Company · CIK 18230

# CATERPILLAR INC

| CIK | [18230](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000018230) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 3531 — Construction Machinery & Equip |
| Incorporated in | DE |
| Business address | TX |
| Listed | CAT (NYSE) |
| First annual or quarterly report | 1994-03-02 |

## Offerings

 10 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-283791 | Shelf Effective | 2024-12-13 | 2025-05-14 | 3 |
| 333-261620 | Shelf Effective | 2021-12-13 | 2021-12-13 | 1 |
| 333-228108 | Shelf Effective | 2018-11-01 | 2021-03-04 | 7 |
| 333-207735 | Shelf Effective | 2015-11-02 | 2015-11-02 | 1 |
| 333-184729 | Shelf Effective | 2012-11-02 | 2014-05-06 | 3 |
| 333-162837 | Shelf Effective | 2009-11-03 | 2012-06-21 | 3 |
| 333-159262 | Shelf Effective | 2009-05-15 | 2009-05-15 | 1 |
| 333-136265 | Shelf Effective | 2006-08-03 | 2008-12-04 | 3 |
| 333-135465 | Shelf Effective | 2006-06-29 | 2006-07-21 | 2 |
| 333-135123 | Shelf Effective | 2006-06-19 | 2006-06-19 | 1 |

## Filings

 26

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2025-05-14 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000110465925048552/0001104659-25-048552-index.htm) Shelf takedown | 333-283791 | 0001104659-25-048552 |
| 2025-05-12 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000110465925047037/0001104659-25-047037-index.htm) Shelf takedown | 333-283791 | 0001104659-25-047037 |
| 2024-12-13 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/18230/000110465924128268/0001104659-24-128268-index.htm) Shelf registered | 333-283791 | 0001104659-24-128268 |
| 2021-12-13 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/18230/000110465921149092/0001104659-21-149092-index.htm) Shelf registered | 333-261620 | 0001104659-21-149092 |
| 2021-03-04 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000110465921031994/0001104659-21-031994-index.htm) Shelf takedown | 333-228108 | 0001104659-21-031994 |
| 2021-03-02 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000110465921030449/0001104659-21-030449-index.htm) Shelf takedown | 333-228108 | 0001104659-21-030449 |
| 2020-04-07 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000104746920002153/0001047469-20-002153-index.htm) Shelf takedown | 333-228108 | 0001047469-20-002153 |
| 2020-04-06 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000104746920002095/0001047469-20-002095-index.htm) Shelf takedown | 333-228108 | 0001047469-20-002095 |
| 2019-09-18 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000104746919005279/0001047469-19-005279-index.htm) Shelf takedown | 333-228108 | 0001047469-19-005279 |
| 2019-09-16 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000104746919005240/0001047469-19-005240-index.htm) Shelf takedown | 333-228108 | 0001047469-19-005240 |
| 2018-11-01 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/18230/000001823018000296/0000018230-18-000296-index.htm) Shelf registered | 333-228108 | 0000018230-18-000296 |
| 2015-11-02 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/18230/000104746915008222/0001047469-15-008222-index.htm) Shelf registered | 333-207735 | 0001047469-15-008222 |
| 2014-05-06 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000104746914004645/0001047469-14-004645-index.htm) Shelf takedown | 333-184729 | 0001047469-14-004645 |
| 2014-05-05 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000104746914004568/0001047469-14-004568-index.htm) Shelf takedown | 333-184729 | 0001047469-14-004568 |
| 2012-11-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/18230/999999999512003168/9999999995-12-003168-index.htm) Declared effective | 333-183774 | 9999999995-12-003168 |
| 2012-11-02 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/18230/000104746912009996/0001047469-12-009996-index.htm) Shelf registered | 333-184729 | 0001047469-12-009996 |
| 2012-06-21 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000104746912006797/0001047469-12-006797-index.htm) Shelf takedown | 333-162837 | 0001047469-12-006797 |
| 2011-05-24 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000104746911005462/0001047469-11-005462-index.htm) Shelf takedown | 333-162837 | 0001047469-11-005462 |
| 2009-11-03 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/18230/000001823009000506/0000018230-09-000506-index.htm) Shelf registered | 333-162837 | 0000018230-09-000506 |
| 2009-05-15 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/18230/000001823009000190/0000018230-09-000190-index.htm) Shelf registered | 333-159262 | 0000018230-09-000190 |
| 2008-12-04 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000104746908012812/0001047469-08-012812-index.htm) Shelf takedown | 333-136265 | 0001047469-08-012812 |
| 2008-12-02 | [424B5](https://www.sec.gov/Archives/edgar/data/18230/000104746908012670/0001047469-08-012670-index.htm) Shelf takedown | 333-136265 | 0001047469-08-012670 |
| 2006-08-03 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/18230/000104746906010281/0001047469-06-010281-index.htm) Shelf registered | 333-136265 | 0001047469-06-010281 |
| 2006-07-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/18230/999999999506000854/9999999995-06-000854-index.htm) Declared effective | 333-135465 | 9999999995-06-000854 |
| 2006-06-29 | [S-3](https://www.sec.gov/Archives/edgar/data/18230/000001823006000317/0000018230-06-000317-index.htm) Shelf registered | 333-135465 | 0000018230-06-000317 |
| 2006-06-19 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/18230/000110465906042397/0001104659-06-042397-index.htm) Shelf registered | 333-135123 | 0001104659-06-042397 |

[All filings of this company](https://equitycapital.markets/filings?cik=18230) · [CSV](https://equitycapital.markets/filings.csv?cik=18230)

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Source page: https://equitycapital.markets/company/18230 · Data: U.S. SEC EDGAR · CC BY 4.0
