Company · CIK 1403528
Brookfield Oaktree Holdings, LLC
| CIK | 1403528 (SEC EDGAR) |
|---|---|
| Industry (SIC) | 6282 — Investment Advice |
| Incorporated in | DE |
| Business address | CA |
| Listed | OAK-PA (NYSE), OAK-PB (NYSE) |
| First annual or quarterly report | 2012-05-14 |
Offerings
4 registrations| Registration | Label and status | First filed | Last event | Filings |
|---|---|---|---|---|
| 333-206647 | 2015-08-28 | 2019-10-08 | 3 | |
| 333-211371 | 2016-05-13 | 2018-08-03 | 7 | |
| 333-188596 | 2013-05-14 | 2015-03-04 | 7 | |
| 333-174993 | 2011-06-17 | 2012-04-12 | 13 |
Filings
30| Filed | Filing | Registration | Accession |
|---|---|---|---|
| 2019-10-08 | EFFECTDeclared effective | 333-206647 | 9999999995-19-002266 |
| 2018-08-03 | 424B5Shelf takedown | 333-211371 | 0001193125-18-238535 |
| 2018-08-02 | 424B5Shelf takedown | 333-211371 | 0001193125-18-235852 |
| 2018-05-11 | 424B5Shelf takedown | 333-211371 | 0001193125-18-161029 |
| 2018-05-10 | 424B5Shelf takedown | 333-211371 | 0001193125-18-158577 |
| 2018-02-09 | 424B5Shelf takedown | 333-211371 | 0001193125-18-038104 |
| 2018-02-07 | 424B5Shelf takedown | 333-211371 | 0001193125-18-034901 |
| 2016-05-13 | S-3ASRShelf registered | 333-211371 | 0001193125-16-590513 |
| 2015-09-09 | EFFECTDeclared effective | 333-206647 | 9999999995-15-002472 |
| 2015-08-28 | S-3Shelf registered | 333-206647 | 0001193125-15-306844 |
| 2015-03-04 | 424B5Shelf takedown | 333-188596 | 0001193125-15-076853 |
| 2015-03-02 | 424B5Shelf takedown | 333-188596 | 0001193125-15-073324 |
| 2014-03-06 | 424B5Shelf takedown | 333-188596 | 0001193125-14-086669 |
| 2014-03-04 | 424B5Shelf takedown | 333-188596 | 0001193125-14-082523 |
| 2013-05-23 | 424B5Shelf takedown | 333-188596 | 0001193125-13-233618 |
| 2013-05-20 | 424B5Shelf takedown | 333-188596 | 0001193125-13-227821 |
| 2013-05-14 | S-3ASRShelf registered | 333-188596 | 0001403528-13-000028 |
| 2012-04-12 | 424B4Final prospectus | 333-174993 | 0001193125-12-160827 |
| 2012-04-11 | EFFECTDeclared effective | 333-174993 | 9999999995-12-000999 |
| 2012-04-06 | S-1/AAmendment | 333-174993 | 0001193125-12-153543 |
| 2012-03-30 | S-1/AAmendment | 333-174993 | 0001193125-12-141333 |
| 2012-03-14 | S-1/AAmendment | 333-174993 | 0001193125-12-115227 |
| 2012-02-24 | S-1/AAmendment | 333-174993 | 0001193125-12-076545 |
| 2012-02-03 | S-1/AAmendment | 333-174993 | 0001193125-12-037387 |
| 2011-11-21 | S-1/AAmendment | 333-174993 | 0001193125-11-317699 |
| 2011-10-20 | S-1/AAmendment | 333-174993 | 0001193125-11-276126 |
| 2011-10-03 | S-1/AAmendment | 333-174993 | 0001193125-11-261588 |
| 2011-09-02 | S-1/AAmendment | 333-174993 | 0001193125-11-240165 |
| 2011-08-01 | S-1/AAmendment | 333-174993 | 0001193125-11-203631 |
| 2011-06-17 | S-1Registration filed | 333-174993 | 0001193125-11-167852 |