Company · CIK 1522690

# GWG Holdings, Inc.

| CIK | [1522690](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001522690) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6311 — Life Insurance |
| Business address | TX |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 2012-05-15 |

## Offerings

 8 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-174887 | First-time registration Effective | 2011-06-14 | 2024-01-17 | 18 |
| 333-197227 | Registered company Effective | 2014-07-03 | 2024-01-17 | 11 |
| 333-206626 | Registered company Effective | 2015-08-27 | 2024-01-17 | 5 |
| 333-214896 | Registered company Final prospectus | 2016-12-02 | 2024-01-17 | 7 |
| 333-220288 | Registered company Final prospectus | 2017-08-31 | 2024-01-17 | 7 |
| 333-237458 | Registered company Final prospectus | 2020-03-30 | 2024-01-17 | 5 |
| 333-203879 | Registered company Withdrawn | 2015-05-05 | 2015-09-01 | 4 |
| 333-195505 | Registered company Final prospectus | 2014-04-25 | 2014-09-22 | 8 |

## Filings

 67

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2024-01-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999524000136/9999999995-24-000136-index.htm) Declared effective | 333-237458 | 9999999995-24-000136 |
| 2024-01-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999524000135/9999999995-24-000135-index.htm) Declared effective | 333-220288 | 9999999995-24-000135 |
| 2024-01-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999524000134/9999999995-24-000134-index.htm) Declared effective | 333-214896 | 9999999995-24-000134 |
| 2024-01-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999524000133/9999999995-24-000133-index.htm) Declared effective | 333-206626 | 9999999995-24-000133 |
| 2024-01-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999524000132/9999999995-24-000132-index.htm) Declared effective | 333-197227 | 9999999995-24-000132 |
| 2024-01-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999524000131/9999999995-24-000131-index.htm) Declared effective | 333-174887 | 9999999995-24-000131 |
| 2021-03-11 | [RW](https://www.sec.gov/Archives/edgar/data/1522690/000121390021014847/0001213900-21-014847-index.htm) Withdrawn | 333-239690 | 0001213900-21-014847 |
| 2020-06-05 | [424B1](https://www.sec.gov/Archives/edgar/data/1522690/000121390020014212/0001213900-20-014212-index.htm) Final prospectus | 333-237458 | 0001213900-20-014212 |
| 2020-06-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999520001325/9999999995-20-001325-index.htm) Declared effective | 333-237458 | 9999999995-20-001325 |
| 2020-05-15 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390020012630/0001213900-20-012630-index.htm) Amendment | 333-237458 | 0001213900-20-012630 |
| 2020-03-30 | [S-1](https://www.sec.gov/Archives/edgar/data/1522690/000121390020007787/0001213900-20-007787-index.htm) Registration filed | 333-237458 | 0001213900-20-007787 |
| 2017-12-12 | [424B1](https://www.sec.gov/Archives/edgar/data/1522690/000121390017013113/0001213900-17-013113-index.htm) Final prospectus | 333-220288 | 0001213900-17-013113 |
| 2017-12-04 | [424B1](https://www.sec.gov/Archives/edgar/data/1522690/000121390017012881/0001213900-17-012881-index.htm) Final prospectus | 333-214896 | 0001213900-17-012881 |
| 2017-12-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999517003100/9999999995-17-003100-index.htm) Declared effective | 333-220288 | 9999999995-17-003100 |
| 2017-11-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390017012763/0001213900-17-012763-index.htm) Amendment | 333-220288 | 0001213900-17-012763 |
| 2017-11-28 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390017012659/0001213900-17-012659-index.htm) Amendment | 333-220288 | 0001213900-17-012659 |
| 2017-10-10 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390017010454/0001213900-17-010454-index.htm) Amendment | 333-220288 | 0001213900-17-010454 |
| 2017-08-31 | [S-1](https://www.sec.gov/Archives/edgar/data/1522690/000121390017009341/0001213900-17-009341-index.htm) Registration filed | 333-220288 | 0001213900-17-009341 |
