Company · CIK 1848275

# TOP Financial Group Ltd

| CIK | [1848275](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001848275) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services |
| Incorporated in | E9 |
| Business address | TX |
| Listed | TOP (Nasdaq) |
| First annual or quarterly report | 2022-08-16 |

## Offerings

 3 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-299239 | Registered company Effective | 2026-10-01 | 2026-10-08 | 2 |
| 333-273066 | Shelf Effective | 2023-06-30 | 2026-06-23 | 5 |
| 333-259441 | IPO Final prospectus | 2021-09-10 | 2022-06-01 | 10 |

## Filings

 19

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2026-10-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1848275/999999999526003193/9999999995-26-003193-index.htm) Declared effective | 333-299239 | 9999999995-26-003193 |
| 2026-10-01 | [F-1](https://www.sec.gov/Archives/edgar/data/1848275/000121390026105817/0001213900-26-105817-index.htm) Registration filed | 333-299239 | 0001213900-26-105817 |
| 2026-09-18 | [DRS](https://www.sec.gov/Archives/edgar/data/1848275/000121390026101263/0001213900-26-101263-index.htm) Draft made public | 377-09765 | 0001213900-26-101263 |
| 2026-06-23 | [424B5](https://www.sec.gov/Archives/edgar/data/1848275/000121390026071103/0001213900-26-071103-index.htm) Shelf takedown | 333-273066 | 0001213900-26-071103 |
| 2025-05-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1848275/999999999525001408/9999999995-25-001408-index.htm) Declared effective | 333-273066 | 9999999995-25-001408 |
| 2024-02-13 | [424B5](https://www.sec.gov/Archives/edgar/data/1848275/000121390024013275/0001213900-24-013275-index.htm) Shelf takedown | 333-273066 | 0001213900-24-013275 |
| 2023-09-29 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1848275/999999999523002865/9999999995-23-002865-index.htm) Declared effective | 333-273066 | 9999999995-23-002865 |
| 2023-06-30 | [F-3](https://www.sec.gov/Archives/edgar/data/1848275/000121390023053523/0001213900-23-053523-index.htm) Shelf registered | 333-273066 | 0001213900-23-053523 |
| 2022-06-01 | [424B4](https://www.sec.gov/Archives/edgar/data/1848275/000121390022030679/0001213900-22-030679-index.htm) Final prospectus | 333-259441 | 0001213900-22-030679 |
| 2022-05-31 | [EFFECT](https://www.sec.gov/Archives/edgar/data/1848275/999999999522001635/9999999995-22-001635-index.htm) Declared effective | 333-259441 | 9999999995-22-001635 |
| 2022-05-10 | [F-1/A](https://www.sec.gov/Archives/edgar/data/1848275/000121390022025273/0001213900-22-025273-index.htm) Amendment | 333-259441 | 0001213900-22-025273 |
| 2022-04-13 | [F-1/A](https://www.sec.gov/Archives/edgar/data/1848275/000121390022019601/0001213900-22-019601-index.htm) Amendment | 333-259441 | 0001213900-22-019601 |
| 2022-01-28 | [F-1/A](https://www.sec.gov/Archives/edgar/data/1848275/000121390022004187/0001213900-22-004187-index.htm) Amendment | 333-259441 | 0001213900-22-004187 |
| 2021-12-23 | [F-1/A](https://www.sec.gov/Archives/edgar/data/1848275/000121390021067375/0001213900-21-067375-index.htm) Amendment | 333-259441 | 0001213900-21-067375 |
| 2021-12-10 | [F-1/A](https://www.sec.gov/Archives/edgar/data/1848275/000121390021064645/0001213900-21-064645-index.htm) Amendment | 333-259441 | 0001213900-21-064645 |
| 2021-11-24 | [F-1/A](https://www.sec.gov/Archives/edgar/data/1848275/000121390021061981/0001213900-21-061981-index.htm) Amendment | 333-259441 | 0001213900-21-061981 |
| 2021-10-19 | [F-1/A](https://www.sec.gov/Archives/edgar/data/1848275/000121390021053466/0001213900-21-053466-index.htm) Amendment | 333-259441 | 0001213900-21-053466 |
| 2021-09-10 | [F-1](https://www.sec.gov/Archives/edgar/data/1848275/000121390021047369/0001213900-21-047369-index.htm) Registration filed | 333-259441 | 0001213900-21-047369 |
| 2021-02-26 | [DRS](https://www.sec.gov/Archives/edgar/data/1848275/000121390021012030/0001213900-21-012030-index.htm) Draft made public | 377-04314 | 0001213900-21-012030 |

[All filings of this company](https://equitycapital.markets/filings?cik=1848275) · [CSV](https://equitycapital.markets/filings.csv?cik=1848275)

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Source page: https://equitycapital.markets/company/1848275 · Data: U.S. SEC EDGAR · CC BY 4.0