Company · CIK 1407623 # RETAIL OPPORTUNITY INVESTMENTS CORP | CIK | [1407623](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001407623) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6798 — Real Estate Investment Trusts | | Incorporated in | MD | | Business address | CA | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2007-12-03 | ## Offerings 8 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-163866 | Shelf Effective | 2009-12-18 | 2025-02-13 | 7 | | 333-198974 | Shelf Effective | 2014-09-26 | 2025-02-13 | 3 | | 333-264510 | Shelf Effective | 2022-04-27 | 2023-09-18 | 4 | | 333-231088 | Shelf Effective | 2019-04-29 | 2020-02-20 | 3 | | 333-211521 | Shelf Effective | 2016-05-23 | 2018-05-02 | 5 | | 333-210413 | Shelf Effective | 2016-03-25 | 2016-03-25 | 1 | | 333-189057 | Shelf Effective | 2013-06-03 | 2015-08-06 | 10 | | 333-144871 | First-time registration Effective | 2007-07-26 | 2007-10-18 | 6 | ## Filings 41 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2025-02-13 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1407623/999999999525000433/9999999995-25-000433-index.htm) Declared effective | 333-198974 | 9999999995-25-000433 | | 2025-02-13 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1407623/999999999525000432/9999999995-25-000432-index.htm) Declared effective | 333-163866 | 9999999995-25-000432 | | 2025-02-13 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1407623/999999999525000431/9999999995-25-000431-index.htm) Declared effective | 333-146777 | 9999999995-25-000431 | | 2023-09-18 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312523236991/0001193125-23-236991-index.htm) Shelf takedown | 333-264510 | 0001193125-23-236991 | | 2023-09-14 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312523235034/0001193125-23-235034-index.htm) Shelf takedown | 333-264510 | 0001193125-23-235034 | | 2022-04-27 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312522123992/0001193125-22-123992-index.htm) Shelf takedown | 333-264510 | 0001193125-22-123992 | | 2022-04-27 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1407623/000119312522123782/0001193125-22-123782-index.htm) Shelf registered | 333-264510 | 0001193125-22-123782 | | 2020-02-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312520043687/0001193125-20-043687-index.htm) Shelf takedown | 333-231088 | 0001193125-20-043687 | | 2019-04-29 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312519125343/0001193125-19-125343-index.htm) Shelf takedown | 333-231088 | 0001193125-19-125343 | | 2019-04-29 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1407623/000119312519123827/0001193125-19-123827-index.htm) Shelf registered | 333-231088 | 0001193125-19-123827 | | 2018-05-02 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312518147416/0001193125-18-147416-index.htm) Shelf takedown | 333-211521 | 0001193125-18-147416 | | 2016-07-07 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312516643519/0001193125-16-643519-index.htm) Shelf takedown | 333-211521 | 0001193125-16-643519 | | 2016-07-06 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312516642455/0001193125-16-642455-index.htm) Shelf takedown | 333-211521 | 0001193125-16-642455 | | 2016-05-23 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312516598274/0001193125-16-598274-index.htm) Shelf takedown | 333-211521 | 0001193125-16-598274 | | 2016-05-23 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1407623/000119312516598164/0001193125-16-598164-index.htm) Shelf registered | 333-211521 | 0001193125-16-598164 | | 2016-03-25 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1407623/000117184316008813/0001171843-16-008813-index.htm) Shelf registered | 333-210413 | 0001171843-16-008813 | | 2015-08-06 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312515279065/0001193125-15-279065-index.htm) Shelf takedown | 333-189057 | 0001193125-15-279065 | | 2015-08-04 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312515276603/0001193125-15-276603-index.htm) Shelf takedown | 333-189057 | 0001193125-15-276603 | | 2015-04-09 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1407623/999999999515000834/9999999995-15-000834-index.htm) Declared effective | 333-198974 | 9999999995-15-000834 | | 2014-11-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312514420062/0001193125-14-420062-index.htm) Shelf takedown | 333-189057 | 0001193125-14-420062 | | 2014-11-18 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312514416095/0001193125-14-416095-index.htm) Shelf takedown | 333-189057 | 0001193125-14-416095 | | 2014-09-26 | [S-3](https://www.sec.gov/Archives/edgar/data/1407623/000119312514354842/0001193125-14-354842-index.htm) Shelf registered | 333-198974 | 0001193125-14-354842 | | 2014-09-19 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312514347226/0001193125-14-347226-index.htm) Shelf takedown | 333-189057 | 0001193125-14-347226 | | 2014-06-16 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312514237539/0001193125-14-237539-index.htm) Shelf takedown | 333-189057 | 0001193125-14-237539 | | 2014-06-11 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312514233382/0001193125-14-233382-index.htm) Shelf takedown | 333-189057 | 0001193125-14-233382 | | 2013-12-06 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312513465283/0001193125-13-465283-index.htm) Shelf takedown | 333-189057 | 0001193125-13-465283 | | 2013-12-04 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312513461541/0001193125-13-461541-index.htm) Shelf takedown | 333-189057 | 0001193125-13-461541 | | 2013-06-03 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1407623/000117184313002378/0001171843-13-002378-index.htm) Shelf registered | 333-189057 | 0001171843-13-002378 | | 2012-02-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1407623/999999999512000483/9999999995-12-000483-index.htm) Declared effective | 333-146777 | 9999999995-12-000483 | | 2011-12-02 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312511328874/0001193125-11-328874-index.htm) Shelf takedown | 333-163866 | 0001193125-11-328874 | | 2011-11-30 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000119312511326189/0001193125-11-326189-index.htm) Shelf takedown | 333-163866 | 0001193125-11-326189 | | 2011-06-23 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000117184311001877/0001171843-11-001877-index.htm) Shelf takedown | 333-163866 | 0001171843-11-001877 | | 2011-06-13 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1407623/999999999511001828/9999999995-11-001828-index.htm) Declared effective | 333-163866 | 9999999995-11-001828 | | 2010-04-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1407623/999999999510001303/9999999995-10-001303-index.htm) Declared effective | 333-163866 | 9999999995-10-001303 | | 2009-12-18 | [S-3](https://www.sec.gov/Archives/edgar/data/1407623/000117184309001274/0001171843-09-001274-index.htm) Shelf registered | 333-163866 | 0001171843-09-001274 | | 2007-10-18 | [424B5](https://www.sec.gov/Archives/edgar/data/1407623/000095012307013988/0000950123-07-013988-index.htm) Shelf takedown | 333-144871 | 0000950123-07-013988 | | 2007-10-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1407623/999999999507004088/9999999995-07-004088-index.htm) Declared effective | 333-144871 | 9999999995-07-004088 | | 2007-10-10 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1407623/000095012307013646/0000950123-07-013646-index.htm) Amendment | 333-144871 | 0000950123-07-013646 | | 2007-09-27 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1407623/000090514807006274/0000905148-07-006274-index.htm) Amendment | 333-144871 | 0000905148-07-006274 | | 2007-09-07 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1407623/000090514807005966/0000905148-07-005966-index.htm) Amendment | 333-144871 | 0000905148-07-005966 | | 2007-07-26 | [S-1](https://www.sec.gov/Archives/edgar/data/1407623/000090514807005216/0000905148-07-005216-index.htm) Registration filed | 333-144871 | 0000905148-07-005216 | [All filings of this company](https://equitycapital.markets/filings?cik=1407623) · [CSV](https://equitycapital.markets/filings.csv?cik=1407623) --- Source page: https://equitycapital.markets/company/1407623 · Data: U.S. SEC EDGAR · CC BY 4.0