Company · CIK 1539638

# Triumph Financial, Inc.

| CIK | [1539638](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001539638) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6022 — State Commercial Banks |
| Incorporated in | TX |
| Business address | TX |
| Listed | TFIN (NYSE), TFIN-P (NYSE) |
| First annual or quarterly report | 2014-12-17 |

## Offerings

 4 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-237663 | Shelf Effective | 2020-04-14 | 2020-06-17 | 3 |
| 333-223411 | Shelf Effective | 2018-03-02 | 2019-11-22 | 6 |
| 333-213169 | Shelf Effective | 2016-08-17 | 2017-07-27 | 4 |
| 333-198838 | IPO Final prospectus | 2014-09-19 | 2014-11-07 | 6 |

## Filings

 21

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2021-12-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1539638/999999999521004747/9999999995-21-004747-index.htm) Declared effective | 333-261238 | 9999999995-21-004747 |
| 2020-06-17 | [424B5](https://www.sec.gov/Archives/edgar/data/1539638/000119312520171441/0001193125-20-171441-index.htm) Shelf takedown | 333-237663 | 0001193125-20-171441 |
| 2020-06-16 | [424B5](https://www.sec.gov/Archives/edgar/data/1539638/000119312520169931/0001193125-20-169931-index.htm) Shelf takedown | 333-237663 | 0001193125-20-169931 |
| 2020-04-14 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1539638/000119312520105451/0001193125-20-105451-index.htm) Shelf registered | 333-237663 | 0001193125-20-105451 |
| 2019-11-22 | [424B5](https://www.sec.gov/Archives/edgar/data/1539638/000119312519298736/0001193125-19-298736-index.htm) Shelf takedown | 333-223411 | 0001193125-19-298736 |
| 2019-11-21 | [424B5](https://www.sec.gov/Archives/edgar/data/1539638/000119312519297112/0001193125-19-297112-index.htm) Shelf takedown | 333-223411 | 0001193125-19-297112 |
| 2018-04-10 | [424B5](https://www.sec.gov/Archives/edgar/data/1539638/000119312518112910/0001193125-18-112910-index.htm) Shelf takedown | 333-223411 | 0001193125-18-112910 |
| 2018-04-09 | [424B5](https://www.sec.gov/Archives/edgar/data/1539638/000119312518111522/0001193125-18-111522-index.htm) Shelf takedown | 333-223411 | 0001193125-18-111522 |
| 2018-03-30 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1539638/999999999518000727/9999999995-18-000727-index.htm) Declared effective | 333-223411 | 9999999995-18-000727 |
| 2018-03-02 | [S-3](https://www.sec.gov/Archives/edgar/data/1539638/000119312518068894/0001193125-18-068894-index.htm) Shelf registered | 333-223411 | 0001193125-18-068894 |
| 2017-07-27 | [424B5](https://www.sec.gov/Archives/edgar/data/1539638/000119312517238464/0001193125-17-238464-index.htm) Shelf takedown | 333-213169 | 0001193125-17-238464 |
| 2017-07-26 | [424B5](https://www.sec.gov/Archives/edgar/data/1539638/000119312517236513/0001193125-17-236513-index.htm) Shelf takedown | 333-213169 | 0001193125-17-236513 |
| 2016-09-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1539638/999999999516005766/9999999995-16-005766-index.htm) Declared effective | 333-213169 | 9999999995-16-005766 |
| 2016-08-17 | [S-3](https://www.sec.gov/Archives/edgar/data/1539638/000119312516683281/0001193125-16-683281-index.htm) Shelf registered | 333-213169 | 0001193125-16-683281 |
| 2014-11-07 | [424B4](https://www.sec.gov/Archives/edgar/data/1539638/000119312514402043/0001193125-14-402043-index.htm) Final prospectus | 333-198838 | 0001193125-14-402043 |
| 2014-11-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1539638/999999999514003262/9999999995-14-003262-index.htm) Declared effective | 333-198838 | 9999999995-14-003262 |
| 2014-11-04 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1539638/000119312514395090/0001193125-14-395090-index.htm) Amendment | 333-198838 | 0001193125-14-395090 |
| 2014-10-27 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1539638/000119312514382224/0001193125-14-382224-index.htm) Amendment | 333-198838 | 0001193125-14-382224 |
| 2014-10-17 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1539638/000119312514375192/0001193125-14-375192-index.htm) Amendment | 333-198838 | 0001193125-14-375192 |
| 2014-09-19 | [S-1](https://www.sec.gov/Archives/edgar/data/1539638/000119312514346842/0001193125-14-346842-index.htm) Registration filed | 333-198838 | 0001193125-14-346842 |
| 2014-08-08 | [DRS](https://www.sec.gov/Archives/edgar/data/1539638/000095012314008105/0000950123-14-008105-index.htm) Draft made public | 377-00734 | 0000950123-14-008105 |

[All filings of this company](https://equitycapital.markets/filings?cik=1539638) · [CSV](https://equitycapital.markets/filings.csv?cik=1539638)

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Source page: https://equitycapital.markets/company/1539638 · Data: U.S. SEC EDGAR · CC BY 4.0
