Company · CIK 1501756 # Adverum Biotechnologies, Inc. | CIK | [1501756](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001501756) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 2836 — Biological Products, (No Diagnostic Substances) | | Incorporated in | DE | | Business address | CA | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2014-09-12 | ## Offerings 7 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-271431 | Shelf Effective | 2023-04-25 | 2025-12-11 | 4 | | 333-277634 | Shelf Effective | 2024-03-04 | 2025-12-11 | 3 | | 333-278157 | Shelf Effective | 2024-03-21 | 2025-12-11 | 3 | | 333-233134 | Shelf Effective | 2019-08-08 | 2020-12-17 | 6 | | 333-219890 | Shelf Effective | 2017-08-10 | 2018-02-08 | 5 | | 333-201032 | Registered company Final prospectus | 2014-12-18 | 2015-01-09 | 4 | | 333-197133 | IPO Final prospectus | 2014-06-30 | 2014-07-31 | 9 | ## Filings 35 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2025-12-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1501756/999999999525003652/9999999995-25-003652-index.htm) Declared effective | 333-278157 | 9999999995-25-003652 | | 2025-12-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1501756/999999999525003651/9999999995-25-003651-index.htm) Declared effective | 333-277634 | 9999999995-25-003651 | | 2025-12-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1501756/999999999525003650/9999999995-25-003650-index.htm) Declared effective | 333-271431 | 9999999995-25-003650 | | 2024-03-29 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1501756/999999999524000799/9999999995-24-000799-index.htm) Declared effective | 333-278157 | 9999999995-24-000799 | | 2024-03-21 | [S-3](https://www.sec.gov/Archives/edgar/data/1501756/000119312524074000/0001193125-24-074000-index.htm) Shelf registered | 333-278157 | 0001193125-24-074000 | | 2024-03-20 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1501756/999999999524000729/9999999995-24-000729-index.htm) Declared effective | 333-277634 | 9999999995-24-000729 | | 2024-03-04 | [S-3](https://www.sec.gov/Archives/edgar/data/1501756/000119312524057913/0001193125-24-057913-index.htm) Shelf registered | 333-277634 | 0001193125-24-057913 | | 2023-05-11 | [424B5](https://www.sec.gov/Archives/edgar/data/1501756/000119312523142108/0001193125-23-142108-index.htm) Shelf takedown | 333-271431 | 0001193125-23-142108 | | 2023-05-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1501756/999999999523001240/9999999995-23-001240-index.htm) Declared effective | 333-271431 | 9999999995-23-001240 | | 2023-04-25 | [S-3](https://www.sec.gov/Archives/edgar/data/1501756/000119312523115536/0001193125-23-115536-index.htm) Shelf registered | 333-271431 | 0001193125-23-115536 | | 2020-12-17 | [424B5](https://www.sec.gov/Archives/edgar/data/1501756/000119312520320130/0001193125-20-320130-index.htm) Shelf takedown | 333-233134 | 0001193125-20-320130 | | 2020-08-13 | [424B5](https://www.sec.gov/Archives/edgar/data/1501756/000119312520219223/0001193125-20-219223-index.htm) Shelf takedown | 333-233134 | 0001193125-20-219223 | | 2020-08-12 | [424B5](https://www.sec.gov/Archives/edgar/data/1501756/000119312520216586/0001193125-20-216586-index.htm) Shelf takedown | 333-233134 | 0001193125-20-216586 | | 2020-02-12 | [424B5](https://www.sec.gov/Archives/edgar/data/1501756/000119312520033298/0001193125-20-033298-index.htm) Shelf takedown | 333-233134 | 0001193125-20-033298 | | 2020-02-10 | [424B5](https://www.sec.gov/Archives/edgar/data/1501756/000119312520029953/0001193125-20-029953-index.htm) Shelf takedown | 333-233134 | 0001193125-20-029953 | | 2019-08-08 