Company · CIK 1409970 # Happen, Inc. | CIK | [1409970](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001409970) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6141 — Personal Credit Institutions | | Incorporated in | DE | | Business address | CA | | Listed | HAPN (Nasdaq) | | First annual or quarterly report | 2008-11-24 | ## Offerings 11 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-252634 | Shelf Effective | 2021-02-02 | 2021-02-02 | 1 | | 333-238044 | Shelf Effective | 2020-05-06 | 2020-05-06 | 1 | | 333-233190 | Shelf Effective | 2019-08-09 | 2019-08-09 | 1 | | 333-218151 | Shelf Withdrawn | 2017-05-22 | 2017-05-22 | 2 | | 333-218172 | Shelf Effective | 2017-05-22 | 2017-05-22 | 1 | | 333-204910 | Shelf Effective | 2015-06-12 | 2015-06-12 | 1 | | 333-198393 | Registered company Final prospectus | 2014-08-27 | 2014-12-11 | 7 | | 333-196371 | Registered company Withdrawn | 2014-05-29 | 2014-08-25 | 3 | | 333-198323 | Shelf Effective | 2014-08-25 | 2014-08-25 | 1 | | 333-177230 | Registered company Effective | 2011-10-07 | 2014-04-30 | 9 | | 333-151827 | First-time registration Effective | 2008-06-20 | 2011-08-12 | 19 | ## Filings 46 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2021-02-02 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1409970/000140997021000008/0001409970-21-000008-index.htm) Shelf registered | 333-252634 | 0001409970-21-000008 | | 2020-05-06 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1409970/000140997020000579/0001409970-20-000579-index.htm) Shelf registered | 333-238044 | 0001409970-20-000579 | | 2019-08-09 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1409970/000140997019000988/0001409970-19-000988-index.htm) Shelf registered | 333-233190 | 0001409970-19-000988 | | 2017-05-22 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1409970/000140997017000637/0001409970-17-000637-index.htm) Shelf registered | 333-218172 | 0001409970-17-000637 | | 2017-05-22 | [RW](https://www.sec.gov/Archives/edgar/data/1409970/000140997017000634/0001409970-17-000634-index.htm) Withdrawn | 333-218151 | 0001409970-17-000634 | | 2017-05-22 | [S-3](https://www.sec.gov/Archives/edgar/data/1409970/000140997017000632/0001409970-17-000632-index.htm) Shelf registered | 333-218151 | 0001409970-17-000632 | | 2015-06-12 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1409970/000119312515221866/0001193125-15-221866-index.htm) Shelf registered | 333-204910 | 0001193125-15-221866 | | 2014-12-11 | [424B4](https://www.sec.gov/Archives/edgar/data/1409970/000119312514440140/0001193125-14-440140-index.htm) Final prospectus | 333-198393 | 0001193125-14-440140 | | 2014-12-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999514003634/9999999995-14-003634-index.htm) Declared effective | 333-198393 | 9999999995-14-003634 | | 2014-12-08 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000119312514435442/0001193125-14-435442-index.htm) Amendment | 333-198393 | 0001193125-14-435442 | | 2014-12-01 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000119312514428454/0001193125-14-428454-index.htm) Amendment | 333-198393 | 0001193125-14-428454 | | 2014-11-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000119312514414075/0001193125-14-414075-index.htm) Amendment | 333-198393 | 0001193125-14-414075 | | 2014-10-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000119312514375401/0001193125-14-375401-index.htm) Amendment | 333-198393 | 0001193125-14-375401 | | 2014-08-27 | [S-1](https://www.sec.gov/Archives/edgar/data/1409970/000119312514323136/0001193125-14-323136-index.htm) Registration filed | 333-198393 | 0001193125-14-323136 | | 2014-08-25 | [RW](https://www.sec.gov/Archives/edgar/data/1409970/000119312514319075/0001193125-14-319075-index.htm) Withdrawn | 333-196371 | 0001193125-14-319075 | | 2014-08-25 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1409970/000119312514319072/0001193125-14-319072-index.htm) Shelf registered | 333-198323 | 0001193125-14-319072 | | 2014-07-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000119312514276186/0001193125-14-276186-index.htm) Amendment | 333-196371 | 0001193125-14-276186 | | 2014-05-29 | [S-1](https://www.sec.gov/Archives/edgar/data/1409970/000119312514217337/0001193125-14-217337-index.htm) Registration filed | 333-196371 | 0001193125-14-217337 | | 2014-04-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999514001188/9999999995-14-001188-index.htm) Declared effective | 333-177230 | 9999999995-14-001188 | | 2013-04-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999513001248/9999999995-13-001248-index.htm) Declared effective | 333-177230 | 9999999995-13-001248 | | 2012-11-20 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999512003319/9999999995-12-003319-index.htm) Declared effective | 333-177230 | 9999999995-12-003319 | | 2012-07-31 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999512002329/9999999995-12-002329-index.htm) Declared effective | 333-177230 | 9999999995-12-002329 | | 2012-04-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999512000993/9999999995-12-000993-index.htm) Declared effective | 333-177230 | 9999999995-12-000993 | | 2012-04-05 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000119312512151868/0001193125-12-151868-index.htm) Amendment | 333-177230 | 0001193125-12-151868 | | 2012-03-22 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000119312512127646/0001193125-12-127646-index.htm) Amendment | 333-177230 | 0001193125-12-127646 | | 2012-03-19 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000119312512121805/0001193125-12-121805-index.htm) Amendment | 333-177230 | 0001193125-12-121805 | | 2011-10-07 | [S-1](https://www.sec.gov/Archives/edgar/data/1409970/000119312511266917/0001193125-11-266917-index.htm) Registration filed | 333-177230 | 0001193125-11-266917 | | 2011-08-12 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999511002462/9999999995-11-002462-index.htm) Declared effective | 333-151827 | 9999999995-11-002462 | | 2011-07-29 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999511002323/9999999995-11-002323-index.htm) Declared effective | 333-151827 | 9999999995-11-002323 | | 2011-06-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999511001811/9999999995-11-001811-index.htm) Declared effective | 333-151827 | 9999999995-11-001811 | | 2011-06-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999511001744/9999999995-11-001744-index.htm) Declared effective | 333-151827 | 9999999995-11-001744 | | 2011-04-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999511001109/9999999995-11-001109-index.htm) Declared effective | 333-151827 | 9999999995-11-001109 | | 2011-01-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999511000066/9999999995-11-000066-index.htm) Declared effective | 333-151827 | 9999999995-11-000066 | | 2010-10-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999510002941/9999999995-10-002941-index.htm) Declared effective | 333-151827 | 9999999995-10-002941 | | 2010-07-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999510002302/9999999995-10-002302-index.htm) Declared effective | 333-151827 | 9999999995-10-002302 | | 2010-05-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999510001597/9999999995-10-001597-index.htm) Declared effective | 333-151827 | 9999999995-10-001597 | | 2010-05-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999510001401/9999999995-10-001401-index.htm) Declared effective | 333-151827 | 9999999995-10-001401 | | 2010-01-20 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999510000251/9999999995-10-000251-index.htm) Declared effective | 333-151827 | 9999999995-10-000251 | | 2009-07-29 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999509002069/9999999995-09-002069-index.htm) Declared effective | 333-151827 | 9999999995-09-002069 | | 2008-11-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999509000134/9999999995-09-000134-index.htm) Declared effective | 333-151827 | 9999999995-09-000134 | | 2008-11-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999508003434/9999999995-08-003434-index.htm) Declared effective | 333-151827 | 9999999995-08-003434 | | 2008-10-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1409970/999999999508003114/9999999995-08-003114-index.htm) Declared effective | 333-151827 | 9999999995-08-003114 | | 2008-10-09 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000095013408017739/0000950134-08-017739-index.htm) Amendment | 333-151827 | 0000950134-08-017739 | | 2008-09-09 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000095013408016324/0000950134-08-016324-index.htm) Amendment | 333-151827 | 0000950134-08-016324 | | 2008-08-04 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1409970/000095013408013885/0000950134-08-013885-index.htm) Amendment | 333-151827 | 0000950134-08-013885 | | 2008-06-20 | [S-1](https://www.sec.gov/Archives/edgar/data/1409970/000089161808000318/0000891618-08-000318-index.htm) Registration filed | 333-151827 | 0000891618-08-000318 | [All filings of this company](https://equitycapital.markets/filings?cik=1409970) · [CSV](https://equitycapital.markets/filings.csv?cik=1409970) --- Source page: https://equitycapital.markets/company/1409970 · Data: U.S. SEC EDGAR · CC BY 4.0