Company · CIK 1820302

# Bakkt, Inc.

| CIK | [1820302](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001820302) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6199 — Finance Services |
| Business address | GA |
| Listed | BKKT (NYSE) |
| First annual or quarterly report | 2020-11-16 |

## Offerings

 8 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-295817 | Shelf Effective | 2026-05-13 | 2026-05-27 | 2 |
| 333-288361 | Shelf Effective | 2025-06-26 | 2026-02-27 | 7 |
| 333-261034 | Registered company Effective | 2021-11-12 | 2025-12-15 | 6 |
| 333-271362 | Shelf Effective | 2023-04-21 | 2025-12-15 | 3 |
| 333-271438 | Shelf Effective | 2023-04-26 | 2025-12-15 | 3 |
| 333-288362 | Shelf Effective | 2025-06-27 | 2025-07-23 | 2 |
| 333-271361 | Shelf Effective | 2023-04-21 | 2024-03-01 | 4 |
| 333-248619 | IPO Final prospectus | 2020-09-04 | 2020-09-24 | 5 |

## Filings

 37

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2026-05-27 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999526001771/9999999995-26-001771-index.htm) Declared effective | 333-295817 | 9999999995-26-001771 |
| 2026-05-13 | [S-3](https://www.sec.gov/Archives/edgar/data/1820302/000119312526220226/0001193125-26-220226-index.htm) Shelf registered | 333-295817 | 0001193125-26-220226 |
| 2026-02-27 | [424B5](https://www.sec.gov/Archives/edgar/data/1820302/000119312526079249/0001193125-26-079249-index.htm) Shelf takedown | 333-288361 | 0001193125-26-079249 |
| 2026-01-20 | [424B5](https://www.sec.gov/Archives/edgar/data/1820302/000119312526016073/0001193125-26-016073-index.htm) Shelf takedown | 333-288361 | 0001193125-26-016073 |
| 2025-12-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999525003725/9999999995-25-003725-index.htm) Declared effective | 333-288361 | 9999999995-25-003725 |
| 2025-12-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999525003723/9999999995-25-003723-index.htm) Declared effective | 333-271438 | 9999999995-25-003723 |
| 2025-12-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999525003722/9999999995-25-003722-index.htm) Declared effective | 333-271362 | 9999999995-25-003722 |
| 2025-12-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999525003721/9999999995-25-003721-index.htm) Declared effective | 333-261034 | 9999999995-25-003721 |
| 2025-07-30 | [424B5](https://www.sec.gov/Archives/edgar/data/1820302/000119312525168405/0001193125-25-168405-index.htm) Shelf takedown | 333-288361 | 0001193125-25-168405 |
| 2025-07-28 | [424B5](https://www.sec.gov/Archives/edgar/data/1820302/000119312525166553/0001193125-25-166553-index.htm) Shelf takedown | 333-288361 | 0001193125-25-166553 |
| 2025-07-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999525002325/9999999995-25-002325-index.htm) Declared effective | 333-288362 | 9999999995-25-002325 |
| 2025-07-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999525002168/9999999995-25-002168-index.htm) Declared effective | 333-288361 | 9999999995-25-002168 |
| 2025-06-27 | [S-3](https://www.sec.gov/Archives/edgar/data/1820302/000119312525149177/0001193125-25-149177-index.htm) Shelf registered | 333-288362 | 0001193125-25-149177 |
| 2025-06-26 | [S-3](https://www.sec.gov/Archives/edgar/data/1820302/000119312525149155/0001193125-25-149155-index.htm) Shelf registered | 333-288361 | 0001193125-25-149155 |
| 2024-03-01 | [424B5](https://www.sec.gov/Archives/edgar/data/1820302/000119312524056060/0001193125-24-056060-index.htm) Shelf takedown | 333-271361 | 0001193125-24-056060 |
| 2024-03-01 | [424B5](https://www.sec.gov/Archives/edgar/data/1820302/000119312524056034/0001193125-24-056034-index.htm) Shelf takedown | 333-271361 | 0001193125-24-056034 |