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1501756/000119312519216895/0001193125-19-216895-index.htm) Shelf registered | 333-233134 | 0001193125-19-216895 | | 2018-02-08 | [424B5](https://www.sec.gov/Archives/edgar/data/1501756/000119312518036475/0001193125-18-036475-index.htm) Shelf takedown | 333-219890 | 0001193125-18-036475 | | 2018-02-07 | [424B5](https://www.sec.gov/Archives/edgar/data/1501756/000119312518034692/0001193125-18-034692-index.htm) Shelf takedown | 333-219890 | 0001193125-18-034692 | | 2017-08-23 | [424B5](https://www.sec.gov/Archives/edgar/data/1501756/000119312517265713/0001193125-17-265713-index.htm) Shelf takedown | 333-219890 | 0001193125-17-265713 | | 2017-08-22 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1501756/999999999517002178/9999999995-17-002178-index.htm) Declared effective | 333-219890 | 9999999995-17-002178 | | 2017-08-10 | [S-3](https://www.sec.gov/Archives/edgar/data/1501756/000119312517254653/0001193125-17-254653-index.htm) Shelf registered | 333-219890 | 0001193125-17-254653 | | 2015-01-09 | [424B4](https://www.sec.gov/Archives/edgar/data/1501756/000119312515005317/0001193125-15-005317-index.htm) Final prospectus | 333-201032 | 0001193125-15-005317 | | 2015-01-07 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1501756/999999999515000043/9999999995-15-000043-index.htm) Declared effective | 333-201032 | 9999999995-15-000043 | | 2015-01-05 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1501756/000119312515001739/0001193125-15-001739-index.htm) Amendment | 333-201032 | 0001193125-15-001739 | | 2014-12-18 | [S-1](https://www.sec.gov/Archives/edgar/data/1501756/000119312514446148/0001193125-14-446148-index.htm) Registration filed | 333-201032 | 0001193125-14-446148 | | 2014-07-31 | [424B4](https://www.sec.gov/Archives/edgar/data/1501756/000119312514289909/0001193125-14-289909-index.htm) Final prospectus | 333-197133 | 0001193125-14-289909 | | 2014-07-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1501756/999999999514002310/9999999995-14-002310-index.htm) Declared effective | 333-197133 | 9999999995-14-002310 | | 2014-07-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1501756/000119312514285550/0001193125-14-285550-index.htm) Amendment | 333-197133 | 0001193125-14-285550 | | 2014-07-29 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1501756/000119312514283118/0001193125-14-283118-index.htm) Amendment | 333-197133 | 0001193125-14-283118 | | 2014-07-25 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1501756/000119312514280644/0001193125-14-280644-index.htm) Amendment | 333-197133 | 0001193125-14-280644 | | 2014-07-21 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1501756/000119312514273397/0001193125-14-273397-index.htm) Amendment | 333-197133 | 0001193125-14-273397 | | 2014-07-18 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1501756/000119312514272726/0001193125-14-272726-index.htm) Amendment | 333-197133 | 0001193125-14-272726 | | 2014-07-03 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1501756/000119312514260947/0001193125-14-260947-index.htm) Amendment | 333-197133 | 0001193125-14-260947 | | 2014-06-30 | [S-1](https://www.sec.gov/Archives/edgar/data/1501756/000119312514255970/0001193125-14-255970-index.htm) Registration filed | 333-197133 | 0001193125-14-255970 | | 2014-05-30 | [DRS](https://www.sec.gov/Archives/edgar/data/1501756/000095012314006601/0000950123-14-006601-index.htm) Draft made public | 377-00642 | 0000950123-14-006601 | [All filings of this company](https://equitycapital.markets/filings?cik=1501756) · [CSV](https://equitycapital.markets/filings.csv?cik=1501756) --- Source page: https://equitycapital.markets/company/1501756 · Data: U.S. SEC EDGAR · CC BY 4.0