Company · CIK 1478121 # Pfenex Inc. | CIK | [1478121](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001478121) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 2834 — Pharmaceutical Preparations | | Incorporated in | DE | | Business address | CA | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2014-08-29 | ## Offerings 4 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-206625 | Shelf Effective | 2015-08-27 | 2020-10-02 | 8 | | 333-226727 | Shelf Effective | 2018-08-09 | 2020-10-02 | 5 | | 333-203418 | Registered company Final prospectus | 2015-04-15 | 2015-04-24 | 4 | | 333-196539 | IPO Final prospectus | 2014-06-05 | 2014-07-24 | 8 | ## Filings 26 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2020-10-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1478121/999999999520002715/9999999995-20-002715-index.htm) Declared effective | 333-226727 | 9999999995-20-002715 | | 2020-10-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1478121/999999999520002711/9999999995-20-002711-index.htm) Declared effective | 333-206625 | 9999999995-20-002711 | | 2020-05-07 | [424B5](https://www.sec.gov/Archives/edgar/data/1478121/000119312520136418/0001193125-20-136418-index.htm) Shelf takedown | 333-226727 | 0001193125-20-136418 | | 2018-11-07 | [424B5](https://www.sec.gov/Archives/edgar/data/1478121/000119312518320930/0001193125-18-320930-index.htm) Shelf takedown | 333-226727 | 0001193125-18-320930 | | 2018-10-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1478121/999999999518002531/9999999995-18-002531-index.htm) Declared effective | 333-226727 | 9999999995-18-002531 | | 2018-08-09 | [S-3](https://www.sec.gov/Archives/edgar/data/1478121/000119312518244364/0001193125-18-244364-index.htm) Shelf registered | 333-226727 | 0001193125-18-244364 | | 2018-05-23 | [424B5](https://www.sec.gov/Archives/edgar/data/1478121/000119312518172208/0001193125-18-172208-index.htm) Shelf takedown | 333-206625 | 0001193125-18-172208 | | 2018-05-22 | [424B5](https://www.sec.gov/Archives/edgar/data/1478121/000119312518170789/0001193125-18-170789-index.htm) Shelf takedown | 333-206625 | 0001193125-18-170789 | | 2018-03-15 | [424B5](https://www.sec.gov/Archives/edgar/data/1478121/000119312518084203/0001193125-18-084203-index.htm) Shelf takedown | 333-206625 | 0001193125-18-084203 | | 2015-12-16 | [424B5](https://www.sec.gov/Archives/edgar/data/1478121/000119312515404857/0001193125-15-404857-index.htm) Shelf takedown | 333-206625 | 0001193125-15-404857 | | 2015-12-15 | [424B5](https://www.sec.gov/Archives/edgar/data/1478121/000119312515403823/0001193125-15-403823-index.htm) Shelf takedown | 333-206625 | 0001193125-15-403823 | | 2015-09-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1478121/999999999515002434/9999999995-15-002434-index.htm) Declared effective | 333-206625 | 9999999995-15-002434 | | 2015-08-27 | [S-3](https://www.sec.gov/Archives/edgar/data/1478121/000119312515305094/0001193125-15-305094-index.htm) Shelf registered | 333-206625 | 0001193125-15-305094 | | 2015-04-24 | [424B4](https://www.sec.gov/Archives/edgar/data/1478121/000119312515146709/0001193125-15-146709-index.htm) Final prospectus | 333-203418 | 0001193125-15-146709 | | 2015-04-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1478121/999999999515000978/9999999995-15-000978-index.htm) Declared effective | 333-203418 | 9999999995-15-000978 | | 2015-04-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1478121/000119312515144185/0001193125-15-144185-index.htm) Amendment | 333-203418 | 0001193125-15-144185 | | 2015-04-15 | [S-1](https://www.sec.gov/Archives/edgar/data/1478121/000119312515130305/0001193125-15-130305-index.htm) Registration filed | 333-203418 | 0001193125-15-130305 | | 2014-07-24 | [424B4](https://www.sec.gov/Archives/edgar/data/1478121/000119312514279095/0001193125-14-279095-index.htm) Final prospectus | 333-196539 | 0001193125-14-279095 | | 2014-07-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1478121/999999999514002201/9999999995-14-002201-index.htm) Declared effective | 333-196539 | 9999999995-14-002201 | | 2014-07-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1478121/999999999514002165/9999999995-14-002165-index.htm) Declared effective | 333-196539 | 9999999995-14-002165 | | 2014-07-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1478121/000119312514271407/0001193125-14-271407-index.htm) Amendment | 333-196539 | 0001193125-14-271407 | | 2014-07-07 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1478121/000119312514261359/0001193125-14-261359-index.htm) Amendment | 333-196539 | 0001193125-14-261359 | | 2014-06-25 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1478121/000119312514249329/0001193125-14-249329-index.htm) Amendment | 333-196539 | 0001193125-14-249329 | | 2014-06-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1478121/000119312514245625/0001193125-14-245625-index.htm) Amendment | 333-196539 | 0001193125-14-245625 | | 2014-06-05 | [S-1](https://www.sec.gov/Archives/edgar/data/1478121/000119312514227132/0001193125-14-227132-index.htm) Registration filed | 333-196539 | 0001193125-14-227132 | | 2014-05-05 | [DRS](https://www.sec.gov/Archives/edgar/data/1478121/000095012314004954/0000950123-14-004954-index.htm) Draft made public | 377-00595 | 0000950123-14-004954 | [All filings of this company](https://equitycapital.markets/filings?cik=1478121) · [CSV](https://equitycapital.markets/filings.csv?cik=1478121) --- Source page: https://equitycapital.markets/company/1478121 · Data: U.S. SEC EDGAR · CC BY 4.0