Company · CIK 1403528 # Brookfield Oaktree Holdings, LLC | CIK | [1403528](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001403528) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6282 — Investment Advice | | Incorporated in | DE | | Business address | CA | | Listed | OAK-PA (NYSE), OAK-PB (NYSE) | | First annual or quarterly report | 2012-05-14 | ## Offerings 4 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-206647 | Shelf Effective | 2015-08-28 | 2019-10-08 | 3 | | 333-211371 | Shelf Effective | 2016-05-13 | 2018-08-03 | 7 | | 333-188596 | Shelf Effective | 2013-05-14 | 2015-03-04 | 7 | | 333-174993 | IPO Final prospectus | 2011-06-17 | 2012-04-12 | 13 | ## Filings 30 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2019-10-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1403528/999999999519002266/9999999995-19-002266-index.htm) Declared effective | 333-206647 | 9999999995-19-002266 | | 2018-08-03 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312518238535/0001193125-18-238535-index.htm) Shelf takedown | 333-211371 | 0001193125-18-238535 | | 2018-08-02 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312518235852/0001193125-18-235852-index.htm) Shelf takedown | 333-211371 | 0001193125-18-235852 | | 2018-05-11 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312518161029/0001193125-18-161029-index.htm) Shelf takedown | 333-211371 | 0001193125-18-161029 | | 2018-05-10 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312518158577/0001193125-18-158577-index.htm) Shelf takedown | 333-211371 | 0001193125-18-158577 | | 2018-02-09 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312518038104/0001193125-18-038104-index.htm) Shelf takedown | 333-211371 | 0001193125-18-038104 | | 2018-02-07 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312518034901/0001193125-18-034901-index.htm) Shelf takedown | 333-211371 | 0001193125-18-034901 | | 2016-05-13 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1403528/000119312516590513/0001193125-16-590513-index.htm) Shelf registered | 333-211371 | 0001193125-16-590513 | | 2015-09-09 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1403528/999999999515002472/9999999995-15-002472-index.htm) Declared effective | 333-206647 | 9999999995-15-002472 | | 2015-08-28 | [S-3](https://www.sec.gov/Archives/edgar/data/1403528/000119312515306844/0001193125-15-306844-index.htm) Shelf registered | 333-206647 | 0001193125-15-306844 | | 2015-03-04 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312515076853/0001193125-15-076853-index.htm) Shelf takedown | 333-188596 | 0001193125-15-076853 | | 2015-03-02 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312515073324/0001193125-15-073324-index.htm) Shelf takedown | 333-188596 | 0001193125-15-073324 | | 2014-03-06 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312514086669/0001193125-14-086669-index.htm) Shelf takedown | 333-188596 | 0001193125-14-086669 | | 2014-03-04 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312514082523/0001193125-14-082523-index.htm) Shelf takedown | 333-188596 | 0001193125-14-082523 | | 2013-05-23 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312513233618/0001193125-13-233618-index.htm) Shelf takedown | 333-188596 | 0001193125-13-233618 | | 2013-05-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1403528/000119312513227821/0001193125-13-227821-index.htm) Shelf takedown | 333-188596 | 0001193125-13-227821 | | 2013-05-14 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1403528/000140352813000028/0001403528-13-000028-index.htm) Shelf registered | 333-188596 | 0001403528-13-000028 | | 2012-04-12 | [424B4](https://www.sec.gov/Archives/edgar/data/1403528/000119312512160827/0001193125-12-160827-index.htm) Final prospectus | 333-174993 | 0001193125-12-160827 | | 2012-04-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1403528/999999999512000999/9999999995-12-000999-index.htm) Declared effective | 333-174993 | 9999999995-12-000999 | | 2012-04-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1403528/000119312512153543/0001193125-12-153543-index.htm) Amendment | 333-174993 | 0001193125-12-153543 | | 2012-03-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1403528/000119312512141333/0001193125-12-141333-index.htm) Amendment | 333-174993 | 0001193125-12-141333 | | 2012-03-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1403528/000119312512115227/0001193125-12-115227-index.htm) Amendment | 333-174993 | 0001193125-12-115227 | | 2012-02-24 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1403528/000119312512076545/0001193125-12-076545-index.htm) Amendment | 333-174993 | 0001193125-12-076545 | | 2012-02-03 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1403528/000119312512037387/0001193125-12-037387-index.htm) Amendment | 333-174993 | 0001193125-12-037387 | | 2011-11-21 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1403528/000119312511317699/0001193125-11-317699-index.htm) Amendment | 333-174993 | 0001193125-11-317699 | | 2011-10-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1403528/000119312511276126/0001193125-11-276126-index.htm) Amendment | 333-174993 | 0001193125-11-276126 | | 2011-10-03 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1403528/000119312511261588/0001193125-11-261588-index.htm) Amendment | 333-174993 | 0001193125-11-261588 | | 2011-09-02 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1403528/000119312511240165/0001193125-11-240165-index.htm) Amendment | 333-174993 | 0001193125-11-240165 | | 2011-08-01 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1403528/000119312511203631/0001193125-11-203631-index.htm) Amendment | 333-174993 | 0001193125-11-203631 | | 2011-06-17 | [S-1](https://www.sec.gov/Archives/edgar/data/1403528/000119312511167852/0001193125-11-167852-index.htm) Registration filed | 333-174993 | 0001193125-11-167852 | [All filings of this company](https://equitycapital.markets/filings?cik=1403528) · [CSV](https://equitycapital.markets/filings.csv?cik=1403528) --- Source page: https://equitycapital.markets/company/1403528 · Data: U.S. SEC EDGAR · CC BY 4.0