Company · CIK 1499912

# Global Brokerage, Inc.

| CIK | [1499912](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001499912) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services |
| Incorporated in | DE |
| Business address | NY |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 2011-03-31 |

## Offerings

 5 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-212489 | Shelf Withdrawn | 2016-07-12 | 2017-12-08 | 4 |
| 333-184294 | Shelf Effective | 2012-10-04 | 2012-10-24 | 2 |
| 333-184295 | Shelf Effective | 2012-10-04 | 2012-10-24 | 2 |
| 333-178455 | Registered company Effective | 2011-12-12 | 2012-01-30 | 2 |
| 333-169234 | IPO Final prospectus | 2010-09-03 | 2010-12-03 | 8 |

## Filings

 18

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2017-12-08 | [RW](https://www.sec.gov/Archives/edgar/data/1499912/000161577417007241/0001615774-17-007241-index.htm) Withdrawn | 333-212489 | 0001615774-17-007241 |
| 2016-10-03 | [424B5](https://www.sec.gov/Archives/edgar/data/1499912/000114420416126412/0001144204-16-126412-index.htm) Shelf takedown | 333-212489 | 0001144204-16-126412 |
| 2016-08-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1499912/999999999516005322/9999999995-16-005322-index.htm) Declared effective | 333-212489 | 9999999995-16-005322 |
| 2016-07-12 | [S-3](https://www.sec.gov/Archives/edgar/data/1499912/000114420416112645/0001144204-16-112645-index.htm) Shelf registered | 333-212489 | 0001144204-16-112645 |
| 2012-10-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1499912/999999999512003072/9999999995-12-003072-index.htm) Declared effective | 333-184295 | 9999999995-12-003072 |
| 2012-10-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1499912/999999999512003071/9999999995-12-003071-index.htm) Declared effective | 333-184294 | 9999999995-12-003071 |
| 2012-10-04 | [S-3](https://www.sec.gov/Archives/edgar/data/1499912/000114420412054768/0001144204-12-054768-index.htm) Shelf registered | 333-184295 | 0001144204-12-054768 |
| 2012-10-04 | [S-3](https://www.sec.gov/Archives/edgar/data/1499912/000114420412054767/0001144204-12-054767-index.htm) Shelf registered | 333-184294 | 0001144204-12-054767 |
| 2012-01-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1499912/999999999512000342/9999999995-12-000342-index.htm) Declared effective | 333-178455 | 9999999995-12-000342 |
| 2011-12-12 | [S-1](https://www.sec.gov/Archives/edgar/data/1499912/000114420411069480/0001144204-11-069480-index.htm) Registration filed | 333-178455 | 0001144204-11-069480 |
| 2010-12-03 | [424B4](https://www.sec.gov/Archives/edgar/data/1499912/000095012310110764/0000950123-10-110764-index.htm) Final prospectus | 333-169234 | 0000950123-10-110764 |
| 2010-12-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1499912/999999999510003411/9999999995-10-003411-index.htm) Declared effective | 333-169234 | 9999999995-10-003411 |
| 2010-12-01 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1499912/000095012310109953/0000950123-10-109953-index.htm) Amendment | 333-169234 | 0000950123-10-109953 |
| 2010-11-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1499912/000095012310108306/0000950123-10-108306-index.htm) Amendment | 333-169234 | 0000950123-10-108306 |
| 2010-11-15 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1499912/000095012310105211/0000950123-10-105211-index.htm) Amendment | 333-169234 | 0000950123-10-105211 |
| 2010-11-02 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1499912/000095012310099039/0000950123-10-099039-index.htm) Amendment | 333-169234 | 0000950123-10-099039 |
| 2010-10-12 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1499912/000095012310092418/0000950123-10-092418-index.htm) Amendment | 333-169234 | 0000950123-10-092418 |
| 2010-09-03 | [S-1](https://www.sec.gov/Archives/edgar/data/1499912/000095012310083924/0000950123-10-083924-index.htm) Registration filed | 333-169234 | 0000950123-10-083924 |

[All filings of this company](https://equitycapital.markets/filings?cik=1499912) · [CSV](https://equitycapital.markets/filings.csv?cik=1499912)

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Source page: https://equitycapital.markets/company/1499912 · Data: U.S. SEC EDGAR · CC BY 4.0