 333-167325 | 2010-06-04 | 2010-11-18 | 8 |
Filings
24| Filed | Filing | Registration | Accession |
|---|---|---|---|
| 2025-04-03 | 424B5Shelf takedown | 333-285503 | 0001193125-25-071881 |
| 2025-04-02 | 424B5Shelf takedown | 333-285503 | 0001193125-25-070587 |
| 2025-04-01 | 424B5Shelf takedown | 333-285503 | 0001193125-25-069720 |
| 2025-03-31 | 424B5Shelf takedown | 333-285503 | 0001193125-25-067673 |
| 2025-03-25 | EFFECTDeclared effective | 333-285503 | 9999999995-25-000777 |
| 2025-03-03 | S-3Shelf registered | 333-285503 | 0001193125-25-044160 |
| 2025-02-25 | 424B5Shelf takedown | 333-274631 | 0001193125-25-035284 |
| 2025-02-24 | 424B5Shelf takedown | 333-274631 | 0001193125-25-032851 |
| 2024-05-15 | 424B5Shelf takedown | 333-274631 | 0001193125-24-139393 |
| 2024-05-13 | 424B5Shelf takedown | 333-274631 | 0001193125-24-136746 |
| 2023-11-13 | 424B5Shelf takedown | 333-274631 | 0001193125-23-275296 |
| 2023-11-08 | 424B5Shelf takedown | 333-274631 | 0001193125-23-273019 |
| 2023-11-01 | EFFECTDeclared effective | 333-274631 | 9999999995-23-003163 |
| 2023-09-22 | S-3Shelf registered | 333-274631 | 0001193125-23-240062 |
| 2017-02-10 | S-3ASRShelf registered | 333-215989-01 | 0001139097-17-000013 |
| 2011-04-25 | S-3ASRShelf registered | 333-173703 | 0000950123-11-038672 |
| 2010-11-18 | 424B4Final prospectus | 333-167325 | 0000950123-10-106925 |
| 2010-11-17 | EFFECTDeclared effective | 333-167325 | 9999999995-10-003284 |
| 2010-11-15 | S-1/AAmendment | 333-167325 | 0000950123-10-105214 |
| 2010-11-03 | S-1/AAmendment | 333-167325 | 0000950123-10-100184 |
| 2010-08-10 | S-1/AAmendment | 333-167325 | 0000950123-10-075724 |
| 2010-07-09 | S-1/AAmendment | 333-167325 | 0000950123-10-064557 |
| 2010-06-22 | S-1/AAmendment | 333-167325 | 0000950123-10-059855 |
| 2010-06-04 | S-1Registration filed | 333-167325 | 0000950123-10-055957 |