Company · CIK 1444363

# GAIN Capital Holdings, Inc.

| CIK | [1444363](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001444363) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6221 — Commodity Contracts Brokers & Dealers |
| Incorporated in | DE |
| Business address | NJ |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 2011-03-30 |

## Offerings

 2 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-208175 | Shelf Effective | 2015-11-23 | 2016-01-27 | 2 |
| 333-161632 | IPO Final prospectus | 2009-08-31 | 2010-12-15 | 13 |

## Filings

 15

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2016-01-27 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1444363/999999999516003602/9999999995-16-003602-index.htm) Declared effective | 333-208175 | 9999999995-16-003602 |
| 2015-11-23 | [S-3](https://www.sec.gov/Archives/edgar/data/1444363/000119312515385386/0001193125-15-385386-index.htm) Shelf registered | 333-208175 | 0001193125-15-385386 |
| 2010-12-15 | [424B4](https://www.sec.gov/Archives/edgar/data/1444363/000095012310113754/0000950123-10-113754-index.htm) Final prospectus | 333-161632 | 0000950123-10-113754 |
| 2010-12-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1444363/999999999510003575/9999999995-10-003575-index.htm) Declared effective | 333-161632 | 9999999995-10-003575 |
| 2010-12-09 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1444363/000095012310112183/0000950123-10-112183-index.htm) Amendment | 333-161632 | 0000950123-10-112183 |
| 2010-12-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1444363/000095012310111227/0000950123-10-111227-index.htm) Amendment | 333-161632 | 0000950123-10-111227 |
| 2010-12-02 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1444363/000095012310110239/0000950123-10-110239-index.htm) Amendment | 333-161632 | 0000950123-10-110239 |
| 2010-11-24 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1444363/000095012310108827/0000950123-10-108827-index.htm) Amendment | 333-161632 | 0000950123-10-108827 |
| 2010-11-03 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1444363/000095012310100230/0000950123-10-100230-index.htm) Amendment | 333-161632 | 0000950123-10-100230 |
| 2010-09-28 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1444363/000095012310089329/0000950123-10-089329-index.htm) Amendment | 333-161632 | 0000950123-10-089329 |
| 2010-01-08 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1444363/000095012310001290/0000950123-10-001290-index.htm) Amendment | 333-161632 | 0000950123-10-001290 |
| 2009-11-25 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1444363/000095012309065859/0000950123-09-065859-index.htm) Amendment | 333-161632 | 0000950123-09-065859 |
| 2009-11-16 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1444363/000095012309062459/0000950123-09-062459-index.htm) Amendment | 333-161632 | 0000950123-09-062459 |
| 2009-10-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1444363/000095012309055075/0000950123-09-055075-index.htm) Amendment | 333-161632 | 0000950123-09-055075 |
| 2009-08-31 | [S-1](https://www.sec.gov/Archives/edgar/data/1444363/000095012309039802/0000950123-09-039802-index.htm) Registration filed | 333-161632 | 0000950123-09-039802 |

[All filings of this company](https://equitycapital.markets/filings?cik=1444363) · [CSV](https://equitycapital.markets/filings.csv?cik=1444363)

---
Source page: https://equitycapital.markets/company/1444363 · Data: U.S. SEC EDGAR · CC BY 4.0