Company · CIK 1568832 # RCS Capital Corp | CIK | [1568832](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001568832) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies | | Incorporated in | DE | | Business address | NY | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2013-08-02 | ## Offerings 7 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-204779 | Shelf Withdrawn | 2015-06-05 | 2016-04-27 | 2 | | 333-201763 | Shelf Effective | 2015-01-30 | 2015-02-12 | 2 | | 333-201249 | Shelf Effective | 2014-12-23 | 2014-12-23 | 1 | | 333-199016 | Shelf Effective | 2014-09-30 | 2014-12-22 | 2 | | 333-197148 | Shelf Effective | 2014-07-01 | 2014-07-16 | 2 | | 333-193925 | Registered company Final prospectus | 2014-02-13 | 2014-06-05 | 9 | | 333-186819 | IPO Final prospectus | 2013-02-22 | 2013-06-06 | 10 | ## Filings 32 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2016-04-27 | [RW](https://www.sec.gov/Archives/edgar/data/1568832/000119312516558515/0001193125-16-558515-index.htm) Withdrawn | 333-204779 | 0001193125-16-558515 | | 2015-06-05 | [S-3](https://www.sec.gov/Archives/edgar/data/1568832/000114420415035827/0001144204-15-035827-index.htm) Shelf registered | 333-204779 | 0001144204-15-035827 | | 2015-02-12 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1568832/999999999515000414/9999999995-15-000414-index.htm) Declared effective | 333-201763 | 9999999995-15-000414 | | 2015-01-30 | [S-3](https://www.sec.gov/Archives/edgar/data/1568832/000114420415004797/0001144204-15-004797-index.htm) Shelf registered | 333-201763 | 0001144204-15-004797 | | 2014-12-23 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1568832/000114420414075725/0001144204-14-075725-index.htm) Shelf registered | 333-201249 | 0001144204-14-075725 | | 2014-12-22 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1568832/999999999514003771/9999999995-14-003771-index.htm) Declared effective | 333-199016 | 9999999995-14-003771 | | 2014-09-30 | [S-3](https://www.sec.gov/Archives/edgar/data/1568832/000114420414058511/0001144204-14-058511-index.htm) Shelf registered | 333-199016 | 0001144204-14-058511 | | 2014-07-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1568832/999999999514002154/9999999995-14-002154-index.htm) Declared effective | 333-197148 | 9999999995-14-002154 | | 2014-07-01 | [S-3](https://www.sec.gov/Archives/edgar/data/1568832/000114420414040570/0001144204-14-040570-index.htm) Shelf registered | 333-197148 | 0001144204-14-040570 | | 2014-06-05 | [424B4](https://www.sec.gov/Archives/edgar/data/1568832/000114420414035880/0001144204-14-035880-index.htm) Final prospectus | 333-193925 | 0001144204-14-035880 | | 2014-06-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1568832/999999999514001662/9999999995-14-001662-index.htm) Declared effective | 333-193925 | 9999999995-14-001662 | | 2014-06-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1568832/999999999514001657/9999999995-14-001657-index.htm) Declared effective | 333-194806 | 9999999995-14-001657 | | 2014-06-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1568832/999999999514001656/9999999995-14-001656-index.htm) Declared effective | 333-194804 | 9999999995-14-001656 | | 2014-05-29 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420414034063/0001144204-14-034063-index.htm) Amendment | 333-193925 | 0001144204-14-034063 | | 2014-05-23 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420414033254/0001144204-14-033254-index.htm) Amendment | 333-193925 | 0001144204-14-033254 | | 2014-05-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1568832/999999999514001470/9999999995-14-001470-index.htm) Declared effective | 333-194806 | 9999999995-14-001470 | | 2014-05-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1568832/999999999514001469/9999999995-14-001469-index.htm) Declared effective | 333-194804 | 9999999995-14-001469 | | 2014-05-14 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420414030543/0001144204-14-030543-index.htm) Amendment | 333-193925 | 0001144204-14-030543 | | 2014-05-06 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420414027744/0001144204-14-027744-index.htm) Amendment | 333-193925 | 0001144204-14-027744 | | 2014-04-22 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420414023942/0001144204-14-023942-index.htm) Amendment | 333-193925 | 0001144204-14-023942 | | 2014-03-19 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420414016598/0001144204-14-016598-index.htm) Amendment | 333-193925 | 0001144204-14-016598 | | 2014-02-13 | [S-1](https://www.sec.gov/Archives/edgar/data/1568832/000114420414008239/0001144204-14-008239-index.htm) Registration filed | 333-193925 | 0001144204-14-008239 | | 2013-06-06 | [424B4](https://www.sec.gov/Archives/edgar/data/1568832/000114420413033506/0001144204-13-033506-index.htm) Final prospectus | 333-186819 | 0001144204-13-033506 | | 2013-06-04 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1568832/999999999513001697/9999999995-13-001697-index.htm) Declared effective | 333-186819 | 9999999995-13-001697 | | 2013-05-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420413032281/0001144204-13-032281-index.htm) Amendment | 333-186819 | 0001144204-13-032281 | | 2013-05-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420413032186/0001144204-13-032186-index.htm) Amendment | 333-186819 | 0001144204-13-032186 | | 2013-05-22 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420413030944/0001144204-13-030944-index.htm) Amendment | 333-186819 | 0001144204-13-030944 | | 2013-05-21 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420413030675/0001144204-13-030675-index.htm) Amendment | 333-186819 | 0001144204-13-030675 | | 2013-05-10 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420413027627/0001144204-13-027627-index.htm) Amendment | 333-186819 | 0001144204-13-027627 | | 2013-04-30 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420413024833/0001144204-13-024833-index.htm) Amendment | 333-186819 | 0001144204-13-024833 | | 2013-03-28 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1568832/000114420413018396/0001144204-13-018396-index.htm) Amendment | 333-186819 | 0001144204-13-018396 | | 2013-02-22 | [S-1](https://www.sec.gov/Archives/edgar/data/1568832/000114420413010774/0001144204-13-010774-index.htm) Registration filed | 333-186819 | 0001144204-13-010774 | [All filings of this company](https://equitycapital.markets/filings?cik=1568832) · [CSV](https://equitycapital.markets/filings.csv?cik=1568832) --- Source page: https://equitycapital.markets/company/1568832 · Data: U.S. SEC EDGAR · CC BY 4.0