| 2024-02-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999524000449/9999999995-24-000449-index.htm) Declared effective | 333-271438 | 9999999995-24-000449 |
| 2024-02-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999524000448/9999999995-24-000448-index.htm) Declared effective | 333-271362 | 9999999995-24-000448 |
| 2024-02-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999524000447/9999999995-24-000447-index.htm) Declared effective | 333-271361 | 9999999995-24-000447 |
| 2024-02-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999524000436/9999999995-24-000436-index.htm) Declared effective | 333-261034 | 9999999995-24-000436 |
| 2024-02-14 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999524000435/9999999995-24-000435-index.htm) Declared effective | 333-254935 | 9999999995-24-000435 |
| 2023-04-26 | [S-3](https://www.sec.gov/Archives/edgar/data/1820302/000119312523115646/0001193125-23-115646-index.htm) Shelf registered | 333-271438 | 0001193125-23-115646 |
| 2023-04-21 | [S-3](https://www.sec.gov/Archives/edgar/data/1820302/000119312523108811/0001193125-23-108811-index.htm) Shelf registered | 333-271362 | 0001193125-23-108811 |
| 2023-04-21 | [S-3](https://www.sec.gov/Archives/edgar/data/1820302/000119312523108799/0001193125-23-108799-index.htm) Shelf registered | 333-271361 | 0001193125-23-108799 |
| 2022-04-12 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999522000937/9999999995-22-000937-index.htm) Declared effective | 333-261034 | 9999999995-22-000937 |
| 2021-12-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999521004703/9999999995-21-004703-index.htm) Declared effective | 333-261034 | 9999999995-21-004703 |
| 2021-12-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999521004697/9999999995-21-004697-index.htm) Declared effective | 333-254935 | 9999999995-21-004697 |
| 2021-12-08 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1820302/000119312521351448/0001193125-21-351448-index.htm) Amendment | 333-261034 | 0001193125-21-351448 |
| 2021-11-12 | [S-1](https://www.sec.gov/Archives/edgar/data/1820302/000119312521328170/0001193125-21-328170-index.htm) Registration filed | 333-261034 | 0001193125-21-328170 |
| 2021-09-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999521003567/9999999995-21-003567-index.htm) Declared effective | 333-254935 | 9999999995-21-003567 |
| 2021-02-16 | [DRS](https://www.sec.gov/Archives/edgar/data/1820302/000095012321002308/0000950123-21-002308-index.htm) Draft made public | 377-04242 | 0000950123-21-002308 |
| 2020-09-24 | [424B4](https://www.sec.gov/Archives/edgar/data/1820302/000119312520253319/0001193125-20-253319-index.htm) Final prospectus | 333-248619 | 0001193125-20-253319 |
| 2020-09-22 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1820302/999999999520002530/9999999995-20-002530-index.htm) Declared effective | 333-248619 | 9999999995-20-002530 |
| 2020-09-18 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1820302/000119312520249215/0001193125-20-249215-index.htm) Amendment | 333-248619 | 0001193125-20-249215 |
| 2020-09-16 | [S-1/A](https://www.sec.gov/Archives/edgar/data/1820302/000119312520247281/0001193125-20-247281-index.htm) Amendment | 333-248619 | 0001193125-20-247281 |
| 2020-09-04 | [S-1](https://www.sec.gov/Archives/edgar/data/1820302/000119312520240106/0001193125-20-240106-index.htm) Registration filed | 333-248619 | 0001193125-20-240106 |
| 2020-08-07 | [DRS](https://www.sec.gov/Archives/edgar/data/1820302/000095012320007965/0000950123-20-007965-index.htm) Draft made public | 377-03392 | 0000950123-20-007965 |

[All filings of this company](https://equitycapital.markets/filings?cik=1820302) · [CSV](https://equitycapital.markets/filings.csv?cik=1820302)

---
Source page: https://equitycapital.markets/company/1820302 · Data: U.S. SEC EDGAR · CC BY 4.0
