Company · CIK 1466538 # COWEN INC. | CIK | [1466538](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001466538) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies | | Incorporated in | DE | | Business address | NY | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2009-11-25 | ## Offerings 7 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-170591 | Shelf Final prospectus | 2010-11-12 | 2023-03-06 | 4 | | 333-177492 | Shelf Effective | 2011-10-25 | 2023-03-06 | 3 | | 333-197513 | Shelf Effective | 2014-07-18 | 2023-03-06 | 4 | | 333-221496 | Shelf Effective | 2017-11-13 | 2023-03-06 | 4 | | 333-225167 | Shelf Effective | 2018-05-24 | 2023-03-06 | 4 | | 333-249956 | Shelf Effective | 2020-11-09 | 2023-03-06 | 3 | | 333-163372 | Registered company Final prospectus | 2009-11-25 | 2009-12-16 | 5 | ## Filings 29 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2023-03-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999523000521/9999999995-23-000521-index.htm) Declared effective | 333-249956 | 9999999995-23-000521 | | 2023-03-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999523000520/9999999995-23-000520-index.htm) Declared effective | 333-225167 | 9999999995-23-000520 | | 2023-03-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999523000519/9999999995-23-000519-index.htm) Declared effective | 333-221496 | 9999999995-23-000519 | | 2023-03-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999523000518/9999999995-23-000518-index.htm) Declared effective | 333-197513 | 9999999995-23-000518 | | 2023-03-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999523000517/9999999995-23-000517-index.htm) Declared effective | 333-177492 | 9999999995-23-000517 | | 2023-03-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999523000516/9999999995-23-000516-index.htm) Declared effective | 333-170591 | 9999999995-23-000516 | | 2021-03-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999521000793/9999999995-21-000793-index.htm) Declared effective | 333-249956 | 9999999995-21-000793 | | 2020-11-09 | [S-3](https://www.sec.gov/Archives/edgar/data/1466538/000110465920122766/0001104659-20-122766-index.htm) Shelf registered | 333-249956 | 0001104659-20-122766 | | 2018-06-06 | [424B5](https://www.sec.gov/Archives/edgar/data/1466538/000119312518185085/0001193125-18-185085-index.htm) Shelf takedown | 333-225167 | 0001193125-18-185085 | | 2018-06-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999518001414/9999999995-18-001414-index.htm) Declared effective | 333-225167 | 9999999995-18-001414 | | 2018-05-24 | [S-3](https://www.sec.gov/Archives/edgar/data/1466538/000119312518172889/0001193125-18-172889-index.htm) Shelf registered | 333-225167 | 0001193125-18-172889 | | 2017-12-05 | [424B5](https://www.sec.gov/Archives/edgar/data/1466538/000119312517360941/0001193125-17-360941-index.htm) Shelf takedown | 333-221496 | 0001193125-17-360941 | | 2017-12-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999517003133/9999999995-17-003133-index.htm) Declared effective | 333-221496 | 9999999995-17-003133 | | 2017-11-13 | [S-3](https://www.sec.gov/Archives/edgar/data/1466538/000146653817000119/0001466538-17-000119-index.htm) Shelf registered | 333-221496 | 0001466538-17-000119 | | 2014-10-01 | [424B5](https://www.sec.gov/Archives/edgar/data/1466538/000104746914007993/0001047469-14-007993-index.htm) Shelf takedown | 333-197513 | 0001047469-14-007993 | | 2014-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999514002414/9999999995-14-002414-index.htm) Declared effective | 333-197513 | 9999999995-14-002414 | | 2014-07-18 | [S-3](https://www.sec.gov/Archives/edgar/data/1466538/000104746914006281/0001047469-14-006281-index.htm) Shelf registered | 333-197513 | 0001047469-14-006281 | | 2011-11-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999511003135/9999999995-11-003135-index.htm) Declared effective | 333-177492 | 9999999995-11-003135 | | 2011-10-25 | [S-3](https://www.sec.gov/Archives/edgar/data/1466538/000104746911008659/0001047469-11-008659-index.htm) Shelf registered | 333-177492 | 0001047469-11-008659 | | 2011-05-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999511001393/9999999995-11-001393-index.htm) Declared effective | 333-173223 | 9999999995-11-001393 | | 2010-12-10 | [424B1](https://www.sec.gov/Archives/edgar/data/1466538/000104746910010304/0001047469-10-010304-index.htm) Final prospectus | 333-170591 | 0001047469-10-010304 | | 2010-12-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999510003438/9999999995-10-003438-index.htm) Declared effective | 333-170591 | 9999999995-10-003438 | | 2010-11-12 | [S-3](https://www.sec.gov/Archives/edgar/data/1466538/000104746910009712/0001047469-10-009712-index.htm) Shelf registered | 333-170591 | 0001047469-10-009712 | | 2009-12-16 | [424B4](https://www.sec.gov/Archives/edgar/data/1466538/000104746909010770/0001047469-09-010770-index.htm) Final prospectus | 333-163372 | 0001047469-09-010770 | | 2009-12-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999509003492/9999999995-09-003492-index.htm) Declared effective | 333-163372 | 9999999995-09-003492 | | 2009-12-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1466538/000104746909010732/0001047469-09-010732-index.htm) Amendment | 333-163372 | 0001047469-09-010732 | | 2009-12-07 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1466538/000104746909010590/0001047469-09-010590-index.htm) Amendment | 333-163372 | 0001047469-09-010590 | | 2009-11-25 | [S-1](https://www.sec.gov/Archives/edgar/data/1466538/000104746909010439/0001047469-09-010439-index.htm) Registration filed | 333-163372 | 0001047469-09-010439 | | 2009-10-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1466538/999999999509002749/9999999995-09-002749-index.htm) Declared effective | 333-160525 | 9999999995-09-002749 | [All filings of this company](https://equitycapital.markets/filings?cik=1466538) · [CSV](https://equitycapital.markets/filings.csv?cik=1466538) --- Source page: https://equitycapital.markets/company/1466538 · Data: U.S. SEC EDGAR · CC BY 4.0