Company · CIK 704051 # LEGG MASON, INC. | CIK | [704051](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000704051) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 6282 — Investment Advice | | Incorporated in | MD | | Business address | MD | | Listed | no ticker on SEC record today | | First annual or quarterly report | 1994-02-14 | ## Offerings 9 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-123272 | Shelf Effective | 2005-03-11 | 2020-08-06 | 2 | | 333-209616 | Shelf Effective | 2016-02-19 | 2016-08-04 | 4 | | 333-193321 | Shelf Effective | 2014-01-13 | 2014-01-13 | 1 | | 333-183221 | Shelf Effective | 2012-08-10 | 2012-08-10 | 1 | | 333-150653 | Shelf Effective | 2008-05-06 | 2008-05-06 | 1 | | 333-150538 | Shelf Effective | 2008-04-30 | 2008-04-30 | 1 | | 333-147853 | Shelf Effective | 2007-12-05 | 2007-12-05 | 1 | | 333-132074 | Shelf Effective | 2006-02-28 | 2006-02-28 | 1 | | 333-130621 | Shelf Effective | 2005-12-22 | 2005-12-22 | 1 | ## Filings 29 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002067/9999999995-20-002067-index.htm) Declared effective | 333-91888 | 9999999995-20-002067 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002066/9999999995-20-002066-index.htm) Declared effective | 333-68922 | 9999999995-20-002066 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002065/9999999995-20-002065-index.htm) Declared effective | 333-67602 | 9999999995-20-002065 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002064/9999999995-20-002064-index.htm) Declared effective | 333-44475 | 9999999995-20-002064 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002063/9999999995-20-002063-index.htm) Declared effective | 333-34674 | 9999999995-20-002063 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002062/9999999995-20-002062-index.htm) Declared effective | 333-33298 | 9999999995-20-002062 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002047/9999999995-20-002047-index.htm) Declared effective | 333-123272 | 9999999995-20-002047 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002046/9999999995-20-002046-index.htm) Declared effective | 333-100156 | 9999999995-20-002046 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002045/9999999995-20-002045-index.htm) Declared effective | 333-00151 | 9999999995-20-002045 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002044/9999999995-20-002044-index.htm) Declared effective | 333-00017 | 9999999995-20-002044 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002043/9999999995-20-002043-index.htm) Declared effective | 033-62704 | 9999999995-20-002043 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002042/9999999995-20-002042-index.htm) Declared effective | 033-60780 | 9999999995-20-002042 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002041/9999999995-20-002041-index.htm) Declared effective | 033-54807 | 9999999995-20-002041 | | 2020-08-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999520002040/9999999995-20-002040-index.htm) Declared effective | 033-41810 | 9999999995-20-002040 | | 2016-08-04 | [424B5](https://www.sec.gov/Archives/edgar/data/704051/000119312516671745/0001193125-16-671745-index.htm) Shelf takedown | 333-209616 | 0001193125-16-671745 | | 2016-03-18 | [424B5](https://www.sec.gov/Archives/edgar/data/704051/000119312516510136/0001193125-16-510136-index.htm) Shelf takedown | 333-209616 | 0001193125-16-510136 | | 2016-03-09 | [424B5](https://www.sec.gov/Archives/edgar/data/704051/000119312516497016/0001193125-16-497016-index.htm) Shelf takedown | 333-209616 | 0001193125-16-497016 | | 2016-02-19 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/704051/000119312516470125/0001193125-16-470125-index.htm) Shelf registered | 333-209616 | 0001193125-16-470125 | | 2014-01-13 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/704051/000119312514008729/0001193125-14-008729-index.htm) Shelf registered | 333-193321 | 0001193125-14-008729 | | 2013-01-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999513000266/9999999995-13-000266-index.htm) Declared effective | 333-182640 | 9999999995-13-000266 | | 2012-08-10 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/704051/000094787112000591/0000947871-12-000591-index.htm) Shelf registered | 333-183221 | 0000947871-12-000591 | | 2009-08-11 | [EFFECT](https://www.sec.gov/Archives/edgar/data/704051/999999999509002234/9999999995-09-002234-index.htm) Declared effective | 333-160593 | 9999999995-09-002234 | | 2008-05-06 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/704051/000104746908006024/0001047469-08-006024-index.htm) Shelf registered | 333-150653 | 0001047469-08-006024 | | 2008-04-30 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/704051/000119312508097237/0001193125-08-097237-index.htm) Shelf registered | 333-150538 | 0001193125-08-097237 | | 2007-12-05 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/704051/000070405107000158/0000704051-07-000158-index.htm) Shelf registered | 333-147853 | 0000704051-07-000158 | | 2006-02-28 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/704051/000094787106000410/0000947871-06-000410-index.htm) Shelf registered | 333-132074 | 0000947871-06-000410 | | 2005-12-22 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/704051/000094787105002250/0000947871-05-002250-index.htm) Shelf registered | 333-130621 | 0000947871-05-002250 | | 2005-03-11 | [S-3](https://www.sec.gov/Archives/edgar/data/704051/000094787105000618/0000947871-05-000618-index.htm) Shelf registered | 333-123272 | 0000947871-05-000618 | | 2004-12-17 | [424B5](https://www.sec.gov/Archives/edgar/data/704051/000119312504215471/0001193125-04-215471-index.htm) Shelf takedown | 333-100156 | 0001193125-04-215471 | [All filings of this company](https://equitycapital.markets/filings?cik=704051) · [CSV](https://equitycapital.markets/filings.csv?cik=704051) --- Source page: https://equitycapital.markets/company/704051 · Data: U.S. SEC EDGAR · CC BY 4.0