Company · CIK 1399249 # Pzena Investment Management, Inc. | CIK | [1399249](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001399249) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6282 — Investment Advice | | Incorporated in | DE | | Business address | NY | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2007-12-05 | ## Offerings 7 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-172257 | Shelf Effective | 2011-02-14 | 2022-11-01 | 3 | | 333-194885 | Shelf Effective | 2014-03-28 | 2022-11-01 | 3 | | 333-221340 | Shelf Effective | 2017-11-03 | 2017-11-14 | 2 | | 333-205165 | Shelf Effective | 2015-06-23 | 2015-07-01 | 2 | | 333-186957 | Shelf Effective | 2013-02-28 | 2013-03-20 | 2 | | 333-155354 | Shelf Effective | 2008-11-13 | 2009-02-17 | 2 | | 333-143660 | IPO Final prospectus | 2007-06-11 | 2007-10-26 | 8 | ## Filings 22 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2022-11-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1399249/999999999522003177/9999999995-22-003177-index.htm) Declared effective | 333-194885 | 9999999995-22-003177 | | 2022-11-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1399249/999999999522003176/9999999995-22-003176-index.htm) Declared effective | 333-172257 | 9999999995-22-003176 | | 2017-11-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1399249/999999999517002976/9999999995-17-002976-index.htm) Declared effective | 333-221340 | 9999999995-17-002976 | | 2017-11-03 | [S-3](https://www.sec.gov/Archives/edgar/data/1399249/000139924917000057/0001399249-17-000057-index.htm) Shelf registered | 333-221340 | 0001399249-17-000057 | | 2015-07-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1399249/999999999515001795/9999999995-15-001795-index.htm) Declared effective | 333-205165 | 9999999995-15-001795 | | 2015-06-23 | [S-3](https://www.sec.gov/Archives/edgar/data/1399249/000139924915000029/0001399249-15-000029-index.htm) Shelf registered | 333-205165 | 0001399249-15-000029 | | 2014-04-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1399249/999999999514001213/9999999995-14-001213-index.htm) Declared effective | 333-194885 | 9999999995-14-001213 | | 2014-03-28 | [S-3](https://www.sec.gov/Archives/edgar/data/1399249/000114420414018840/0001144204-14-018840-index.htm) Shelf registered | 333-194885 | 0001144204-14-018840 | | 2013-03-20 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1399249/999999999513000759/9999999995-13-000759-index.htm) Declared effective | 333-186957 | 9999999995-13-000759 | | 2013-02-28 | [S-3](https://www.sec.gov/Archives/edgar/data/1399249/000139924913000008/0001399249-13-000008-index.htm) Shelf registered | 333-186957 | 0001399249-13-000008 | | 2012-01-27 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1399249/999999999512000329/9999999995-12-000329-index.htm) Declared effective | 333-172257 | 9999999995-12-000329 | | 2011-02-14 | [S-3](https://www.sec.gov/Archives/edgar/data/1399249/000110465911007461/0001104659-11-007461-index.htm) Shelf registered | 333-172257 | 0001104659-11-007461 | | 2009-02-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1399249/999999999509000422/9999999995-09-000422-index.htm) Declared effective | 333-155354 | 9999999995-09-000422 | | 2008-11-13 | [S-3](https://www.sec.gov/Archives/edgar/data/1399249/000104746908012193/0001047469-08-012193-index.htm) Shelf registered | 333-155354 | 0001047469-08-012193 | | 2007-10-26 | [424B4](https://www.sec.gov/Archives/edgar/data/1399249/000095012307014340/0000950123-07-014340-index.htm) Final prospectus | 333-143660 | 0000950123-07-014340 | | 2007-10-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1399249/999999999507004200/9999999995-07-004200-index.htm) Declared effective | 333-143660 | 9999999995-07-004200 | | 2007-10-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1399249/000095012307014132/0000950123-07-014132-index.htm) Amendment | 333-143660 | 0000950123-07-014132 | | 2007-10-22 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1399249/000095012307014055/0000950123-07-014055-index.htm) Amendment | 333-143660 | 0000950123-07-014055 | | 2007-10-10 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1399249/000095012307013642/0000950123-07-013642-index.htm) Amendment | 333-143660 | 0000950123-07-013642 | | 2007-08-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1399249/000095012307010879/0000950123-07-010879-index.htm) Amendment | 333-143660 | 0000950123-07-010879 | | 2007-07-10 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1399249/000095012307009747/0000950123-07-009747-index.htm) Amendment | 333-143660 | 0000950123-07-009747 | | 2007-06-11 | [S-1](https://www.sec.gov/Archives/edgar/data/1399249/000095012307008519/0000950123-07-008519-index.htm) Registration filed | 333-143660 | 0000950123-07-008519 | [All filings of this company](https://equitycapital.markets/filings?cik=1399249) · [CSV](https://equitycapital.markets/filings.csv?cik=1399249) --- Source page: https://equitycapital.markets/company/1399249 · Data: U.S. SEC EDGAR · CC BY 4.0