Company · CIK 1499912
Global Brokerage, Inc.
| CIK | 1499912 (SEC EDGAR) |
|---|---|
| Industry (SIC) | 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services |
| Incorporated in | DE |
| Business address | NY |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 2011-03-31 |
Offerings
5 registrations| Registration | Label and status | First filed | Last event | Filings |
|---|---|---|---|---|
| 333-212489 | 2016-07-12 | 2017-12-08 | 4 | |
| 333-184294 | 2012-10-04 | 2012-10-24 | 2 | |
| 333-184295 | 2012-10-04 | 2012-10-24 | 2 | |
| 333-178455 | 2011-12-12 | 2012-01-30 | 2 | |
| 333-169234 | 2010-09-03 | 2010-12-03 | 8 |
Filings
18| Filed | Filing | Registration | Accession |
|---|---|---|---|
| 2017-12-08 | RWWithdrawn | 333-212489 | 0001615774-17-007241 |
| 2016-10-03 | 424B5Shelf takedown | 333-212489 | 0001144204-16-126412 |
| 2016-08-02 | EFFECTDeclared effective | 333-212489 | 9999999995-16-005322 |
| 2016-07-12 | S-3Shelf registered | 333-212489 | 0001144204-16-112645 |
| 2012-10-24 | EFFECTDeclared effective | 333-184295 | 9999999995-12-003072 |
| 2012-10-24 | EFFECTDeclared effective | 333-184294 | 9999999995-12-003071 |
| 2012-10-04 | S-3Shelf registered | 333-184295 | 0001144204-12-054768 |
| 2012-10-04 | S-3Shelf registered | 333-184294 | 0001144204-12-054767 |
| 2012-01-30 | EFFECTDeclared effective | 333-178455 | 9999999995-12-000342 |
| 2011-12-12 | S-1Registration filed | 333-178455 | 0001144204-11-069480 |
| 2010-12-03 | 424B4Final prospectus | 333-169234 | 0000950123-10-110764 |
| 2010-12-01 | EFFECTDeclared effective | 333-169234 | 9999999995-10-003411 |
| 2010-12-01 | S-1/AAmendment | 333-169234 | 0000950123-10-109953 |
| 2010-11-23 | S-1/AAmendment | 333-169234 | 0000950123-10-108306 |
| 2010-11-15 | S-1/AAmendment | 333-169234 | 0000950123-10-105211 |
| 2010-11-02 | S-1/AAmendment | 333-169234 | 0000950123-10-099039 |
| 2010-10-12 | S-1/AAmendment | 333-169234 | 0000950123-10-092418 |
| 2010-09-03 | S-1Registration filed | 333-169234 | 0000950123-10-083924 |