Company · CIK 1397911 # LPL Financial Holdings Inc. | CIK | [1397911](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001397911) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services | | Incorporated in | DE | | Business address | CA | | Listed | LPLA (Nasdaq) | | First annual or quarterly report | 2007-08-14 | ## Offerings 5 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-285503 | Shelf Effective | 2025-03-03 | 2025-04-03 | 6 | | 333-274631 | Shelf Effective | 2023-09-22 | 2025-02-25 | 8 | | 333-215989-01 | Shelf Effective | 2017-02-10 | 2017-02-10 | 1 | | 333-173703 | Shelf Effective | 2011-04-25 | 2011-04-25 | 1 | | 333-167325 | Registered company Final prospectus | 2010-06-04 | 2010-11-18 | 8 | ## Filings 24 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2025-04-03 | [424B5](https://www.sec.gov/Archives/edgar/data/1397911/000119312525071881/0001193125-25-071881-index.htm) Shelf takedown | 333-285503 | 0001193125-25-071881 | | 2025-04-02 | [424B5](https://www.sec.gov/Archives/edgar/data/1397911/000119312525070587/0001193125-25-070587-index.htm) Shelf takedown | 333-285503 | 0001193125-25-070587 | | 2025-04-01 | [424B5](https://www.sec.gov/Archives/edgar/data/1397911/000119312525069720/0001193125-25-069720-index.htm) Shelf takedown | 333-285503 | 0001193125-25-069720 | | 2025-03-31 | [424B5](https://www.sec.gov/Archives/edgar/data/1397911/000119312525067673/0001193125-25-067673-index.htm) Shelf takedown | 333-285503 | 0001193125-25-067673 | | 2025-03-25 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1397911/999999999525000777/9999999995-25-000777-index.htm) Declared effective | 333-285503 | 9999999995-25-000777 | | 2025-03-03 | [S-3](https://www.sec.gov/Archives/edgar/data/1397911/000119312525044160/0001193125-25-044160-index.htm) Shelf registered | 333-285503 | 0001193125-25-044160 | | 2025-02-25 | [424B5](https://www.sec.gov/Archives/edgar/data/1397911/000119312525035284/0001193125-25-035284-index.htm) Shelf takedown | 333-274631 | 0001193125-25-035284 | | 2025-02-24 | [424B5](https://www.sec.gov/Archives/edgar/data/1397911/000119312525032851/0001193125-25-032851-index.htm) Shelf takedown | 333-274631 | 0001193125-25-032851 | | 2024-05-15 | [424B5](https://www.sec.gov/Archives/edgar/data/1397911/000119312524139393/0001193125-24-139393-index.htm) Shelf takedown | 333-274631 | 0001193125-24-139393 | | 2024-05-13 | [424B5](https://www.sec.gov/Archives/edgar/data/1397911/000119312524136746/0001193125-24-136746-index.htm) Shelf takedown | 333-274631 | 0001193125-24-136746 | | 2023-11-13 | [424B5](https://www.sec.gov/Archives/edgar/data/1397911/000119312523275296/0001193125-23-275296-index.htm) Shelf takedown | 333-274631 | 0001193125-23-275296 | | 2023-11-08 | [424B5](https://www.sec.gov/Archives/edgar/data/1397911/000119312523273019/0001193125-23-273019-index.htm) Shelf takedown | 333-274631 | 0001193125-23-273019 | | 2023-11-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1397911/999999999523003163/9999999995-23-003163-index.htm) Declared effective | 333-274631 | 9999999995-23-003163 | | 2023-09-22 | [S-3](https://www.sec.gov/Archives/edgar/data/1397911/000119312523240062/0001193125-23-240062-index.htm) Shelf registered | 333-274631 | 0001193125-23-240062 | | 2017-02-10 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1397911/000113909717000013/0001139097-17-000013-index.htm) Shelf registered | 333-215989-01 | 0001139097-17-000013 | | 2011-04-25 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1397911/000095012311038672/0000950123-11-038672-index.htm) Shelf registered | 333-173703 | 0000950123-11-038672 | | 2010-11-18 | [424B4](https://www.sec.gov/Archives/edgar/data/1397911/000095012310106925/0000950123-10-106925-index.htm) Final prospectus | 333-167325 | 0000950123-10-106925 | | 2010-11-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1397911/999999999510003284/9999999995-10-003284-index.htm) Declared effective | 333-167325 | 9999999995-10-003284 | | 2010-11-15 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1397911/000095012310105214/0000950123-10-105214-index.htm) Amendment | 333-167325 | 0000950123-10-105214 | | 2010-11-03 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1397911/000095012310100184/0000950123-10-100184-index.htm) Amendment | 333-167325 | 0000950123-10-100184 | | 2010-08-10 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1397911/000095012310075724/0000950123-10-075724-index.htm) Amendment | 333-167325 | 0000950123-10-075724 | | 2010-07-09 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1397911/000095012310064557/0000950123-10-064557-index.htm) Amendment | 333-167325 | 0000950123-10-064557 | | 2010-06-22 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1397911/000095012310059855/0000950123-10-059855-index.htm) Amendment | 333-167325 | 0000950123-10-059855 | | 2010-06-04 | [S-1](https://www.sec.gov/Archives/edgar/data/1397911/000095012310055957/0000950123-10-055957-index.htm) Registration filed | 333-167325 | 0000950123-10-055957 | [All filings of this company](https://equitycapital.markets/filings?cik=1397911) · [CSV](https://equitycapital.markets/filings.csv?cik=1397911) --- Source page: https://equitycapital.markets/company/1397911 · Data: U.S. SEC EDGAR · CC BY 4.0