| 2017-02-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999517000380/9999999995-17-000380-index.htm) Declared effective | 333-214896 | 9999999995-17-000380 |
| 2017-02-14 | [424B1](https://www.sec.gov/Archives/edgar/data/1522690/000121390017001313/0001213900-17-001313-index.htm) Final prospectus | 333-214896 | 0001213900-17-001313 |
| 2017-02-07 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390017001005/0001213900-17-001005-index.htm) Amendment | 333-214896 | 0001213900-17-001005 |
| 2017-01-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390017000398/0001213900-17-000398-index.htm) Amendment | 333-214896 | 0001213900-17-000398 |
| 2016-12-02 | [S-1](https://www.sec.gov/Archives/edgar/data/1522690/000121390016019119/0001213900-16-019119-index.htm) Registration filed | 333-214896 | 0001213900-16-019119 |
| 2016-04-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999516004176/9999999995-16-004176-index.htm) Declared effective | 333-206626 | 9999999995-16-004176 |
| 2016-04-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999516004175/9999999995-16-004175-index.htm) Declared effective | 333-197227 | 9999999995-16-004175 |
| 2015-10-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999515002915/9999999995-15-002915-index.htm) Declared effective | 333-206626 | 9999999995-15-002915 |
| 2015-10-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390015007893/0001213900-15-007893-index.htm) Amendment | 333-206626 | 0001213900-15-007893 |
| 2015-09-01 | [RW](https://www.sec.gov/Archives/edgar/data/1522690/000121390015006683/0001213900-15-006683-index.htm) Withdrawn | 333-203879 | 0001213900-15-006683 |
| 2015-08-27 | [S-1](https://www.sec.gov/Archives/edgar/data/1522690/000121390015006586/0001213900-15-006586-index.htm) Registration filed | 333-206626 | 0001213900-15-006586 |
| 2015-06-12 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390015004444/0001213900-15-004444-index.htm) Amendment | 333-203879 | 0001213900-15-004444 |
| 2015-05-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390015004082/0001213900-15-004082-index.htm) Amendment | 333-203879 | 0001213900-15-004082 |
| 2015-05-05 | [S-1](https://www.sec.gov/Archives/edgar/data/1522690/000121390015003275/0001213900-15-003275-index.htm) Registration filed | 333-203879 | 0001213900-15-003275 |
| 2015-03-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999515000664/9999999995-15-000664-index.htm) Declared effective | 333-197227 | 9999999995-15-000664 |
| 2015-01-09 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999515000068/9999999995-15-000068-index.htm) Declared effective | 333-197227 | 9999999995-15-000068 |
| 2015-01-07 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390015000089/0001213900-15-000089-index.htm) Amendment | 333-197227 | 0001213900-15-000089 |
| 2014-12-19 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390014009000/0001213900-14-009000-index.htm) Amendment | 333-197227 | 0001213900-14-009000 |
| 2014-11-04 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390014007720/0001213900-14-007720-index.htm) Amendment | 333-197227 | 0001213900-14-007720 |
| 2014-10-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390014007566/0001213900-14-007566-index.htm) Amendment | 333-197227 | 0001213900-14-007566 |
| 2014-10-08 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390014007136/0001213900-14-007136-index.htm) Amendment | 333-197227 | 0001213900-14-007136 |
| 2014-09-22 | [424B4](https://www.sec.gov/Archives/edgar/data/1522690/000121390014006816/0001213900-14-006816-index.htm) Final prospectus | 333-195505 | 0001213900-14-006816 |
| 2014-09-18 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999514002809/9999999995-14-002809-index.htm) Declared effective | 333-195505 | 9999999995-14-002809 |
| 2014-09-03 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390014006402/0001213900-14-006402-index.htm) Amendment | 333-195505 | 0001213900-14-006402 |
| 2014-08-29 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390014006317/0001213900-14-006317-index.htm) Amendment | 333-197227 | 0001213900-14-006317 |
| 2014-08-22 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390014006196/0001213900-14-006196-index.htm) Amendment | 333-195505 | 0001213900-14-006196 |
