Equity Capital Markets

Company · CIK 1568832

RCS Capital Corp

CIK1568832 (SEC EDGAR)
Industry (SIC)6211 — Security Brokers, Dealers & Flotation Companies
Incorporated inDE
Business addressNY
Listedno ticker on SEC record today
First annual or quarterly report2013-08-02

Offerings

7 registrations
RegistrationLabel and statusFirst filedLast eventFilings
333-204779
ShelfWithdrawn
2015-06-052016-04-272
333-201763
ShelfEffective
2015-01-302015-02-122
333-201249
ShelfEffective
2014-12-232014-12-231
333-199016
ShelfEffective
2014-09-302014-12-222
333-197148
ShelfEffective
2014-07-012014-07-162
333-193925
Registered companyFinal prospectus
2014-02-132014-06-059
333-186819
IPOFinal prospectus
2013-02-222013-06-0610

Filings

32
FiledFilingRegistrationAccession
2016-04-27RWWithdrawn 333-2047790001193125-16-558515
2015-06-05S-3Shelf registered 333-2047790001144204-15-035827
2015-02-12EFFECTDeclared effective 333-2017639999999995-15-000414
2015-01-30S-3Shelf registered 333-2017630001144204-15-004797
2014-12-23S-3ASRShelf registered 333-2012490001144204-14-075725
2014-12-22EFFECTDeclared effective 333-1990169999999995-14-003771
2014-09-30S-3Shelf registered 333-1990160001144204-14-058511
2014-07-16EFFECTDeclared effective 333-1971489999999995-14-002154
2014-07-01S-3Shelf registered 333-1971480001144204-14-040570
2014-06-05424B4Final prospectus 333-1939250001144204-14-035880
2014-06-04EFFECTDeclared effective 333-1939259999999995-14-001662
2014-06-03EFFECTDeclared effective 333-1948069999999995-14-001657
2014-06-03EFFECTDeclared effective 333-1948049999999995-14-001656
2014-05-29S-1/AAmendment 333-1939250001144204-14-034063
2014-05-23S-1/AAmendment 333-1939250001144204-14-033254
2014-05-14EFFECTDeclared effective 333-1948069999999995-14-001470
2014-05-14EFFECTDeclared effective 333-1948049999999995-14-001469
2014-05-14S-1/AAmendment 333-1939250001144204-14-030543
2014-05-06S-1/AAmendment 333-1939250001144204-14-027744
2014-04-22S-1/AAmendment 333-1939250001144204-14-023942
2014-03-19S-1/AAmendment 333-1939250001144204-14-016598
2014-02-13S-1Registration filed 333-1939250001144204-14-008239
2013-06-06424B4Final prospectus 333-1868190001144204-13-033506
2013-06-04EFFECTDeclared effective 333-1868199999999995-13-001697
2013-05-30S-1/AAmendment 333-1868190001144204-13-032281
2013-05-30S-1/AAmendment 333-1868190001144204-13-032186
2013-05-22S-1/AAmendment 333-1868190001144204-13-030944
2013-05-21S-1/AAmendment 333-1868190001144204-13-030675
2013-05-10S-1/AAmendment 333-1868190001144204-13-027627
2013-04-30S-1/AAmendment 333-1868190001144204-13-024833
2013-03-28S-1/AAmendment 333-1868190001144204-13-018396
2013-02-22S-1Registration filed 333-1868190001144204-13-010774

All filings of this company · CSV