Company · CIK 1466538
COWEN INC.
| CIK | 1466538 (SEC EDGAR) |
|---|---|
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | DE |
| Business address | NY |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 2009-11-25 |
Offerings
7 registrations| Registration | Label and status | First filed | Last event | Filings |
|---|---|---|---|---|
| 333-170591 | 2010-11-12 | 2023-03-06 | 4 | |
| 333-177492 | 2011-10-25 | 2023-03-06 | 3 | |
| 333-197513 | 2014-07-18 | 2023-03-06 | 4 | |
| 333-221496 | 2017-11-13 | 2023-03-06 | 4 | |
| 333-225167 | 2018-05-24 | 2023-03-06 | 4 | |
| 333-249956 | 2020-11-09 | 2023-03-06 | 3 | |
| 333-163372 | 2009-11-25 | 2009-12-16 | 5 |
Filings
29| Filed | Filing | Registration | Accession |
|---|---|---|---|
| 2023-03-06 | EFFECTDeclared effective | 333-249956 | 9999999995-23-000521 |
| 2023-03-06 | EFFECTDeclared effective | 333-225167 | 9999999995-23-000520 |
| 2023-03-06 | EFFECTDeclared effective | 333-221496 | 9999999995-23-000519 |
| 2023-03-06 | EFFECTDeclared effective | 333-197513 | 9999999995-23-000518 |
| 2023-03-06 | EFFECTDeclared effective | 333-177492 | 9999999995-23-000517 |
| 2023-03-06 | EFFECTDeclared effective | 333-170591 | 9999999995-23-000516 |
| 2021-03-02 | EFFECTDeclared effective | 333-249956 | 9999999995-21-000793 |
| 2020-11-09 | S-3Shelf registered | 333-249956 | 0001104659-20-122766 |
| 2018-06-06 | 424B5Shelf takedown | 333-225167 | 0001193125-18-185085 |
| 2018-06-04 | EFFECTDeclared effective | 333-225167 | 9999999995-18-001414 |
| 2018-05-24 | S-3Shelf registered | 333-225167 | 0001193125-18-172889 |
| 2017-12-05 | 424B5Shelf takedown | 333-221496 | 0001193125-17-360941 |
| 2017-12-04 | EFFECTDeclared effective | 333-221496 | 9999999995-17-003133 |
| 2017-11-13 | S-3Shelf registered | 333-221496 | 0001466538-17-000119 |
| 2014-10-01 | 424B5Shelf takedown | 333-197513 | 0001047469-14-007993 |
| 2014-08-06 | EFFECTDeclared effective | 333-197513 | 9999999995-14-002414 |
| 2014-07-18 | S-3Shelf registered | 333-197513 | 0001047469-14-006281 |
| 2011-11-02 | EFFECTDeclared effective | 333-177492 | 9999999995-11-003135 |
| 2011-10-25 | S-3Shelf registered | 333-177492 | 0001047469-11-008659 |
| 2011-05-04 | EFFECTDeclared effective | 333-173223 | 9999999995-11-001393 |
| 2010-12-10 | 424B1Final prospectus | 333-170591 | 0001047469-10-010304 |
| 2010-12-03 | EFFECTDeclared effective | 333-170591 | 9999999995-10-003438 |
| 2010-11-12 | S-3Shelf registered | 333-170591 | 0001047469-10-009712 |
| 2009-12-16 | 424B4Final prospectus | 333-163372 | 0001047469-09-010770 |
| 2009-12-15 | EFFECTDeclared effective | 333-163372 | 9999999995-09-003492 |
| 2009-12-14 | S-1/AAmendment | 333-163372 | 0001047469-09-010732 |
| 2009-12-07 | S-1/AAmendment | 333-163372 | 0001047469-09-010590 |
| 2009-11-25 | S-1Registration filed | 333-163372 | 0001047469-09-010439 |
| 2009-10-02 | EFFECTDeclared effective | 333-160525 | 9999999995-09-002749 |