| 2014-08-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390014005911/0001213900-14-005911-index.htm) Amendment | 333-195505 | 0001213900-14-005911 |
| 2014-07-11 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390014004836/0001213900-14-004836-index.htm) Amendment | 333-195505 | 0001213900-14-004836 |
| 2014-07-03 | [S-1](https://www.sec.gov/Archives/edgar/data/1522690/000121390014004662/0001213900-14-004662-index.htm) Registration filed | 333-197227 | 0001213900-14-004662 |
| 2014-06-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000121390014004049/0001213900-14-004049-index.htm) Amendment | 333-195505 | 0001213900-14-004049 |
| 2014-04-25 | [S-1](https://www.sec.gov/Archives/edgar/data/1522690/000121390014002679/0001213900-14-002679-index.htm) Registration filed | 333-195505 | 0001213900-14-002679 |
| 2014-04-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999514001027/9999999995-14-001027-index.htm) Declared effective | 333-174887 | 9999999995-14-001027 |
| 2014-02-12 | [DRS](https://www.sec.gov/Archives/edgar/data/1522690/000121390014000804/0001213900-14-000804-index.htm) Draft made public | 377-00476 | 0001213900-14-000804 |
| 2013-06-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999513001727/9999999995-13-001727-index.htm) Declared effective | 333-174887 | 9999999995-13-001727 |
| 2012-05-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999512001559/9999999995-12-001559-index.htm) Declared effective | 333-174887 | 9999999995-12-001559 |
| 2012-01-31 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1522690/999999999512000350/9999999995-12-000350-index.htm) Declared effective | 333-174887 | 9999999995-12-000350 |
| 2012-01-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312512017938/0001193125-12-017938-index.htm) Amendment | 333-174887 | 0001193125-12-017938 |
| 2012-01-12 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312512009577/0001193125-12-009577-index.htm) Amendment | 333-174887 | 0001193125-12-009577 |
| 2011-12-29 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312511354286/0001193125-11-354286-index.htm) Amendment | 333-174887 | 0001193125-11-354286 |
| 2011-12-15 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312511342441/0001193125-11-342441-index.htm) Amendment | 333-174887 | 0001193125-11-342441 |
| 2011-11-28 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312511323017/0001193125-11-323017-index.htm) Amendment | 333-174887 | 0001193125-11-323017 |
| 2011-11-01 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312511290583/0001193125-11-290583-index.htm) Amendment | 333-174887 | 0001193125-11-290583 |
| 2011-10-27 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312511283368/0001193125-11-283368-index.htm) Amendment | 333-174887 | 0001193125-11-283368 |
| 2011-10-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312511275076/0001193125-11-275076-index.htm) Amendment | 333-174887 | 0001193125-11-275076 |
| 2011-10-05 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312511263957/0001193125-11-263957-index.htm) Amendment | 333-174887 | 0001193125-11-263957 |
| 2011-09-20 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312511251567/0001193125-11-251567-index.htm) Amendment | 333-174887 | 0001193125-11-251567 |
| 2011-08-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312511230284/0001193125-11-230284-index.htm) Amendment | 333-174887 | 0001193125-11-230284 |
| 2011-07-26 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1522690/000119312511196626/0001193125-11-196626-index.htm) Amendment | 333-174887 | 0001193125-11-196626 |
| 2011-06-14 | [S-1](https://www.sec.gov/Archives/edgar/data/1522690/000119312511164839/0001193125-11-164839-index.htm) Registration filed | 333-174887 | 0001193125-11-164839 |

[All filings of this company](https://equitycapital.markets/filings?cik=1522690) · [CSV](https://equitycapital.markets/filings.csv?cik=1522690)

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Source page: https://equitycapital.markets/company/1522690 · Data: U.S. SEC EDGAR · CC BY 4.0